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BROAD REACH CAPITAL LLC

RALEIGH, NC · CRD 144686 · IAPD ↗ · broadreachpartnersllc.com · 919-309-9325

$180.5MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — BROAD REACH CAPITAL LLC reported RAUM up 43% ($126.0M -> $180.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
September 2024 — BROAD REACH CAPITAL LLC (RALEIGH, NC) is newly SEC-registered with $110.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.