← Tributary

MAIN CAPITAL PARTNERS NORTH AMERICA LLC

BOSTON, MA · CRD 329886 · IAPD ↗ · 617-207-4175

$471.6MRegulatory AUM
7Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
April 2026 — MAIN CAPITAL PARTNERS NORTH AMERICA LLC reported RAUM up 28% ($367.6M -> $471.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2026 — MAIN CAPITAL PARTNERS NORTH AMERICA LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
November 2024 — MAIN CAPITAL PARTNERS NORTH AMERICA LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
October 2024 — MAIN CAPITAL PARTNERS NORTH AMERICA LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
October 2024 — MAIN CAPITAL PARTNERS NORTH AMERICA LLC reported RAUM up 804% ($41.0M -> $370.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
June 2024 — MAIN CAPITAL PARTNERS NORTH AMERICA LLC (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $41.0M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.