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REGAL ADVISORY SERVICES, INC.

GLENVIEW, IL · CRD 123842 · IAPD ↗ · 877-488-6537

$121.4MRegulatory AUM
16Advisory reps
25Employees
1Clients
11-25Planning clients
0Private funds
15States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
January 2026 — REGAL ADVISORY SERVICES, INC. added office(s): 11 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
August 2025 — REGAL ADVISORY SERVICES, INC. added office(s): 11 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
November 2024 — REGAL ADVISORY SERVICES, INC. notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — REGAL ADVISORY SERVICES, INC. reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.