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WEST FINANCIAL STRATEGIES, INC.

SANFORD, NC · CRD 118241 · IAPD ↗ · westfinancialstrategies.com · 919-774-8664

$121.0MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
July 2026 — WEST FINANCIAL STRATEGIES, INC. (SANFORD, NC) is newly SEC-registered with $121.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.