← Tributary

A.P. GILFOYLE MANAGEMENT & RESEARCH COMPANY, L.L.C.

NEW YORK, NY · CRD 329643 · IAPD ↗ · apgilfoyle.com · 212-529-4550

$1.9MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
10Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
October 2024 — A.P. GILFOYLE MANAGEMENT & RESEARCH COMPANY, L.L.C. (NEW YORK, NY) left the SEC roster (was $1.9M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
25
September 2024 — A.P. GILFOYLE MANAGEMENT & RESEARCH COMPANY, L.L.C. filed an Item 4A succession naming A.P. GILFOYLE & CO., L.P. (CRD 329643) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
40
September 2024 — A.P. GILFOYLE & CO., L.P. is now doing business as A.P. GILFOYLE MANAGEMENT & RESEARCH COMPANY, L.L.C..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
80
June 2024 — A.P. GILFOYLE & CO., L.P. (NEW YORK, NY) is newly SEC-registered with $1.9M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.