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OPTIMAL TAX ASSET MANAGEMENT

BELLEVUE, WA · CRD 340466 · IAPD ↗ · optimaltaxinc.com · (425) 523-1044

$0Regulatory AUM
2Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
July 2026 — OPTIMAL TAX ASSET MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
April 2026 — OPTIMAL TAX ASSET MANAGEMENT (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.