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NOMURA SECURITIES INTERNATIONAL, INC.

NEW YORK, NY · CRD 4297 · IAPD ↗ · nomura.com · 212-667-9000

$0Regulatory AUM
14Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
0States
133Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
September 2026 — NOMURA SECURITIES INTERNATIONAL, INC.'s Item 11 disclosure-reporting entries rose by 2 (131 -> 133).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
58
July 2026 — NOMURA SECURITIES INTERNATIONAL, INC. grew from 11 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
November 2024 — NOMURA SECURITIES INTERNATIONAL, INC.'s Item 11 disclosure-reporting entries rose by 1 (130 -> 131).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.