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WHITEROCK WEALTH DESIGN, LLC

FAYETTEVILLE, AR · CRD 342236 · IAPD ↗ · whiterockwealthdesign.com · (479) 439-5550

$632.9MRegulatory AUM
7Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
12States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

45
September 2026 — WHITEROCK WEALTH DESIGN, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
September 2026 — WHITEROCK WEALTH DESIGN, LLC now reports custody of client assets ($150.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2026 — WHITEROCK WEALTH DESIGN, LLC (FAYETTEVILLE, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.