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501 NORTH, LLC

NEW YORK, NY · CRD 338118 · IAPD ↗ · 501northgrowthequity.com · (212) 887-7777

$329.4MRegulatory AUM
6Advisory reps
9Employees
0Clients
n/aPlanning clients
3Private funds
53States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
May 2026 — 501 NORTH, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
April 2026 — 501 NORTH, LLC now reports 3 private fund(s) ($329.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
95
January 2026 — 501 NORTH, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.