← Tributary

SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED

MINATO-KU, TOKYO, Japan · CRD 301509 · IAPD ↗ · note.smd-am.co.jp · 81-3-6205-0200

$177.71BRegulatory AUM
213Advisory reps
1022Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

49
July 2026 — SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED grew from 204 to 213 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
July 2025 — SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED shrank from 254 to 204 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.