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KOTAK ALTERNATE ASSET MANAGERS LIMITED

MUMBAI, India · CRD 317952 · IAPD ↗ · kotakalternateasset.com · +91-022-65292400

$18.52BRegulatory AUM
50Advisory reps
214Employees
0Clients
n/aPlanning clients
5Private funds
9States
20Disclosures
foreignSegment
ApprovedSEC status

Filing changes

19
July 2026 — KOTAK ALTERNATE ASSET MANAGERS LIMITED notice-filed in LA, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
25
July 2026 — KOTAK ALTERNATE ASSET MANAGERS LIMITED's Item 11 disclosure-reporting entries rose by 8 (12 -> 20).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
46
July 2026 — KOTAK ALTERNATE ASSET MANAGERS LIMITED grew from 44 to 50 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
17
July 2024 — KOTAK ALTERNATE ASSET MANAGERS LIMITED notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
25
July 2024 — KOTAK ALTERNATE ASSET MANAGERS LIMITED shrank from 64 to 45 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
July 2024 — KOTAK ALTERNATE ASSET MANAGERS LIMITED reported RAUM up 53% ($11.53B -> $17.65B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.