Financial planning software — December 2025
Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).
637 firms opened this window in the December 2025 SEC roster: 373 new registration, 126 headcount up, 101 aum up, 24 planning clients up, 13 planning started.
98
BROADVIEW WEALTH PARTNERS — (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
98
4:8 FINANCIAL — (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
98
MOLDENHAUER & ASSOCIATES — (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
98
WAFD WEALTH, INC — (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
98
CLEARWAVE CAPITAL — (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
95
VIP PLANNERS, INC. — (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. — (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
95
STONEFIELD INVESTMENT ADVISORY, INC. — (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
CLEARWATER CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH-BUILDERS, INC. — (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
95
GOING CPAS AND WEALTH ADVISORS — (OPELOUSAS, LA) is newly SEC-registered with $123.9M RAUM and 8 advisory reps. IAPD ↗
95
SIGNIA CAPITAL MANAGEMENT — (SPOKANE, WA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
95
ALESSANDRA CAPITAL MANAGEMENT, LLC — (TORRANCE, CA) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
95
GARHWAL, CHAN & WILLIAMS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
95
PASNAU INVESTMENT MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
95
KOON FINANCIAL PLANNING & CONSULTING/KFP&C — (GREENWOOD, IN) is newly SEC-registered with $114.5M RAUM and 1 advisory reps. IAPD ↗
95
GARDEN STATE RETIREMENT SPECIALISTS, LLC — (RED BANK, NJ) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
95
YDREAM FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $117.4M RAUM and 1 advisory reps. IAPD ↗
95
HARTLEY ADVISORS CORP. — (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
95
HORIZON CAPITAL MANAGEMENT, LLC — (LAKE FOREST, IL) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
95
FOREVER FINANCIAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $52.9M RAUM and 1 advisory reps. IAPD ↗
95
PETRIE CAPITAL MANAGEMENT LLC. — (SEATTLE, WA) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗
95
AK GLOBAL ASSET MANAGEMENT, LLC — (OAKLAND, CA) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
95
PRIVATE WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $123.0M RAUM and 1 advisory reps. IAPD ↗
95
SKLOFF FINANCIAL GROUP — (location n/a) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
BRIDGELIGHT FINANCIAL ADVISORS, INC — (SHELTON, CT) is newly SEC-registered with $139.0M RAUM and 3 advisory reps. IAPD ↗
95
REALITY FINANCIAL PLANNING SERVICES, LLC — (SARASOTA, FL) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗
95
FAIRWAY ASSET MANAGEMENT, LLC — (OMAHA, NE) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
95
ZENDAMENTALS — (CHICAGO, IL) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗
95
FULLERTON ADVISORS, LLC — (DANVILLE, CA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
95
YUNISTONE INVESTMENT GROUP, LLC — (CHICAGO, IL) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗
95
DAVIS CAPITAL ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $41.8M RAUM and 1 advisory reps. IAPD ↗
95
INVESTMENT MANAGERS GROUP, LLC — (TEMECULA, CA) is newly SEC-registered with $110.1M RAUM and 2 advisory reps. IAPD ↗
95
STANDARD PARTNERS LLC — (BETHESDA, MD) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
95
APPLEWHITE & BUYS FINANCIAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $138.1M RAUM and 2 advisory reps. IAPD ↗
95
FIRST LOOK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
95
NEW WAVE FINANCIAL SERVICES — (location n/a) is newly SEC-registered with $112.7M RAUM and 1 advisory reps. IAPD ↗
95
SYNERGY WEALTH MANAGEMENT, LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗
95
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AGEMY WEALTH ADVISORS, LLC — (DEVER, CO) is newly SEC-registered with $113.7M RAUM and 4 advisory reps. IAPD ↗
95
SUMMIT WEALTH MANAGEMENT LLC — (AKRON, OH) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
95
PEAK FINANCIAL MANAGEMENT, INC. — (BROOMFIELD, CO) is newly SEC-registered with $106.0M RAUM and 2 advisory reps. IAPD ↗
95
PROSPERITEA PLANNING — (location n/a) is newly SEC-registered with $125.0M RAUM and 2 advisory reps. IAPD ↗
95
LIFESTYLE FREEDOM ADVISORY GROUP, LLC — (BRADENTON, FL) is newly SEC-registered with $125.6M RAUM and 5 advisory reps. IAPD ↗
95
WOLFGANG CAPITAL — (TEMECULA, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
95
BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT — (PASADENA, CA) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗
95
SEEDSAFE FINANCIAL LLC — (location n/a) is newly SEC-registered with $108.7M RAUM and 2 advisory reps. IAPD ↗
95
SPIRIT WEST ADVISORS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL DESIGN STUDIO, INC. — (DEER PARK, IL) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
95
BRASIL PLURAL INVESTMENT ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $104.6M RAUM and 10 advisory reps. IAPD ↗
95
ASCENT CAPITAL PARTNERS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $197.0M RAUM and 2 advisory reps. IAPD ↗
95
MAIDSTONE WEALTH MANAGEMENT, LLC — (CAMBRIDGE, NY) is newly SEC-registered with $25.5M RAUM and 1 advisory reps. IAPD ↗
95
AVENTINE FINANCIAL GROUP — (DOYLESTOWN, PA) is newly SEC-registered with $119.3M RAUM and 2 advisory reps. IAPD ↗
95
WEALTH MANAGEMENT SOLUTIONS — (location n/a) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗
95
BONDURANT INVESTMENT ADVISORY, LLC — (EVANSTON, IL) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗
95
PASSPORT WEALTH MANAGEMENT — (CORNELIUS, NC) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗
95
HATCHER CAPITAL INVESTMENTS, INC. — (LITTLE ROCK, AR) is newly SEC-registered with $112.3M RAUM and 3 advisory reps. IAPD ↗
95
PLEASANTDALE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗
95
KEYSTONE WEALTH MANAGEMENT — (WATERLOO, IA) is newly SEC-registered with $130.2M RAUM and 1 advisory reps. IAPD ↗
95
FAMILY PARTNERS CAPITAL, LLC — (HAMILTON, MA) is newly SEC-registered with $102.0M RAUM and 1 advisory reps. IAPD ↗
95
ADVISORSTRUST PARTNERS LLC — (RALEIGH, NC) is newly SEC-registered with $216.8M RAUM and 3 advisory reps. IAPD ↗
95
WARM SPRINGS ADVISORS INC. — (LARKSPUR, CA) is newly SEC-registered with $138.0M RAUM and 1 advisory reps. IAPD ↗
95
ICONOCLASTIC CAPITAL MANAGEMENT LLC — (ROCHESTER, NY) is newly SEC-registered with $55.2M RAUM and 3 advisory reps. IAPD ↗
95
GENESIS INVESTMENTS — (OOLTEWAH, TN) is newly SEC-registered with $102.6M RAUM and 4 advisory reps. IAPD ↗
95
THE CAPELOTO & HEDRICK CO — (location n/a) is newly SEC-registered with $121.0M RAUM and 2 advisory reps. IAPD ↗
95
SIKORSKI WEALTH MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗
95
Q2 WEALTH MANAGEMENT — (LEXINGTON, KY) is newly SEC-registered with $107.9M RAUM and 3 advisory reps. IAPD ↗
95
SOUNDPATH RETIREMENT STRATEGIES, LLC — (BELLEVUE, WA) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL DESIGN GROUP, LLC — (LAVISTA, NE) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
95
NEU WEALTH GROUP — (location n/a) is newly SEC-registered with $205.5M RAUM and 1 advisory reps. IAPD ↗
95
SYNCHRONOUS WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $163.6M RAUM and 3 advisory reps. IAPD ↗
95
ATTLEBORO WEALTH MANAGEMENT LLC — (YARDLEY, PA) is newly SEC-registered with $113.1M RAUM and 4 advisory reps. IAPD ↗
95
DIVVI WEALTH MANAGEMENT — (KANSAS CITY, MO) is newly SEC-registered with $111.2M RAUM and 4 advisory reps. IAPD ↗
95
FINANCIAL PLANNING FIRST, LLC — (TUSCON, AZ) is newly SEC-registered with $109.5M RAUM and 1 advisory reps. IAPD ↗
95
BUTTERWORTH FINANCIAL LLC — (DANVERS, MA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
95
ALTAR ROCK — (location n/a) is newly SEC-registered with $140.5M RAUM and 5 advisory reps. IAPD ↗
95
CAIRN FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
MAVROS CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
TRIO WEALTH MANAGEMENT, LLC — (GREAT FALLS, VA) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
95
RIVERTREE WEALTH — (LITTLE ROCK, AR) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
95
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — (SPOKANE, WA) is newly SEC-registered with $106.4M RAUM and 4 advisory reps. IAPD ↗
95
TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
95
TRUNORTH FINANCIAL LLC — (location n/a) is newly SEC-registered with $29.5M RAUM and 1 advisory reps. IAPD ↗
95
PMC WEALTH, LLC — (CLARENCE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SERENITY CAPITAL ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXIT WEALTH ADVISORS — (ALPHARETTA, GA) is newly SEC-registered with $187.2M RAUM and 3 advisory reps. IAPD ↗
95
HERMITAGE WEALTH — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
BULLSEYE INVESTMENT GROUP — (location n/a) is newly SEC-registered with $27.0M RAUM and 1 advisory reps. IAPD ↗
95
IDEAL RETIREMENT SOLUTIONS — (PORT CHARLOTTE, FL) is newly SEC-registered with $101.4M RAUM and 4 advisory reps. IAPD ↗
95
HORIZON WEALTH — (DENVER, CO) is newly SEC-registered with $101.1M RAUM and 4 advisory reps. IAPD ↗
95
SOUTHEAST CAPITAL MANAGEMENT LTD — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
AFT US CAPITAL LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $216 RAUM and 0 advisory reps. IAPD ↗
95
MPM ADVISORS GROUP LLC — (LIVERPOOL, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PM WEALTH ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
NEW WEST ASSET MANAGEMENT — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SANDLOT PRIVATE WEALTH LLC — (OREM, UT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
GRANITE ISLANDS PRIVATE WEALTH, LLC — (GUILFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HOOVER PRIVATE WEALTH, LLC — (ROYAL OAK, MI) is newly SEC-registered with $132.0M RAUM and 2 advisory reps. IAPD ↗
95
ANCHORED FINANCIAL PLANNING LLC — (WEST DEPTFORD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STRATEGIC WEALTH PARTNERS LLC — (FRANKLIN, TN) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗
95
ENCORE WEALTH ADVISORS — (MORRIS, MN) is newly SEC-registered (provisional 120-day approval) with $108.0M RAUM and 3 advisory reps. IAPD ↗
95
ALIGN ADVISOR GROUP, LLC — (VINELAND, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PATHFINDER WEALTH CONSULTING — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
ROCK CREEK WEALTH MANAGEMENT — (HILLSBORO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AXIENT INVESTMENT ADVISORS LLC — (HUNTSVILLE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
HOLON WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACTIVE WEALTH ADVISORS — (WOODCLIFF LAKE, NJ) is newly SEC-registered with $52.6M RAUM and 1 advisory reps. IAPD ↗
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NEXUS ONE FINANCIAL ADVISORS LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
WEALTHDOOR INVEST — (SUGAR LAND, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PROVIDENCE LEGACY ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
L 1 GLOBAL WEALTH LLC — (COCONUT GROVE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ASPENRIDGE WEALTH ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SAUL WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CADIA PRIVATE CLIENT LLC — (PARSIPPANY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LUEDTKE & ASSOCIATES — (ADELL, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIFECAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
WEALTH FORWARD ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
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KTF INVESTMENTS, LLC — (SEAL BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
CANE CAPITAL PARTNERS, LLC — (SAINT FRANCISVILLE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
DESIGNED WEALTH USA LTD. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
COUNTRYSIDE FINANCIAL LLC — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $62.7M RAUM and 3 advisory reps. IAPD ↗
95
PIONEER ADVISORY LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
LEO WEALTH MANAGEMENT, LLC — (STATEN ISLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CARDONE WEALTH ADVISORS — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BCM CAPITAL MANAGEMENT LLC — (NORTHFIELD, IL) is newly SEC-registered with $126.6M RAUM and 3 advisory reps. IAPD ↗
95
AVRIO WEALTH LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
COLLABORATIVE CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLEAR TRAIL ADVISORS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BLACK WALNUT WEALTH MANAGEMENT — (TRAVERSE CITY, MI) is newly SEC-registered (provisional 120-day approval) with $129.0M RAUM and 1 advisory reps. IAPD ↗
95
MARATHON WEALTH PARTNERS, INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PURSUIT WEALTH STRATEGIES, LLC — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CLARITY RETIREMENT & WEALTH, LLC — (NEW BEDFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CYNOSURE PORTFOLIO ADVISORS LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗
95
CONTANGO WEALTH MANAGEMENT LLC — (OAKLAND, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC — (TUSCALOOSA, AL) is newly SEC-registered with $100.5M RAUM and 1 advisory reps. IAPD ↗
95
ENRICH FINANCE LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
BARK SECURITIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DESERT SKY ADVISORY, LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CAGR FINANCE LLC — (LEWES, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIVET WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EMVISION CAPITAL ADVISORS, LLC — (AURORA, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
MPI INFINITE INVESTORS, LLC — (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RIGHTOAK ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
HARPER GLOBAL GROUP — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AUTONOMOUS WEALTH MANAGEMENT LLC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KRAKEN ADVISER LLC — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
TRINITY STRATEGIC WEALTH — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
95
LANE FAMILY WEALTH MANAGEMENT — (NORTH LIBERTY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STONEBRIDGE FINANCIAL GROUP, LLC — (ST. LOUIS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
LIFTPOINT FAMILY WEALTH ADVISORS, LLC — (FAR HILLS, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SCHLEGEL DUNN LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ALTURA WEALTH ADVISORS — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARATHON FINANCIAL GROUP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CSI GROUP ADVISORS, LLC — (WALL TOWNSHIP, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DESTINY FAMILY OFFICE — (TAVARES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
HARVEST - FAITH-BASED INVESTING — (LYNCHBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
META WEALTH ADVISORY — (TIMONIUM, MD) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE STRATEGIC WEALTH, LLC — (CARY, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTH ALIGNMENT PARTNERS, LLC — (HONOLULU, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
COLUCCI WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
QUANGENTICS INC. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXDS CAPITAL — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
NORTHERN EDGE WEALTH MANAGEMENT — (MARQUETTE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FIVE CORNERS FINANCIAL SERVICES — (EASTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
XCEPTION FAMILY OFFICE — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HYPHEN WEALTH MANAGEMENT — (LAFAYETTE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PARROT FINANCE, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗
95
COASTLINE COMPLETE WEALTH LLC — (BEAUFORT, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EQV ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SKYVIEW PINNACLE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
3ROOTS WEALTH PARTNERS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HUMILIS INVESTMENT STRATEGIES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
NEXTMOVE CAPITAL INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LC VERO MANAGER — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $70.3M RAUM and 3 advisory reps. IAPD ↗
95
MANHATTAN WEALTH MANAGEMENT GROUP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ENDURE CAPITAL, LLC — (SANTA ANA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PACIFIC POINT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TUTTLE WEALTH PARTNERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
STEELHEAD WEALTH MANAGEMENT — (GLEN ALLEN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACP INVESTMENT MANAGEMENT — (KAILUA-KONA, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MUSAFFA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
YOUR IA, LLC — (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STRUCTURE WEALTH PARTNERS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
POINTONE FAMILY OFFICE — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DERRYRUSH WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLEAR WAVE WEALTH MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ASPIRE WEALTH ADVISORY GROUP, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SCOUT WEALTH ADVISORS LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARX PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARTINWRIGHT ADVISORY, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SPRING STREET WEALTH — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARY & PIP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SHARPE ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TWENTY-FIVE CAPITAL PARTNERS — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
71 WEST CAPITAL PARTNERS — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗
95
MCKINNEY CAPITAL MANAGEMENT — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ULTRA ADVISORY GROUP — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GRAY LION CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $5.5M RAUM and 1 advisory reps. IAPD ↗
95
CANBY FINANCIAL ADVISORS — (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
BECKETT CLARK PRIVATE WEALTH, LLC — (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LANMAR CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DANIEL INVESTMENT GROUP INC. — (ROYAL OAK, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
PEREON WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
IOLITE ASSET MANAGEMENT — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
HAZLETT WEALTH MANAGEMENT LLC — (KETCHUM, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
A3 CAPITAL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BELLARS HARRIS WEALTH MANAGEMENT — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
818 FAMILY OFFICE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
NAVIANT PARTNERS, LLC — (FAIRHOPE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PFLUEGER WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STOREN LEGACY PARTNERS, LLC — (ZIONSVILLE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
AUGUST WEALTH ADVISORS LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
85
PROSPERA FINANCIAL SERVICES, INC. — grew from 159 to 207 advisory reps. IAPD ↗
85
CAPITAL RESEARCH AND MANAGEMENT COMPANY — grew from 372 to 393 advisory reps. IAPD ↗
85
CONSOLIDATED PORTFOLIO REVIEW CORP — grew from 28 to 44 advisory reps. IAPD ↗
85
WAVERLY ADVISORS, LLC — grew from 152 to 190 advisory reps. IAPD ↗
85
VANDERBILT ADVISORY SERVICES — grew from 124 to 144 advisory reps. IAPD ↗
85
FOCUS PARTNERS WEALTH, LLC — grew from 1050 to 1090 advisory reps. IAPD ↗
85
APELLA WEALTH — grew from 53 to 68 advisory reps. IAPD ↗
85
SANCTUARY ADVISORS, LLC — grew from 351 to 370 advisory reps. IAPD ↗
85
THURSTON SPRINGER ADVISORS — grew from 68 to 86 advisory reps. IAPD ↗
85
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. — grew from 60 to 96 advisory reps. IAPD ↗
85
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 146 to 163 advisory reps. IAPD ↗
84
GREENSPRING ADVISORS, LLC — grew from 28 to 42 advisory reps. IAPD ↗
83
DAYBRIGHT ADVISORY SERVICES, INC. — grew from 8 to 21 advisory reps. IAPD ↗
83
OPENARC CORPORATE ADVISORY, LLC — grew from 1 to 140 advisory reps. IAPD ↗
82
MOORS & CABOT, INC — grew from 73 to 85 advisory reps. IAPD ↗
80
OAKMONT CAPITAL MANAGEMENT, LLC — grew from 6 to 16 advisory reps. IAPD ↗
80
PROSPERITY - AN EISNERAMPER COMPANY — grew from 46 to 56 advisory reps. IAPD ↗
80
DAYBRIGHT ADVISORY SERVICES, INC. — now offers financial planning (Item 5G(1)). IAPD ↗
79
ARAX ADVISORY PARTNERS — grew from 52 to 61 advisory reps. IAPD ↗
79
BIP WEALTH, LLC — grew from 27 to 36 advisory reps. IAPD ↗
79
CX INSTITUTIONAL, LLC — grew from 59 to 68 advisory reps. IAPD ↗
78
WISCONSIN CAPITAL MANAGEMENT, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
78
CLOUD INVESTMENTS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
78
EDGEROCK WEALTH MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
78
ENCOMPASS MORE ASSET MANAGEMENT LLC — now offers financial planning (Item 5G(1)). IAPD ↗
78
ZEGA INVESTMENTS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
77
THE PATRIOT FINANCIAL GROUP, LLC — grew from 30 to 37 advisory reps. IAPD ↗
76
BAKER TILLY WEALTH MANAGEMENT, LLC — grew from 15 to 21 advisory reps. IAPD ↗
76
CONNECTIVE WEALTH PARTNERS, LLC — reports More than 500 financial-planning clients, up from 0. IAPD ↗
75
WAVERLY ADVISORS, LLC — reported RAUM up 75% ($16.13B -> $28.26B). IAPD ↗
75
DAYBRIGHT ADVISORY SERVICES, INC. — reported RAUM up 301% ($1.05B -> $4.21B). IAPD ↗
75
CAPITAL BANK AND TRUST COMPANY — reported RAUM up 84% ($75.86B -> $139.29B). IAPD ↗
75
SIMPLIFY ASSET MANAGEMENT INC. — reported RAUM up 107% ($4.66B -> $9.64B). IAPD ↗
75
RTD FINANCIAL ADVISORS INC — grew from 18 to 23 advisory reps. IAPD ↗
75
FORVIS MAZARS WEALTH ADVISORS, LLC — grew from 73 to 78 advisory reps. IAPD ↗
75
BOULAY WEALTH — grew from 27 to 32 advisory reps. IAPD ↗
75
RUBINBROWN ADVISORS LLC — grew from 16 to 21 advisory reps. IAPD ↗
75
HBW ADVISORY SERVICES LLC — grew from 63 to 68 advisory reps. IAPD ↗
75
WEALTHFRONT ADVISERS LLC — grew from 20 to 25 advisory reps. IAPD ↗
75
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — grew from 4 to 11 advisory reps. IAPD ↗
75
CAPITAL CONSULTING & ASSET MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
75
NORTON CAPITAL MANAGEMENT, INC. — now offers financial planning (Item 5G(1)). IAPD ↗
75
RESOLUTE CAPITAL, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
75
AVAIL INVESTMENT PARTNERS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
75
AMICORP WEALTH SERVICES — now offers financial planning (Item 5G(1)). IAPD ↗
75
YARASH GLOBAL SOLUTIONS INC. — now offers financial planning (Item 5G(1)). IAPD ↗
74
LUTZ FINANCIAL — grew from 10 to 14 advisory reps. IAPD ↗
74
FORTIS CAPITAL MANAGEMENT LLC — grew from 11 to 17 advisory reps. IAPD ↗
74
MACERATIO LLC — grew from 2 to 6 advisory reps. IAPD ↗
74
SIMPLIFY ASSET MANAGEMENT INC. — grew from 13 to 17 advisory reps. IAPD ↗
74
MILESTONE FINANCIAL ASSOCIATES, LLC — grew from 1 to 7 advisory reps. IAPD ↗
73
APELLA WEALTH — reported RAUM up 69% ($4.71B -> $7.95B). IAPD ↗
73
ALLIANCE PRIVATE WEALTH, LLC — reported RAUM up 340% ($102.3M -> $449.6M). IAPD ↗
73
RANGE ADVISORY, LLC — reported RAUM up 86% ($144.7M -> $269.0M). IAPD ↗
73
LUCAS GROUP FINANCIAL ADVISORS, LLC — reported RAUM up 178% ($118.3M -> $329.0M). IAPD ↗
73
TORREN MANAGEMENT, LLC — reported RAUM up 89% ($177.0M -> $333.6M). IAPD ↗
73
SMARTHARVEST PORTFOLIOS — reported RAUM up 108% ($170.0M -> $354.2M). IAPD ↗
73
ASPEN CAPITAL MANAGEMENT, LLC — grew from 6 to 9 advisory reps. IAPD ↗
73
GATEWAY INVESTMENT ADVISERS, LLC — grew from 6 to 9 advisory reps. IAPD ↗
73
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — grew from 5 to 8 advisory reps. IAPD ↗
73
RITTER DANIHER FINANCIAL ADVISORY LLC — grew from 5 to 10 advisory reps. IAPD ↗
73
LUCAS GROUP FINANCIAL ADVISORS, LLC — grew from 2 to 7 advisory reps. IAPD ↗
73
THE LIFE GROUP FINANCIAL SERVICES — reports More than 500 financial-planning clients, up from 1-10. IAPD ↗
73
SEQUINOX WEALTH MANAGEMENT, LLC — reports 251-500 financial-planning clients, up from 0. IAPD ↗
72
PEAK RETIREMENT PLANNING, INC. — reported RAUM up 72% ($242.5M -> $416.4M). IAPD ↗
72
LEGACY BEYOND WEALTH LLC — reported RAUM up 70% ($200.0M -> $340.0M). IAPD ↗
72
BEESE FULMER PRIVATE WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
72
WEDMONT PRIVATE CAPITAL — grew from 7 to 9 advisory reps. IAPD ↗
72
BCO WEALTH MANAGEMENT, LLC — grew from 3 to 7 advisory reps. IAPD ↗
72
NORDWAND ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
72
SPIREPOINT PRIVATE CLIENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
72
BRADY MARTZ WEALTH SOLUTIONS, LLC — grew from 4 to 8 advisory reps. IAPD ↗
72
THIRD VIEW PRIVATE WEALTH — grew from 4 to 6 advisory reps. IAPD ↗
72
ASSET ONE WEALTH MANAGEMENT, LLC — grew from 3 to 7 advisory reps. IAPD ↗
72
DUCERE WEALTH MANAGEMENT — grew from 2 to 6 advisory reps. IAPD ↗
71
LRZ CAPITAL LLC — reported RAUM up 70% ($220.0M -> $373.0M). IAPD ↗
71
FAMILY INVESTMENT CENTER — grew from 9 to 12 advisory reps. IAPD ↗
71
STILES FINANCIAL SERVICES, INC. — grew from 5 to 8 advisory reps. IAPD ↗
71
KLAAS FINANCIAL ASSET ADVISORS, LLC. — grew from 12 to 15 advisory reps. IAPD ↗
71
COLTON GROOME FINANCIAL ADVISORS, LLC — grew from 9 to 12 advisory reps. IAPD ↗
71
ARISTIDES CAPITAL LLC — grew from 5 to 8 advisory reps. IAPD ↗
71
BIG INVESTMENT SERVICES — grew from 1 to 4 advisory reps. IAPD ↗
71
PEAK RETIREMENT PLANNING, INC. — grew from 13 to 16 advisory reps. IAPD ↗
71
RICHMOND INVESTMENT SERVICES LLC — grew from 10 to 13 advisory reps. IAPD ↗
71
STONE TEMPLE PARTNERS LLC — grew from 6 to 9 advisory reps. IAPD ↗
70
PRECISE INVESTMENT MANAGEMENT, INC. — reported RAUM up 170% ($69.0M -> $186.3M). IAPD ↗
70
COPE CONNELLY — reported RAUM up 213% ($79.1M -> $247.6M). IAPD ↗
70
AMICORP WEALTH SERVICES — reported RAUM up 706% ($21.4M -> $172.4M). IAPD ↗
70
LUMIDA WEALTH MANAGEMENT LLC — reported RAUM up 79% ($83.1M -> $148.6M). IAPD ↗
70
ANCHOR BAY PRIVATE WEALTH LLC — reported RAUM up 85% ($27.9M -> $51.7M). IAPD ↗
70
STIRLINGSHIRE INVESTMENTS — reported RAUM up 160% ($69.2M -> $179.8M). IAPD ↗
70
OLD BRIDGE WEALTH, INC — reported RAUM up 271% ($38.7M -> $143.7M). IAPD ↗
70
EVERY SECURITIES LLC — reported RAUM up 591% ($17.4M -> $120.4M). IAPD ↗
70
APEX INVESTMENT GROUP — reported RAUM up 92% ($101.6M -> $194.6M). IAPD ↗
70
ARIA WEALTH PARTNERS — reported RAUM up 117% ($46.2M -> $100.5M). IAPD ↗
70
O ASSET MANAGEMENT LLC — reported RAUM up 362% ($16.0M -> $73.9M). IAPD ↗
70
GRANT STREET ASSET MANAGEMENT INC — grew from 5 to 7 advisory reps. IAPD ↗
70
HENRICKSON NAUTA WEALTH ADVISORS, INC. — grew from 8 to 10 advisory reps. IAPD ↗
70
CORDANT WEALTH PARTNERS — grew from 4 to 6 advisory reps. IAPD ↗
70
VERMILLION WEALTH MANAGEMENT INC. — grew from 3 to 5 advisory reps. IAPD ↗
70
ARCADIA WEALTH MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
HENDRICKS WEALTH AND ESTATE MANAGEMENT — grew from 4 to 6 advisory reps. IAPD ↗
70
AEGIS FINANCIAL — grew from 5 to 7 advisory reps. IAPD ↗
70
GREY FOX WEALTH ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
GALAPAGOS ADVISORY LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
LIFEGOAL INVESTMENTS, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
SONOMA ALLOCATIONS — grew from 2 to 4 advisory reps. IAPD ↗
70
ODYSSEY GROUP WEALTH ADVISORS — grew from 1 to 3 advisory reps. IAPD ↗
70
CROSSGEN WEALTH LLC — reports 101-250 financial-planning clients, up from 0. IAPD ↗
70
JUNO FINANCIAL GROUP LLC — reports 51-100 financial-planning clients, up from 0. IAPD ↗
69
LEGACY KNIGHT MFO, LLC — reported RAUM up 46% ($1.50B -> $2.20B). IAPD ↗
69
INSIGHT SECURITIES, INC. — grew from 10 to 14 advisory reps. IAPD ↗
69
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — grew from 5 to 9 advisory reps. IAPD ↗
69
BLUE FINANCIAL — grew from 3 to 7 advisory reps. IAPD ↗
69
QUANT ALPHA LLC — grew from 1 to 5 advisory reps. IAPD ↗
68
HMV WEALTH ADVISORS, LLC — reported RAUM up 52% ($305.2M -> $464.8M). IAPD ↗
68
LIFEGOAL INVESTMENTS, LLC — reported RAUM up 55% ($175.0M -> $271.0M). IAPD ↗
68
URBAN WEALTH MANAGEMENT OR UWM — grew from 2 to 5 advisory reps. IAPD ↗
68
SLP WEALTH — grew from 13 to 16 advisory reps. IAPD ↗
68
CORDINGLEY & PARKINSON WEALTH MANAGEMENT — grew from 2 to 5 advisory reps. IAPD ↗
68
BQS FINANCIAL ADVISORS, LLC — grew from 1 to 4 advisory reps. IAPD ↗
68
INNOVATIVE ASSET ADVISORS GROUP — grew from 1 to 4 advisory reps. IAPD ↗
68
NERDWALLET WEALTH PARTNERS, LLC — grew from 4 to 7 advisory reps. IAPD ↗
67
A.G.P / ALLIANCE GLOBAL PARTNERS — reported RAUM up 36% ($1.69B -> $2.30B). IAPD ↗
67
ALPHA WEALTH FUNDS, LLC — reported RAUM up 60% ($118.5M -> $190.0M). IAPD ↗
67
BAUMAN WEALTH ADVISORS — reported RAUM up 63% ($118.3M -> $193.2M). IAPD ↗
67
MERCURY ADVISORY, LLC — reported RAUM up 39% ($11.07B -> $15.37B). IAPD ↗
67
GATEPASS CAPITAL, LLC — reported RAUM up 50% ($174.6M -> $261.7M). IAPD ↗
67
KAI WEALTH LLC — reported RAUM up 62% ($108.0M -> $174.6M). IAPD ↗
67
PILE WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
67
WH CORNERSTONE INVESTMENTS INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
D. M. BRENNER, INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
INNOVATIVE ADVISORY GROUP — grew from 7 to 9 advisory reps. IAPD ↗
67
CROSS BORDER WEALTH, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
SOUND FINANCIAL, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
BLUEDOOR PRIVATE WEALTH, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
WEBULL ADVISORS LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
RIDGELINE WEALTH PLANNING LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
STARK WEALTH MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
RIGDEN CAPITAL STRATEGIES — grew from 4 to 6 advisory reps. IAPD ↗
67
MADRID WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
67
PARADIGM INVESTMENT ADVISORY, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
FLFS ADVISORY LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
BINVESTING — grew from 2 to 4 advisory reps. IAPD ↗
67
STRONG RETIREMENT SOLUTIONS — grew from 3 to 5 advisory reps. IAPD ↗
67
D. M. BRENNER, INC. — reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
67
VISION CAPITAL PARTNERS — reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
67
HANOVER SQUARE WEALTH ADVISORS LLC — reports 51-100 financial-planning clients, up from 0. IAPD ↗
67
SHERPA CAPITAL MANAGEMENT — reports 51-100 financial-planning clients, up from 0. IAPD ↗
66
VANDERBILT ADVISORY SERVICES — reported RAUM up 30% ($1.62B -> $2.11B). IAPD ↗
66
THE RETIREMENT PLANNING GROUP, LLC — reported RAUM up 33% ($3.02B -> $4.01B). IAPD ↗
66
BIP WEALTH, LLC — reported RAUM up 33% ($3.36B -> $4.46B). IAPD ↗
65
PROSPERA FINANCIAL SERVICES, INC. — reported RAUM up 27% ($9.81B -> $12.44B). IAPD ↗
65
SAVANT WEALTH MANAGEMENT — reported RAUM up 25% ($29.65B -> $37.13B). IAPD ↗
65
ALPHA SOLUTIONS INVESTMENT ADVISORS — reported RAUM up 39% ($261.5M -> $363.9M). IAPD ↗
65
BQS FINANCIAL ADVISORS, LLC — reported RAUM up 53% ($108.0M -> $165.0M). IAPD ↗
64
NGC FINANCIAL, LLC — reported RAUM up 46% ($39.1M -> $57.1M). IAPD ↗
64
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC — reported RAUM up 32% ($519.6M -> $688.4M). IAPD ↗
64
CLARITY WEALTH MANAGEMENT, L.L.C. — reported RAUM up 48% ($167.7M -> $247.8M). IAPD ↗
64
QUANTEL ASSET MANAGEMENT LLC — reported RAUM up 46% ($20.8M -> $30.4M). IAPD ↗
64
SIGNATURE EQUITY PARTNERS, LLC — reported RAUM up 32% ($250.9M -> $330.6M). IAPD ↗
64
BRADY MARTZ WEALTH SOLUTIONS, LLC — reported RAUM up 33% ($599.4M -> $795.3M). IAPD ↗
64
THE MAIN STREET GROUP — reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
64
BRADY MARTZ WEALTH SOLUTIONS, LLC — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
63
SANKALA GROUP LLC — reported RAUM up 43% ($116.1M -> $166.6M). IAPD ↗
63
L&S INVESTMENT ADVISORS, LLC — reported RAUM up 44% ($152.2M -> $218.5M). IAPD ↗
63
MIDWEST HERITAGE FINANCIAL ADVISORS — reported RAUM up 27% ($314.2M -> $398.7M). IAPD ↗
63
DOWNSHIFT FINANCIAL — reported RAUM up 41% ($135.4M -> $191.5M). IAPD ↗
63
CENTURION WEALTH MANAGEMENT — reported RAUM up 25% ($591.4M -> $741.2M). IAPD ↗
63
SATURNA CAPITAL CORPORATION — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
63
URBAN FINANCIAL ADVISORY CORPORATION — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
63
CONRAD SIEGEL INVESTMENT ADVISORS — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
62
WEBULL ADVISORS LLC — reported RAUM up 38% ($33.7M -> $46.4M). IAPD ↗
61
IMG WEALTH MANAGEMENT, INC. — reported RAUM up 33% ($151.4M -> $201.2M). IAPD ↗
61
CORNERSTONE WEALTH ADVISORS, INC. — reported RAUM up 30% ($110.2M -> $143.4M). IAPD ↗
61
HENDERSON FINANCIAL GROUP LLC — reported RAUM up 34% ($97.0M -> $130.2M). IAPD ↗
61
WISCONSIN CAPITAL MANAGEMENT, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
61
PRING TURNER — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
61
TRUENORTH WEALTH ADVISORS — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
61
SPECTRUM WEALTH MANAGEMENT, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
61
LUCAS GROUP FINANCIAL ADVISORS, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
61
PERSIMMON CAPITAL MANAGEMENT — reports 1-10 financial-planning clients, up from 0. IAPD ↗
60
LIBERTY ASSET MANAGEMENT — reported RAUM up 29% ($106.2M -> $136.8M). IAPD ↗
60
HAHN FINANCIAL GROUP — reported RAUM up 28% ($133.9M -> $171.2M). IAPD ↗
60
ANKERSTAR WEALTH, LLC — reported RAUM up 27% ($107.6M -> $136.4M). IAPD ↗
60
LEGACY WEALTH MANAGEMENT INC. — reported RAUM up 26% ($177.3M -> $223.4M). IAPD ↗
60
SAFE HARBOR WEALTH ADVISORS, LLC — reported RAUM up 26% ($128.8M -> $162.7M). IAPD ↗
60
SMART PORTFOLIO — reported RAUM up 26% ($35.0M -> $44.1M). IAPD ↗
60
IVANOFF WEALTH MANAGEMENT INC. — reported RAUM up 30% ($109.2M -> $141.4M). IAPD ↗
60
WAYSTONE ADVISORS LLC — reported RAUM up 27% ($136.1M -> $172.8M). IAPD ↗
58
NGC FINANCIAL, LLC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
58
PORTFOLIO RESOURCES ADVISOR GROUP, INC. — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
58
ELITE LIFE MANAGEMENT LLC — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
90
10X CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $1.29B RAUM and 1 advisory reps. IAPD ↗institutional
90
PERTENTO ADVISORS LLC — (location n/a) is newly SEC-registered with $3.79B RAUM and 1 advisory reps. IAPD ↗institutional
90
PRP REAL ASSETS ADVISORS, LLC — (WASHINGTON, DC) is newly SEC-registered with $2.95B RAUM and 9 advisory reps. IAPD ↗institutional
90
GUIDESTONE INVESTMENT SERVICES — (DALLAS, TX) is newly SEC-registered with $3.38B RAUM and 8 advisory reps. IAPD ↗institutional
88
MYRIAD ASSET MANAGEMENT ADVISORS LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $362.5M RAUM and 2 advisory reps. IAPD ↗institutional
85
NVERSES CAPITAL, LLC — (WELLINGTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
HARVEY CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
ARCTRUST ADVISORS LLC — (CLIFTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
PARADOXIOM CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
FOXPATH CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
INNOVAYTE CAPITAL — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PURSUIT FUND ADVISERS LLC — (location n/a) is newly SEC-registered with $57.4M RAUM and 3 advisory reps. IAPD ↗institutional
85
MAREK CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
BARRAMUNDI ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
VARIANT PERCEPTION — (CHARLOTTE, NC) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗institutional
85
FOUNDER ETFS LLC — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DIAMETER DCF ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 57 advisory reps. IAPD ↗institutional
85
85
CATCHMENT CAPITAL, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
TOURMALET ADVISORS, LP — (FAIRFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
SQUARE NINE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
BLANTYRE CAPITAL US LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
A-STREET MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ENCORE GLOBAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COVARA CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
CANDER ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
1932 INVESTMENT MANAGEMENT — (NEWARK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
LOGIQ CAPITAL LLC — (ENGLEWOOD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PLUM ISLAND PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FP STRATEGIES — (SAN JUAN, PR) is newly SEC-registered with $56.5M RAUM and 3 advisory reps. IAPD ↗institutional
85
WEST HORIZON CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC — (MIAMI BEACH, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional
85
VALUEQUEST ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
MALT PARTNERS MANAGEMENT LLC — (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
AGRIGLOBE LAND ADVISORS, LLC — (FRESNO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
AVANTYR CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
85
ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
IFC WHIPLIGHT, LLC — (MOUNT PLEASANT, SC) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BUFFERLABS — (HENDERSON, NV) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
HARBINGER SPORTS PARTNERS — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
CORGI STRATEGIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DEFILADE CAPITAL MANAGEMENT, L.P. — (EMERYVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
VANGUARD CAPITAL MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
VANGUARD PORTFOLIO MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
SKYWARD TRADING LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
V29 CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BLUE WATER VENTURE MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
APOLLO MPS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 842 advisory reps. IAPD ↗institutional
85
AKKADIAN CEF MANAGER, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
DEIANIRA CAPITAL MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CAZ GP STAKES ADVISER LLC — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 60 advisory reps. IAPD ↗institutional
85
BLANCHE PARK CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
LINEAGE POINT CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
KR CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
HURRICANE ADVISOR SOLUTIONS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
BRIGHTSIDE CAPITAL PARTNERS LLC — (LANTANA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
OEW INVESTMENT ADVISORS LP — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
THRIVENT PRIVATE INVESTMENTS — (MINNEAPOLIS, MN) is newly SEC-registered with $15.58B RAUM and 24 advisory reps. IAPD ↗fund
85
VEGA CAPITAL PARTNERS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ODYSSEAN, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MINDSET ASSET MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
EMERALD INVESTMENT ADVISERS, LLC — (LEOLA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
FRAMEWORK DIGITAL ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ROUTEBURN CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
NX1 CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
SANDPATH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
SPACE CAPITAL — (NEW YORK, NY) is newly SEC-registered with $435.8M RAUM and 4 advisory reps. IAPD ↗fund
83
RIVER ASSOCIATES INVESTMENTS, L.P. — (CHATTANOOGA, TN) is newly SEC-registered with $767.4M RAUM and 11 advisory reps. IAPD ↗fund
83
DTCP USA LLC — (LAS VEGAS, NV) is newly SEC-registered with $649.5M RAUM and 4 advisory reps. IAPD ↗fund
83
EVE PARTNERS — (PONTE VEDRA BEACH, FL) is newly SEC-registered with $330.4M RAUM and 10 advisory reps. IAPD ↗fund
83
CAMBER PARTNERS MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $356.3M RAUM and 4 advisory reps. IAPD ↗fund
83
HUGHES & COMPANY — (CHICAGO, IL) is newly SEC-registered with $373.1M RAUM and 10 advisory reps. IAPD ↗fund
83
IPCP MANAGEMENT, LLC — (BOCA RATON, FL) is newly SEC-registered with $335.8M RAUM and 4 advisory reps. IAPD ↗fund
83
FACTORIAL FUNDS MANAGEMENT LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $803.7M RAUM and 3 advisory reps. IAPD ↗fund
83
ALBION RIVER — (ROCKVILLE, MD) is newly SEC-registered with $726.3M RAUM and 4 advisory reps. IAPD ↗fund
83
ALIGN VENTURES — (location n/a) is newly SEC-registered with $505.9M RAUM and 8 advisory reps. IAPD ↗fund
83
MCP MANAGEMENT, LP — (AUSTIN, TX) is newly SEC-registered with $504.6M RAUM and 5 advisory reps. IAPD ↗fund
83
ONDO CAPITAL MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $406.5M RAUM and 6 advisory reps. IAPD ↗fund
83
FEYNMAN POINT ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered with $314.0M RAUM and 5 advisory reps. IAPD ↗fund
83
PRAXIS CAPITAL MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $258.2M RAUM and 10 advisory reps. IAPD ↗fund
83
INFINITUM ASSET MANAGEMENT, LLC — (FORT LAUDERDALE, FL) is newly SEC-registered with $574.9M RAUM and 2 advisory reps. IAPD ↗fund
83
1789 CAPITAL MANAGEMENT — (PALM BEACH, FL) is newly SEC-registered with $861.2M RAUM and 8 advisory reps. IAPD ↗fund
80
AXEL CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $26.5M RAUM and 2 advisory reps. IAPD ↗fund
80
FRONTAURA CAPITAL LLC — (CHICAGO, IL) is newly SEC-registered with $224.9M RAUM and 4 advisory reps. IAPD ↗fund
80
GOLDEN EAGLE STRATEGIES, LLC — (DELRAY BEACH, FL) is newly SEC-registered with $53.5M RAUM and 3 advisory reps. IAPD ↗fund
80
DREAMERS MANAGEMENT LLC — (LOS ANGELES, CA) is newly SEC-registered with $118.3M RAUM and 6 advisory reps. IAPD ↗fund
80
FEENIX VENTURE PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered with $174.8M RAUM and 5 advisory reps. IAPD ↗fund
80
APIS & HERITAGE CAPITAL PARTNERS, LLC — (WASHINGTON, DC) is newly SEC-registered with $232.9M RAUM and 5 advisory reps. IAPD ↗fund
80
BLOCKCHAIN COINVESTORS MANAGER, LP — (location n/a) is newly SEC-registered with $171.9M RAUM and 4 advisory reps. IAPD ↗fund
80
CATCHLIGHT CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $180.5M RAUM and 9 advisory reps. IAPD ↗fund
80
SOLAS BIOVENTURES MANAGEMENT, LLC — (CHATTANOOGA, TN) is newly SEC-registered with $177.7M RAUM and 5 advisory reps. IAPD ↗fund
80
DAVERN CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered with $57.5M RAUM and 2 advisory reps. IAPD ↗fund
80
DARDANELLES CAPITAL LP — (BOSTON, MA) is newly SEC-registered with $83.0M RAUM and 2 advisory reps. IAPD ↗fund
80
YELLOWSTONE CAPITAL PARTNERS — (GAINESVILLE, FL) is newly SEC-registered with $206.7M RAUM and 2 advisory reps. IAPD ↗fund
80
EPILOG PARTNERS, LP. — (BOSTON, MA) is newly SEC-registered with $178.5M RAUM and 4 advisory reps. IAPD ↗fund
80
RIOBLANCO CAPITAL LLC — (SAN JUAN, PR) is newly SEC-registered with $109.6M RAUM and 1 advisory reps. IAPD ↗fund
80
CHECKPOINT CAPITAL L.P. — (location n/a) is newly SEC-registered with $194.3M RAUM and 2 advisory reps. IAPD ↗fund
80
CONSORTIUM BRAND PARTNERS, LLC — (location n/a) is newly SEC-registered with $153.9M RAUM and 4 advisory reps. IAPD ↗fund
80
MOELIS ASSET CATALYST PARTNERS — (ST LOUIS, MO) is newly SEC-registered with $241.2M RAUM and 3 advisory reps. IAPD ↗fund
80
HIGH RIVER RESOURCES MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $217.2M RAUM and 7 advisory reps. IAPD ↗fund
80
ARC24 MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered with $56.9M RAUM and 2 advisory reps. IAPD ↗fund
80
HLV VENTURES — (HAUPPAUGE, NY) is newly SEC-registered with $56.8M RAUM and 12 advisory reps. IAPD ↗fund
80
FOUR LION CAPITAL, LP — (NEW YORK, NY) is newly SEC-registered with $53.2M RAUM and 1 advisory reps. IAPD ↗fund
80
SG REAL ESTATE I — (SOUTHFIELD, MI) is newly SEC-registered with $203.5M RAUM and 5 advisory reps. IAPD ↗fund
80
ARA GC PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered with $150.0M RAUM and 17 advisory reps. IAPD ↗fund
80
TAP ROOT CAPITAL MANAGEMENT LP — (SUMMIT, NJ) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗fund
80
IRONARC MANAGEMENT, LLC — (AUSTIN, TX) is newly SEC-registered with $209.6M RAUM and 4 advisory reps. IAPD ↗fund
80
DISCIPLINE STRATEGIES MANAGEMENT, LP — (ATLANTA, GA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
80
VIRIDIAN CAPITAL — (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
GRACEADA PARTNERS — (MODESTO, CA) is newly SEC-registered with $212.7M RAUM and 8 advisory reps. IAPD ↗fund
80
GORDIAN CAPITAL MANAGEMENT, LLC — (MILL VALLEY, CA) is newly SEC-registered with $15.5M RAUM and 4 advisory reps. IAPD ↗fund
80
OPTIMIST VENTURES LLC — (NEW YORK, NY) is newly SEC-registered with $227.1M RAUM and 2 advisory reps. IAPD ↗fund
80
80
CHURCHILL NCPE ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 77 advisory reps. IAPD ↗fund
80
ALPHA ONE ASSET MANAGEMENT LLC — (PASADENA, CA) is newly SEC-registered with $114.7M RAUM and 2 advisory reps. IAPD ↗fund
80
ALGEBRAIC CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
73
70
70
70
70
70
70
NORDFLINT CAPITAL PARTNERS — (COPENHAGEN, Denmark) is newly SEC-registered with $2.21B RAUM and 6 advisory reps. IAPD ↗foreign
70
QUAD INVESTMENT MANAGEMENT CORP. — (SEOUL, YEONGDEUNGPO-GU, Korea, South) is newly SEC-registered with $2.28B RAUM and 23 advisory reps. IAPD ↗foreign
70
ACASTA PARTNERS US LLC — (LONDON, United Kingdom) is newly SEC-registered with $3.94B RAUM and 12 advisory reps. IAPD ↗foreign
70
M SQUARE INVESTIMENTOS LTDA. — (SAO PAULO, Brazil) is newly SEC-registered with $2.09B RAUM and 10 advisory reps. IAPD ↗foreign
70
TAGES CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $3.83B RAUM and 14 advisory reps. IAPD ↗foreign
70
CARRHAE CAPITAL (DIFC) LIMITED — (DUBAI, United Arab Emirates) is newly SEC-registered with $4.27B RAUM and 5 advisory reps. IAPD ↗foreign
68
VIOLA CREDIT PARTNERS MANAGEMENT L.P. — (TEL AVIV, Israel) is newly SEC-registered with $856.3M RAUM and 15 advisory reps. IAPD ↗foreign
68
HUNTERS MOON CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $808.3M RAUM and 6 advisory reps. IAPD ↗foreign
68
KARMA CAPITAL ADVISORS PVT LTD. — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $742.0M RAUM and 7 advisory reps. IAPD ↗foreign
68
SATIS WEALTH MANAGEMENT — (LONDON, United Kingdom) is newly SEC-registered with $586.2M RAUM and 9 advisory reps. IAPD ↗foreign
68
VERECAN CAPITAL MANAGEMENT INC. — (HALIFAX, Canada) is newly SEC-registered with $686.9M RAUM and 18 advisory reps. IAPD ↗foreign
65
65
65
65
ARETE WEALTH STRATEGISTS — (BRISBANE CITY, Australia) is newly SEC-registered with $113.5M RAUM and 2 advisory reps. IAPD ↗foreign
65
INVESTIRE LLC — (BUENOS AIRES, Argentina) is newly SEC-registered with $44.3M RAUM and 2 advisory reps. IAPD ↗foreign
65
WISE MONEY ISRAEL — (BINYAMINA, Israel) is newly SEC-registered with $72.4M RAUM and 2 advisory reps. IAPD ↗foreign
65
GREENSKEEPER ASSET MANAGEMENT INC. — (OAKVILLE, ONTARIO, Canada) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗foreign
65
ASESORDEINVERSIONES.COM LTD — (ROAD TOWN, TORTOLA, British Virgin Islands) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
HOVER4PI CAPITAL MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $132.0M RAUM and 5 advisory reps. IAPD ↗foreign
65
SYGNUS CAPITAL LIMTED — (KINGSTON 5, Jamaica) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗foreign
65
KHAVEEN INVESTMENTS — (KUALA LUMPUR, WILAYAH PERSEKETUAN, Malaysia) is newly SEC-registered with $7.8M RAUM and 3 advisory reps. IAPD ↗foreign
65
ZENIT WEALTH ADVISORS, INC. — (PIANTINI, SANTO DOMINGO, Dominican Republic) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
TORMA CAPITAL LLP — (LONDON, LONDON, United Kingdom) is newly SEC-registered with $26.5M RAUM and 4 advisory reps. IAPD ↗foreign
65
ACASTA PARTNERS UK LLP — (LONDON, United Kingdom) is newly SEC-registered with $36.9M RAUM and 12 advisory reps. IAPD ↗foreign
65
65
MOSAIC CAPITAL INC. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
65
JEFFERIES CREDIT PARTNERS EUROPE LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗foreign
65
RISCURA SOLUTIONS (UK) LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
65
GEG ADVISORS — (BOGOTA, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
CHANAKYA CAPITAL PARTNERS IFSC LLP — (GANDHINAGAR, GUJARAT, India) is newly SEC-registered with $27.1M RAUM and 3 advisory reps. IAPD ↗foreign
65
RUBEN CANO CONSULTING — (CALI, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
GINSLER WEALTH MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $215.5M RAUM and 3 advisory reps. IAPD ↗foreign
65
VERECAN ASSET MANAGEMENT INC. — (HALIFAX, NOVA SCOTIA, Canada) is newly SEC-registered with $0 RAUM and 18 advisory reps. IAPD ↗foreign
65
RICHLINE CAPITAL MANAGEMENT INC. — (MARKHAM, ONTARIO, Canada) is newly SEC-registered with $19.1M RAUM and 3 advisory reps. IAPD ↗foreign
65
EBCO TRUSTEE SERVICES LTD LIAB. CO. — (CHIASSO, TICINO, Switzerland) is newly SEC-registered with $42.2M RAUM and 3 advisory reps. IAPD ↗foreign
65
SEVEN HILLS CAPITAL CORP. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
HONESTLY FINANCIAL LLC — (VANCOUVER, BRITISH COLUMBIA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
63
63
62
60
60
60
60
58
58
58
57
57
57
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — grew from 4 to 6 advisory reps. IAPD ↗fund
56
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56
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55
55
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54
54
53
53
53
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52
52
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50
50
49
49
46
46
45
45
45
45
45
40
40
40
38
38
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED — reported RAUM up 44% ($6.80B -> $9.80B). IAPD ↗foreign
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Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.