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GUILBAULT CAPITAL

METAIRIE, LA · CRD 331160 · IAPD ↗ · guilbaultcapital.com · 504-612-9250

$303.8MRegulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2024 — GUILBAULT CAPITAL notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
October 2024 — GUILBAULT CAPITAL now reports custody of client assets ($17.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
October 2024 — GUILBAULT CAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
June 2024 — GUILBAULT CAPITAL (METAIRIE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.