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MORK CAPITAL MANAGEMENT

HEALDSBURG, CA · CRD 136154 · IAPD ↗ · morkcapital.com · 707-431-1057

$198.5MRegulatory AUM
1Advisory reps
3Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
September 2026 — MORK CAPITAL MANAGEMENT reported RAUM up 26% ($157.4M -> $198.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
July 2026 — MORK CAPITAL MANAGEMENT (HEALDSBURG, CA) is newly SEC-registered with $157.4M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.