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HAFELE INVESTMENTS

LOUISVILLE, KY · CRD 341803 · IAPD ↗ · 502 365 1440

$57.7MRegulatory AUM
3Advisory reps
4Employees
0Clients
0Planning clients
9Private funds
4States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

95
July 2026 — HAFELE INVESTMENTS (LOUISVILLE, KY) is newly SEC-registered (provisional 120-day approval) with $57.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.