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FINANCIAL LEGACY MANAGEMENT, NC.

LITTLE ROCK, AR · CRD 136348 · IAPD ↗ · financiallegacymanagement.com · 501-224-7526

$153.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — FINANCIAL LEGACY MANAGEMENT, NC. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
October 2024 — FINANCIAL LEGACY MANAGEMENT, NC. (LITTLE ROCK, AR) is newly SEC-registered with $119.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.