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ELIOT ROSE WEALTH MANAGEMENT, LLC

PROVIDENCE, RI · CRD 120465 · IAPD ↗ · eliotrose.com · (401) 588-5102

$186.3MRegulatory AUM
1Advisory reps
4Employees
11Clients
11-25Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — ELIOT ROSE WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
50
December 2025 — ELIOT ROSE WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.