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EMPIRICAL CAPITAL MANAGEMENT, LLC

HENDERSONVILLE, TN · CRD 160509 · IAPD ↗ · empiricalcapital.com · 615-824-1445

$152.7MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

80
July 2026 — EMPIRICAL CAPITAL MANAGEMENT, LLC (HENDERSONVILLE, TN) is newly SEC-registered with $152.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.