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CERTIOR FINANCIAL GROUP, LLC

KING OF PRUSSIA, PA · CRD 285502 · IAPD ↗ · certiorfinancial.com · 610-783-7010

$452.3MRegulatory AUM
7Advisory reps
9Employees
36Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2024 — CERTIOR FINANCIAL GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — CERTIOR FINANCIAL GROUP, LLC reported RAUM up 51% ($240.4M -> $363.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
February 2024 — CERTIOR FINANCIAL GROUP, LLC notice-filed in LA, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.