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THEMES MANAGEMENT COMPANY LLC

GREENWICH, CT · CRD 323861 · IAPD ↗ · themesetfs.com · 6462061788

$1.23BRegulatory AUM
4Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

75
April 2026 — THEMES MANAGEMENT COMPANY LLC crossed $1B in regulatory AUM ($844.5M -> $1.23B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
60
December 2025 — THEMES MANAGEMENT COMPANY LLC crossed $500M in regulatory AUM ($58.4M -> $844.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
58
April 2025 — THEMES MANAGEMENT COMPANY LLC reported RAUM up 66% ($35.1M -> $58.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
February 2025 — THEMES MANAGEMENT COMPANY LLC reported RAUM up 255% ($9.9M -> $35.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.