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EMBLEM GROUP, L.P.

BOSTON, MA · CRD 329533 · IAPD ↗ · emblem.investments · 781-208-2409

$419.4MRegulatory AUM
10Advisory reps
16Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

56
April 2026 — EMBLEM GROUP, L.P. reported RAUM up 69% ($248.1M -> $419.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2026 — EMBLEM GROUP, L.P. grew from 5 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2025 — EMBLEM GROUP, L.P. reported RAUM up 29% ($191.9M -> $248.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
September 2024 — EMBLEM GROUP, L.P. now reports custody of client assets ($383.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
52
September 2024 — EMBLEM GROUP, L.P. grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
September 2024 — EMBLEM GROUP, L.P.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
September 2024 — EMBLEM GROUP, L.P. now reports 3 private fund(s) ($191.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
May 2024 — EMBLEM GROUP, L.P. (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.