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MDT FINANCIAL ADVISORS, LLC

WEBSTER, TX · CRD 340925 · IAPD ↗ · mdtfa.com · 281-938-1111

$294.0MRegulatory AUM
5Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
July 2026 — MDT FINANCIAL ADVISORS, LLC notice-filed in CA, CO, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
July 2026 — MDT FINANCIAL ADVISORS, LLC now reports custody of client assets ($14.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
71
July 2026 — MDT FINANCIAL ADVISORS, LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
July 2026 — MDT FINANCIAL ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
April 2026 — MDT FINANCIAL ADVISORS, LLC (WEBSTER, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.