← Tributary

CAPITAL CONSULTING & ASSET MANAGEMENT

LINCOLN, NE · CRD 41438 · IAPD ↗ · ccam.net · 402-477-2500

$218.7MRegulatory AUM
3Advisory reps
8Employees
0Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
December 2025 — CAPITAL CONSULTING & ASSET MANAGEMENT now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
45
July 2025 — CAPITAL CONSULTING & ASSET MANAGEMENT reported RAUM down 35% ($282.2M -> $182.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
November 2024 — CAPITAL CONSULTING & ASSET MANAGEMENT notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.