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BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC

NEW YORK, NY · CRD 330189 · IAPD ↗ · 401-484-0675

$111.9MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
3Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

27
October 2026 — BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
October 2026 — BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC moved its main office from PROVIDENCE, RI to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
80
July 2026 — BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC (PROVIDENCE, RI) is newly SEC-registered with $111.9M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.