← Tributary

CAXTON ASSOCIATES LLP

LONDON, United Kingdom · CRD 333153 · IAPD ↗ · caxton.com · +44 207 647 0770

$71.56BRegulatory AUM
55Advisory reps
130Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

70
July 2026 — CAXTON ASSOCIATES LLP (LONDON, United Kingdom) is newly SEC-registered with $71.56B RAUM and 55 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.