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CARVAL CLO MANAGEMENT LLC

MINNEAPOLIS, MN · CRD 298135 · IAPD ↗ · abcarval.com · 952-444-4780

$7.30BRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
17Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2025 — CARVAL CLO MANAGEMENT LLC reported RAUM up 30% ($4.92B -> $6.39B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
October 2024 — CARVAL CLO MANAGEMENT LLC (MINNEAPOLIS, MN) is newly SEC-registered with $4.92B RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.