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N10° WEALTH

GREENWICH, CT · CRD 342013 · IAPD ↗ · n10wealth.com · 203-930-2881

$553.1MRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
September 2026 — N10° WEALTH notice-filed in CA, FL, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
September 2026 — N10° WEALTH now reports custody of client assets ($1.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
September 2026 — N10° WEALTH's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
July 2026 — N10° WEALTH (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.