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NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

PHILADELPHIA, PA · CRD 105390 · IAPD ↗ · nomuraassetmanagement.com · 215-531-6700

$144.04BRegulatory AUM
219Advisory reps
778Employees
19Clients
n/aPlanning clients
2Private funds
51States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
July 2026 — NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST grew from 157 to 219 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
January 2026 — MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST is now doing business as NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
July 2025 — MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST shrank from 168 to 157 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
October 2024 — MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST's Item 11 disclosure-reporting entries rose by 4 (3 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
July 2024 — MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST grew from 144 to 168 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.