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FIELDVIEW CAPITAL MANAGEMENT, LLC

NILES, MI · CRD 332308 · IAPD ↗ · 269-479-1493

$712.5MRegulatory AUM
8Advisory reps
14Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

63
February 2025 — FIELDVIEW CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
43
January 2025 — FIELDVIEW CAPITAL MANAGEMENT, LLC shrank from 12 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
September 2024 — FIELDVIEW CAPITAL MANAGEMENT, LLC (NILES, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.