← Tributary

NORTHBROOK FINANCIAL

BALTIMORE, MD · CRD 309060 · IAPD ↗ · 410-941-9709

$108.8MRegulatory AUM
2Advisory reps
8Employees
0Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
July 2026 — NORTHBROOK FINANCIAL (BALTIMORE, MD) is newly SEC-registered with $108.8M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.