← Tributary

ALPHA OMEGA WEALTH MANAGEMENT, LLC

RICHMOND, VA · CRD 149842 · IAPD ↗ · 804-955-1600

$1.02BRegulatory AUM
9Advisory reps
9Employees
0Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — ALPHA OMEGA WEALTH MANAGEMENT, LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2026 — ALPHA OMEGA WEALTH MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — ALPHA OMEGA WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($905.8M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
December 2025 — ALPHA OMEGA WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.