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ARC ADVISORY LLC

SAN FRANCISCO, CA · CRD 330258 · IAPD ↗ · joinarc.com · (510) 213-8085

$708.3MRegulatory AUM
8Advisory reps
25Employees
0Clients
n/aPlanning clients
0Private funds
33States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — ARC ADVISORY LLC crossed $500M in regulatory AUM ($440.5M -> $708.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
July 2025 — ARC ADVISORY LLC notice-filed in AZ, CO, CT, DC, FL, GA, IA, IL, KS, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NV, OH, OR, PA, PR, TN, TX, UT, VA, WA, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
March 2025 — ARC ADVISORY LLC reported RAUM up 307% ($108.2M -> $440.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
September 2024 — ARC ADVISORY LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
May 2024 — ARC ADVISORY LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.