← Tributary

Financial planning software — January 2025

Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).

204 firms opened this window in the January 2025 SEC roster: 70 new registration, 48 aum up, 40 pending approved, 35 headcount up, 11 planning clients up.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
CURRY WEBB WEALTH MANAGEMENT LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $293.8M RAUM and 4 advisory reps. IAPD ↗
$293.8M RAUM · 4 reps · 317-999-5323 · currywebb.com
95
BLUE CHIP MONEY MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $41.5M RAUM and 1 advisory reps. IAPD ↗
$41.5M RAUM · 1 reps · 540 431-5802
95
BERKELEY ADVISORS, INC. — (ATLANTA, GA) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗
$102.0M RAUM · 2 reps · 404-580-9560 · berkeleyadvisors.com
95
GLADWYN FINANCIAL ADVISORS, INC. — (location n/a) is newly SEC-registered with $141.9M RAUM and 1 advisory reps. IAPD ↗
$141.9M RAUM · 1 reps · 703-810-8424 · gladwynfinancial.com
95
HEALTHVIEW ASSET MANAGEMENT, INC. — (PITTSBURGH, PA) is newly SEC-registered with $100.4M RAUM and 3 advisory reps. IAPD ↗
$100.4M RAUM · 3 reps · 412-782-5400 · healthviewria.com
95
FORTRESS FINANCIAL SOLUTIONS, LLC — (TUCSON, AZ) is newly SEC-registered with $117.9M RAUM and 6 advisory reps. IAPD ↗
$117.9M RAUM · 6 reps · 520-751-8600 · fortresscompany.com
95
PALISADE WEALTH MANAGEMENT — (DRAPER, UT) is newly SEC-registered with $116.0M RAUM and 3 advisory reps. IAPD ↗
$116.0M RAUM · 3 reps · 650-387-3808 · jacobsequity.com
95
AVENTUS INVESTMENT ADVISORS, INC. — (CORNELIUS, NC) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
$118.5M RAUM · 2 reps · 704-237-4207
95
BLAIR HALL ADVISORS, LLC — (location n/a) is newly SEC-registered with $110.9M RAUM and 2 advisory reps. IAPD ↗
$110.9M RAUM · 2 reps · (206) 397-0325 · blairhalladvisors.com
95
GARNETT INVESTMENT STRATEGIES — (BEATRICE, NE) is newly SEC-registered with $122.9M RAUM and 2 advisory reps. IAPD ↗
$122.9M RAUM · 2 reps · 402-223-3433 · garnettinvestments.com
95
BRILLIANT ADVICE, LLC — (CINCINNATI, OH) is newly SEC-registered with $133.7M RAUM and 2 advisory reps. IAPD ↗
$133.7M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
95
TEPP WEALTH MANAGEMENT — (WESTFIELD, NJ) is newly SEC-registered with $149.2M RAUM and 2 advisory reps. IAPD ↗
$149.2M RAUM · 2 reps · 908-301-1200 · teppwealth.com
95
CLF ASSET MANAGEMENT, INC. — (MADISON, WI) is newly SEC-registered with $105.9M RAUM and 5 advisory reps. IAPD ↗
$105.9M RAUM · 5 reps · 8885053956 · clfasset.com
95
UNIFIED WEALTH MANAGEMENT LLC — (OLDSMAR, FL) is newly SEC-registered with $106.5M RAUM and 2 advisory reps. IAPD ↗
$106.5M RAUM · 2 reps · 727-216-8051
95
UNITED VALUE CAPITAL, LLC — (location n/a) is newly SEC-registered with $129.0M RAUM and 1 advisory reps. IAPD ↗
$129.0M RAUM · 1 reps · 801-310-8101 · unitedvaluecapital.com
95
GUNDER WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $103.1M RAUM and 2 advisory reps. IAPD ↗
$103.1M RAUM · 2 reps · 248-686-0820
95
COMPREHENSIVE FINANCIAL CONSULTANTS — (CICERO, IN) is newly SEC-registered with $140.3M RAUM and 2 advisory reps. IAPD ↗
$140.3M RAUM · 2 reps · 317-984-7693 · cfcplans.com
95
CURTIS WEALTH MANAGEMENT LLC — (HENDERSON, NV) is newly SEC-registered with $144.9M RAUM and 2 advisory reps. IAPD ↗
$144.9M RAUM · 2 reps · 702-720-3551
95
SHEPHERD WEALTH MANAGEMENT — (CINCINNATI, OH) is newly SEC-registered with $101.6M RAUM and 2 advisory reps. IAPD ↗
$101.6M RAUM · 2 reps · (513) 630-2664 · shepherdwm.com
95
KERUSSO CAPITAL MANAGEMENT, LLC — (WINSTON-SALEM, NC) is newly SEC-registered with $163.1M RAUM and 2 advisory reps. IAPD ↗
$163.1M RAUM · 2 reps · 404-226-2537
95
BRICKSTONE ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 954-856-5532 · brickstoneadvisors.com
95
RBG WEALTH ADVISORS LLC — (MEMPHIS, TN) is newly SEC-registered with $103.0M RAUM and 3 advisory reps. IAPD ↗
$103.0M RAUM · 3 reps · 901-244-2980
95
HALLSTATT ADVISORS L.P. — (NEW YORK, NY) is newly SEC-registered with $67.3M RAUM and 1 advisory reps. IAPD ↗
$67.3M RAUM · 1 reps · 212-804-9085
95
WALLEM ASSOCIATES, INC. — (LOVES PARK, IL) is newly SEC-registered with $107.0M RAUM and 2 advisory reps. IAPD ↗
$107.0M RAUM · 2 reps · 815-636-4459 · wallemassociates.com
95
TREND TRADE PRO, LLC — (PASADENA, CA) is newly SEC-registered with $182.3M RAUM and 1 advisory reps. IAPD ↗
$182.3M RAUM · 1 reps · 818-288-6338
95
PARADIGM INSTITUTIONAL INVESTORS — (DALLAS, TX) is newly SEC-registered with $189.5M RAUM and 1 advisory reps. IAPD ↗
$189.5M RAUM · 1 reps · 216-505-0835 · paradigmii.com
95
VINEYARD WEALTH GROUP, LLC — (WEST TISBURY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (508) 696-2000 · vineyardwealthgroup.com
95
BEATRICE ADVISORS LP — (NEW YORK, NY) is newly SEC-registered with $64.7M RAUM and 2 advisory reps. IAPD ↗
$64.7M RAUM · 2 reps · 212-688-1261 · beatriceadvisors.com
95
VINTRIS WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 203-231-0496 · vintriswealth.com
95
INRI — (MOUNTAIN VIEW, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 9143202771 · goinri.com
95
EVERY SECURITIES LLC — (SACRAMENTO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 516-236-9277
95
SINDIA CAPITAL ADVISERS, LLC — (SOMERS POINT, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 484-908-9118
95
HEWELL FINANCIAL GROUP, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (530) 400-4851 · hewellfinancial.com
95
JW NOVA WEALTH PARTNERS — (NEWTOWN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 267-753-7067
95
REVV CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 207-664-3652 · revvinvest.com
95
MON CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6466435540
95
VIAQUEST ADVISORS LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 281-335-7609
95
MORA FINANCIAL — (SANTA ANA, CA) is newly SEC-registered with $500,000 RAUM and 1 advisory reps. IAPD ↗
$500,000 RAUM · 1 reps · 341-206-3396 · mora.com
95
ALIGN FINANCIAL ADVISORS, LLC — (MCKINNEY, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 214-519-8750 · alignfinancialadvisors.com
95
B.SIDE INVESTMENTS LLC — (DORAL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 305-801-2263
95
CREATIVE INVESTMENT GROUP — (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 615 949 9629 · creativeinvests.com
95
BROOKSIDE STRATEGY AND CONSULTING — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 818-429-7419
95
LUNIN-PACK PLANNING AND ADVICE, LLC — (COLD SPRING, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 845-265-4300
95
SELBY WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 650-766-5984
85
RAYMOND JAMES & ASSOCIATES, INC. — grew from 5254 to 5537 advisory reps. IAPD ↗
$433.81B RAUM · 5537 reps · 727-567-1000
85
FRANKLIN ADVISERS, INC. — grew from 184 to 254 advisory reps. IAPD ↗
$467.02B RAUM · 254 reps · (650) 312-3000
85
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS — grew from 59 to 83 advisory reps. IAPD ↗
$3.38B RAUM · 83 reps · 214-210-3092 · texascapitalbank.com
85
SUMMIT FINANCIAL, LLC — grew from 73 to 119 advisory reps. IAPD ↗
$11.55B RAUM · 119 reps · 973-285-3600
78
VESTGEN ADVISORS, LLC — grew from 20 to 30 advisory reps. IAPD ↗
$660.3M RAUM · 30 reps · 312-237-4446 · investwithwmg.com
77
GRIES FINANCIAL PARTNERS — grew from 10 to 17 advisory reps. IAPD ↗
$1.28B RAUM · 17 reps · 833-309-9900 · gries.com
76
O'SHAUGHNESSY ASSET MANAGEMENT, LLC — grew from 41 to 47 advisory reps. IAPD ↗
$12.60B RAUM · 47 reps · 203-975-3333
76
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC — grew from 18 to 24 advisory reps. IAPD ↗
$6.51B RAUM · 24 reps · 860-596-8126
75
INGALLS & SNYDER LLC — grew from 45 to 50 advisory reps. IAPD ↗
$6.90B RAUM · 50 reps · 212-269-7800 · ingalls.net
75
MOMENT PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$1.11B RAUM · 4 reps · 415-523-6868 · momentpartners.com
75
PCM ENCORE, LLC — 's provisional registration is now fully approved. IAPD ↗
$1.28B RAUM · 4 reps · 888-697-0204 · encoreinvestment.com
74
EAGLE ASSET MANAGEMENT INC — reported RAUM up 74% ($33.55B -> $58.48B). IAPD ↗
$58.48B RAUM · 44 reps · 727-573-2453
74
NEW AGE ALPHA — grew from 6 to 10 advisory reps. IAPD ↗
$2.67B RAUM · 10 reps · (212) 922-2699 · newagealpha.com
73
NOMAD — reported RAUM up 81% ($215.0M -> $389.5M). IAPD ↗
$389.5M RAUM · 22 reps · 1-888-998-2261 · nomadglobal.com
73
PUREFI WEALTH, LLC — reported RAUM up 147% ($107.6M -> $265.9M). IAPD ↗
$265.9M RAUM · 5 reps · (617) 488-9320
73
MADISON PARTNERS — grew from 9 to 12 advisory reps. IAPD ↗
$1.09B RAUM · 12 reps · 608-210-1021
73
CASTLE ROCK ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$830.2M RAUM · 22 reps · 617-227-0050
73
MFP FINANCIAL SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
$314.1M RAUM · 3 reps · 727-443-3300
73
LIFELONG WEALTH ADVISORS, INC. — 's provisional registration is now fully approved. IAPD ↗
$634.6M RAUM · 8 reps · 651-444-6500
73
KEYVANTAGE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$284.3M RAUM · 4 reps · 484-935-3003 · keyvantagewealth.com
73
DSG CAPITAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$655.1M RAUM · 7 reps · (612) 515-9900 · dsgcapitaladvisors.com
73
MOREY & QUINN WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$321.2M RAUM · 3 reps · (402) 502-9900 · moreyandquinn.com
73
BURLING WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$747.4M RAUM · 5 reps · 1-312-825-0262 · burlingwealthpartners.com
73
NAVISTA WEALTH MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗
$623.0M RAUM · 3 reps · 612-315-2400
73
PRASAD WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$474.9M RAUM · 5 reps · 216-313-9999 · prasadwealth.com
73
AVENTURA PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$280.2M RAUM · 3 reps · 305-610-7218 · aventuraprivatewealth.com
73
NAVISTA WEALTH MANAGEMENT, INC. — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$623.0M RAUM · 3 reps · 612-315-2400
73
MARTINSEN WEALTH MANAGEMENT — reports 251-500 financial-planning clients, up from 0. IAPD ↗
$100.3M RAUM · 5 reps · 480-550-6556 · martinsenwealth.com
72
DAVIDSON INVESTMENT ADVISORS, INC. — grew from 10 to 12 advisory reps. IAPD ↗
$4.81B RAUM · 12 reps · 406-727-6111 · dadco.com
72
CAPITAL INVESTMENT SERVICES OF AMERICA INC — grew from 7 to 9 advisory reps. IAPD ↗
$1.23B RAUM · 9 reps · 414-278-7744 · capinv.com
72
BURLING WEALTH PARTNERS — grew from 1 to 5 advisory reps. IAPD ↗
$747.4M RAUM · 5 reps · 1-312-825-0262 · burlingwealthpartners.com
72
PCM ENCORE, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$1.28B RAUM · 4 reps · 888-697-0204 · encoreinvestment.com
71
O'SHAUGHNESSY ASSET MANAGEMENT, LLC — reported RAUM up 58% ($7.98B -> $12.60B). IAPD ↗
$12.60B RAUM · 47 reps · 203-975-3333
71
QUANTUM FINANCIAL PLANNING SERVICES, INC. — grew from 6 to 9 advisory reps. IAPD ↗
$591.6M RAUM · 9 reps · 509-328-6653 · quantumplanning.com
70
FINANCIAL GRAVITY ASSET MANAGEMENT, INC. — reported RAUM up 61% ($290.6M -> $469.1M). IAPD ↗
$469.1M RAUM · 1 reps · 1-800-920-9722 · financialgravityassetmanagement.com
70
GAMMA ASSET MANAGEMENT LLC — reported RAUM up 143% ($100.6M -> $244.1M). IAPD ↗
$244.1M RAUM · 7 reps · 787-957-3260 · gammaam.com
70
SSB&T WEALTH MANAGEMENT, LLC — reported RAUM up 182% ($35.4M -> $100.0M). IAPD ↗
$100.0M RAUM · 1 reps · 830-997-7575 · ssbtwealth.com
70
ROBERT HARRELL, INCORPORATED — grew from 3 to 5 advisory reps. IAPD ↗
$840.9M RAUM · 5 reps · 512-795-9100 · harrell.com
70
SSB&T WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$100.0M RAUM · 1 reps · 830-997-7575 · ssbtwealth.com
70
RHL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
$123.7M RAUM · 2 reps · 248-634-7720 · rhlgroup.us
70
XXI WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$183.1M RAUM · 3 reps · (312) 300-2670 · xxiwealth.com
70
QTR FAMILY WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$107.3M RAUM · 3 reps · 407-745-0715 · qtrfamilycapital.com
70
PLANWISER FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$137.2M RAUM · 2 reps · 719-822-0808 · planwiser.com
70
AGP FRANKLIN, LLC — 's provisional registration is now fully approved. IAPD ↗
$190.0M RAUM · 3 reps · 615-778-9842 · aspengroveassetmanagement.com
70
SEAL COVE CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
$113.9M RAUM · 1 reps · (415) 306-2583
70
CORRALES & CO. — 's provisional registration is now fully approved. IAPD ↗
$139.2M RAUM · 3 reps · (239) 421-5359
70
WEALTHPOINT ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$121.1M RAUM · 4 reps · 704-675-5300 · wealthpointadvisorsnc.com
70
MANNA WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$125.0M RAUM · 1 reps · 305-306-7107 · mannawealthmanagement.com
70
FORONJY FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$237.9M RAUM · 4 reps · 805-543-1033 · foronjyfinancial.com
70
PEAK WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$25.5M RAUM · 1 reps · 518-441-2285 · peakwealthmgmt.com
70
TIDECREST WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$201.0M RAUM · 2 reps · 949-335-5202 · tidecrestwm.com
70
TRUE WEALTH GROUP — 's provisional registration is now fully approved. IAPD ↗
$108.3M RAUM · 2 reps · 5037994008 · mytruewealthgroup.com
70
MARTINSEN WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$100.3M RAUM · 5 reps · 480-550-6556 · martinsenwealth.com
70
PERSPECTIVE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$112.4M RAUM · 3 reps · 970-732-7975
70
YANDELL INVESTMENTS, LLC — 's provisional registration is now fully approved. IAPD ↗
$150.5M RAUM · 1 reps · 407-898-5777
70
THE WELLINGTON GRP LLC — 's provisional registration is now fully approved. IAPD ↗
$120.4M RAUM · 8 reps · 317-846-5055 · wellingtonwealthstrategies.com
70
COLLABORATIVE PORTFOLIO MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$120.7M RAUM · 3 reps · 816-471-5556
69
COLUMBIA ADVISORY PARTNERS, LLC — grew from 7 to 11 advisory reps. IAPD ↗
$240.2M RAUM · 11 reps · 509-822-3850 · capnorthwest.com
69
GAMMA ASSET MANAGEMENT LLC — grew from 3 to 7 advisory reps. IAPD ↗
$244.1M RAUM · 7 reps · 787-957-3260 · gammaam.com
68
SUMMIT FINANCIAL, LLC — reported RAUM up 44% ($8.02B -> $11.55B). IAPD ↗
$11.55B RAUM · 119 reps · 973-285-3600
68
MANNA WEALTH MANAGEMENT — reported RAUM up 68% ($74.2M -> $125.0M). IAPD ↗
$125.0M RAUM · 1 reps · 305-306-7107 · mannawealthmanagement.com
67
FRANKLIN ADVISERS, INC. — reported RAUM up 38% ($339.18B -> $467.02B). IAPD ↗
$467.02B RAUM · 254 reps · (650) 312-3000
67
RFM FINANCIAL SOLUTIONS, LLC — reported RAUM up 64% ($138.7M -> $227.6M). IAPD ↗
$227.6M RAUM · 3 reps · 989.772.1209 · rfmfinancialsolutions.com
67
KRILOGY — reported RAUM up 40% ($2.51B -> $3.50B). IAPD ↗
$3.50B RAUM · 49 reps · 314-884-2800 · krilogy.com
67
STONEX ADVISORS INC. — reported RAUM up 36% ($3.32B -> $4.52B). IAPD ↗
$4.52B RAUM · 233 reps · 800-292-2411
67
CORNERSTONE ADVISORS LLC — reported RAUM up 50% ($182.6M -> $273.7M). IAPD ↗
$273.7M RAUM · 9 reps · 501-943-7132
67
REYES FINANCIAL ARCHITECTURE INC. — grew from 2 to 4 advisory reps. IAPD ↗
$134.7M RAUM · 4 reps · 858-597-1966 · reyesplan.com
67
INVEST CAPITAL PARTNERS — grew from 7 to 9 advisory reps. IAPD ↗
$144.5M RAUM · 9 reps · 937-557-3200 · mwm.financial
66
INGALLS & SNYDER LLC — reported RAUM up 32% ($5.23B -> $6.90B). IAPD ↗
$6.90B RAUM · 50 reps · 212-269-7800 · ingalls.net
66
RAMIREZ ASSET MANAGEMENT, INC. — reported RAUM up 33% ($9.13B -> $12.14B). IAPD ↗
$12.14B RAUM · 19 reps · 212-248-0500
66
PITTENGER & ANDERSON INC — reported RAUM up 34% ($2.48B -> $3.31B). IAPD ↗
$3.31B RAUM · 14 reps · 402-328-8800 · pittand.com
66
PANDI, LLC — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$2.01B RAUM · 6 reps · 913-437-9900 · pandikc.com
65
D.A. DAVIDSON & CO. — reported RAUM up 30% ($27.93B -> $36.18B). IAPD ↗
$36.18B RAUM · 410 reps · 406-727-4200 · dadavidson.com
65
L.M. KOHN & COMPANY — reported RAUM up 25% ($1.67B -> $2.09B). IAPD ↗
$2.09B RAUM · 63 reps · 513-792-0301 · lmkohn.com
65
COPPERLEAF CAPITAL, LLC — reported RAUM up 37% ($185.8M -> $255.1M). IAPD ↗
$255.1M RAUM · 4 reps · 919-787-9725
65
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC — reported RAUM up 25% ($275.43B -> $344.87B). IAPD ↗
$344.87B RAUM · 5720 reps · 727-567-3020
65
INTEGRATED QUANTITATIVE INVESTMENTS LLC — reported RAUM up 39% ($280.0M -> $389.0M). IAPD ↗
$389.0M RAUM · 5 reps · 12067175559 · integratedquant.com
64
NOESIS CAPITAL MANAGEMENT CORP — reported RAUM up 31% ($539.9M -> $707.2M). IAPD ↗
$707.2M RAUM · 7 reps · 561-999-9888 · noesis-capital.com
64
HIGHLAND INVESTMENT ADVISORS LLC — reported RAUM up 31% ($239.2M -> $314.1M). IAPD ↗
$314.1M RAUM · 9 reps · 414-755-2309 · highlandinvestmentadvisors.com
63
FIRST KENTUCKY SECURITIES CORP — reported RAUM up 27% ($535.3M -> $678.6M). IAPD ↗
$678.6M RAUM · 17 reps · 502-893-7288 · firstky.com
63
INVESTMENT ADVISORY PROFESSIONALS LLC — reported RAUM up 26% ($275.4M -> $347.9M). IAPD ↗
$347.9M RAUM · 3 reps · 561-391-4477
63
SMITH & HOWARD WEALTH MANAGEMENT, LLC — reported RAUM up 29% ($502.5M -> $646.5M). IAPD ↗
$646.5M RAUM · 6 reps · 404-874-6244
63
ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, INC. — reported RAUM up 25% ($369.2M -> $463.0M). IAPD ↗
$463.0M RAUM · 3 reps · 516-887-4433
63
FIDUCIARY FINANCIAL GROUP, LLC — reported RAUM up 27% ($544.6M -> $692.9M). IAPD ↗
$692.9M RAUM · 8 reps · 415-352-1100
63
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC — reported RAUM up 28% ($365.4M -> $467.2M). IAPD ↗
$467.2M RAUM · 16 reps · 800-588-3893
63
MAXWELL WEALTH — reported RAUM up 26% ($231.1M -> $290.4M). IAPD ↗
$290.4M RAUM · 3 reps · 925-523-3288
63
INGALLS & SNYDER LLC — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$6.90B RAUM · 50 reps · 212-269-7800 · ingalls.net
63
FINANCIAL MANAGEMENT NETWORK INC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$1.80B RAUM · 21 reps · 949-455-0300 · fmnbenefits.com
63
MADISON PARTNERS — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.09B RAUM · 12 reps · 608-210-1021
61
INVESTMENT ADVISORY PROFESSIONALS LLC — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$347.9M RAUM · 3 reps · 561-391-4477
61
HERBEIN FINANCIAL GROUP, LLC — reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$0 RAUM · 2 reps · 484-509-1136 · herbein.com
61
BURLING WEALTH PARTNERS — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$747.4M RAUM · 5 reps · 1-312-825-0262 · burlingwealthpartners.com
61
TIDECREST WEALTH MANAGEMENT, LLC — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$201.0M RAUM · 2 reps · 949-335-5202 · tidecrestwm.com
85
BRIGHT PORTFOLIOS, LLC — (LEE'S SUMMIT, MO) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 877-274-7678 · brightportfolios.com
85
HARMONT FIXED INCOME, LLC — (location n/a) is newly SEC-registered with $125.1M RAUM and 1 advisory reps. IAPD ↗institutional
$125.1M RAUM · 1 reps · 602-791-1800 · harmontfixedincome.com
85
POP VENTURE ADVISERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-693-2798
85
NEW CATALYST — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 202-240-8775 · newcatalystsp.com
85
ZACKS INTELLIGENCE LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · (312)-265-9500 · zacksintelligence.com
85
IDIRECT PRIVATE CREDIT ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
$0 RAUM · 10 reps · 212-994-7400 · icapitalnetwork.com
85
SARDIS GROUP, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (404) 282-5552 · sardisgroup.com
85
RECKONER CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 917 573 9058
85
ELMIND CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 650-796-6466
85
1823 PARTNERS (US) LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 202-431-7882
85
TACTICAL ROTATION MANAGEMENT, LLC — (FOREST HILLS, NY) is newly SEC-registered with $65.5M RAUM and 1 advisory reps. IAPD ↗institutional
$65.5M RAUM · 1 reps · 646-755-9843 · tacticalrotation.com
85
CIFC PRIVATE CREDIT MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 100 advisory reps. IAPD ↗institutional
$0 RAUM · 100 reps · 786-652-3250 · cifc.com
85
LORD ABBETT CLO MANAGEMENT LP — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 264 advisory reps. IAPD ↗institutional
$0 RAUM · 264 reps · 201-827-2000
83
SOCOTRA MANAGEMENT, INC. — (SACRAMENTO, CA) is newly SEC-registered with $408.2M RAUM and 3 advisory reps. IAPD ↗fund
$408.2M RAUM · 3 reps · 916-617-2221 · socotracapital.com
83
MIZZEN MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered with $354.3M RAUM and 10 advisory reps. IAPD ↗fund
$354.3M RAUM · 10 reps · 203-293-7820 · mizzencapital.com
80
CYPRESS POINT INVESTMENT MANAGEMENT LP — (MILL VALLEY, CA) is newly SEC-registered (provisional 120-day approval) with $77.4M RAUM and 4 advisory reps. IAPD ↗fund
$77.4M RAUM · 4 reps · 415-598-1040 · cypresspointlp.com
80
PROSSER CREEK ASSET MANAGEMENT LLC — (CORTE MADERA, CA) is newly SEC-registered (provisional 120-day approval) with $41.1M RAUM and 1 advisory reps. IAPD ↗fund
$41.1M RAUM · 1 reps · 415-294-3507
80
RAVENSWOOD PARTNERS LP — (MCLEAN, VA) is newly SEC-registered with $162.6M RAUM and 3 advisory reps. IAPD ↗fund
$162.6M RAUM · 3 reps · 703-382-8689
80
LONG ANGLE MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $234.9M RAUM and 2 advisory reps. IAPD ↗fund
$234.9M RAUM · 2 reps · 808-651-4737
70
LEXINGTON PARTNERS L.P. — grew from 131 to 152 advisory reps. IAPD ↗fund
$73.34B RAUM · 152 reps · 212-754-0411 · lexingtonpartners.com
70
GFI INVESTMENT COUNSEL — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $1.65B RAUM and 7 advisory reps. IAPD ↗foreign
$1.65B RAUM · 7 reps · 416-488-8825 · gfiic.com
69
IMPAX ASSET MANAGEMENT LLC — grew from 27 to 36 advisory reps. IAPD ↗institutional
$9.64B RAUM · 36 reps · 603-431-8022
68
SIXTH STREET SPECIALTY LENDING ADVISERS, LLC — grew from 39 to 47 advisory reps. IAPD ↗institutional
$3.34B RAUM · 47 reps · 469-621-3001
68
SIXTH STREET LENDING PARTNERS ADVISERS, LLC — grew from 39 to 47 advisory reps. IAPD ↗institutional
$3.14B RAUM · 47 reps · 469-621-3001
68
BAYFOREST — (LONDON, United Kingdom) is newly SEC-registered with $290.5M RAUM and 8 advisory reps. IAPD ↗foreign
$290.5M RAUM · 8 reps · 442039685227 · bayforest.ai
68
ARROW CAPITAL PTY LTD — (SYDNEY NSW, Australia) is newly SEC-registered with $749.5M RAUM and 2 advisory reps. IAPD ↗foreign
$749.5M RAUM · 2 reps · +61 2 9169 7770 · arrow-cap.com
65
LEXINGTON ADVISORS LLC — grew from 131 to 152 advisory reps. IAPD ↗fund
$243.3M RAUM · 152 reps · 212-754-0411
65
TOTUS ALPHA MANAGEMENT PTY LTD — (SYDNEY, NSW, Australia) is newly SEC-registered with $189.4M RAUM and 3 advisory reps. IAPD ↗foreign
$189.4M RAUM · 3 reps · 61-2-80729945 · totuscapital.com.au
65
SENGU CAPITAL LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $135.0M RAUM and 2 advisory reps. IAPD ↗foreign
$135.0M RAUM · 2 reps · 852 3428 2949 · sengu-capital.com
65
TH GARP — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 447778863790
65
OPTIMIZE WEALTH MANAGEMENT — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 866-209-6862
65
COMPOSITION CAPITAL LP — 's provisional registration is now fully approved. IAPD ↗institutional
$1.09B RAUM · 7 reps · 949-244-6836 · compositioncap.com
63
HENNESSY ADVISORS, INC. — reported RAUM up 68% ($3.07B -> $5.15B). IAPD ↗institutional
$5.15B RAUM · 8 reps · 415-899-1555 · hennessyadvisors.com
63
VALKYRIE FUNDS LLC — reported RAUM up 126% ($152.1M -> $343.2M). IAPD ↗institutional
$343.2M RAUM · 1 reps · 218-255-9743 · valkyrie-funds.com
63
PROTOCOL VC LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$310.5M RAUM · 2 reps · 415-370-5155
61
WEISS ASSET MANAGEMENT — grew from 48 to 54 advisory reps. IAPD ↗fund
$6.72B RAUM · 54 reps · 617-778-7780 · weissasset.com
60
SIXTH STREET ADVISERS, LLC — grew from 291 to 296 advisory reps. IAPD ↗fund
$70.98B RAUM · 296 reps · 469-621-3001
60
MISSION INVESTMENT ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$152.2M RAUM · 5 reps · 1-800-683-8529
60
UNIFI ASSET MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗institutional
$120.0M RAUM · 4 reps · 212-351-5601 · unifiam.com
60
BAYPOINTE PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$110.0M RAUM · 2 reps · 516-381-5246 · baypointepartners.com
59
MOTLEY FOOL ASSET MANAGEMENT — reported RAUM up 48% ($1.24B -> $1.84B). IAPD ↗institutional
$1.84B RAUM · 10 reps · 703-302-1100 · foolfunds.com
59
MARTIS CAPITAL MANAGEMENT, LLC — grew from 14 to 18 advisory reps. IAPD ↗fund
$1.96B RAUM · 18 reps · 202-975-1281
58
MISSION INVESTMENT ADVISORS LLC — grew from 2 to 5 advisory reps. IAPD ↗institutional
$152.2M RAUM · 5 reps · 1-800-683-8529
56
RAFFERTY ASSET MANAGEMENT, LLC — reported RAUM up 32% ($38.30B -> $50.53B). IAPD ↗institutional
$50.53B RAUM · 13 reps · 646-572-3390
55
ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LP — reported RAUM up 150% ($10.0M -> $25.0M). IAPD ↗fund
$25.0M RAUM · 4 reps · (646) 270-4224 · artesianinvest.com
55
IMPAX ASSET MANAGEMENT, LTD. — grew from 43 to 58 advisory reps. IAPD ↗foreign
$40.55B RAUM · 58 reps · 011 44 20 3912 3000 · impaxam.com
55
IMPAX ASSET MANAGEMENT — grew from 43 to 58 advisory reps. IAPD ↗foreign
$2.43B RAUM · 58 reps · +44 (0)20 3912 3000
55
PEMBERTON CAPITAL ADVISORS LLP — grew from 48 to 77 advisory reps. IAPD ↗foreign
$24.45B RAUM · 77 reps · 44 (0) 20 7993 9300 · pembertonam.com
55
PERMIRA CREDIT LLC — 's provisional registration is now fully approved. IAPD ↗fund
$183.2M RAUM · 17 reps · 650-681-4701
55
HERITAGE HOLDING — 's provisional registration is now fully approved. IAPD ↗fund
$225.3M RAUM · 12 reps · 617-938-3664
55
RAVEN MUSIC PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$248.5M RAUM · 13 reps · 212-966-7926
55
GQG PRIVATE CAPITAL SOLUTIONS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$92.8M RAUM · 7 reps · 754-218-5500
53
BLUEARC CAPITAL MANAGEMENT — reported RAUM up 43% ($1.17B -> $1.68B). IAPD ↗fund
$1.68B RAUM · 4 reps · 404-419-6130 · bluearccapital.com
53
FS STRUCTURED PRODUCTS ADVISOR, LLC — reported RAUM up 41% ($1.04B -> $1.47B). IAPD ↗fund
$1.47B RAUM · 16 reps · 215-220-6651 · fskkradvisor.com
50
ARTEMIS CAPITAL PARTNERS — reported RAUM up 38% ($202.2M -> $278.5M). IAPD ↗fund
$278.5M RAUM · 7 reps · 857-327-5606 · artemislp.com
50
RAYMOND JAMES (USA) LTD — grew from 115 to 125 advisory reps. IAPD ↗foreign
$1.54B RAUM · 125 reps · 877-570-7558 · rjlu.com
42
AMELIORA WEALTH MANAGEMENT LTD. — grew from 5 to 9 advisory reps. IAPD ↗foreign
$823.9M RAUM · 9 reps · +41 43 336 10 90
39
FRANKLIN TEMPLETON INVESTMENTS CORP. — reported RAUM up 50% ($14.42B -> $21.59B). IAPD ↗foreign
$21.59B RAUM · 26 reps · 416-957-6000
39
CORONATION INVESTMENT MANAGEMENT INTERNATIONAL (PTY) LTD — reported RAUM up 47% ($4.13B -> $6.06B). IAPD ↗foreign
$6.06B RAUM · 20 reps · +27 21 6802000
38
GIVERNY CAPITAL — reported RAUM up 40% ($1.76B -> $2.47B). IAPD ↗foreign
$2.47B RAUM · 5 reps · 514-842-5589 · givernycapital.com
37
TEMPLETON ASSET MANAGEMENT LTD. — reported RAUM up 35% ($26.30B -> $35.63B). IAPD ↗foreign
$35.63B RAUM · 41 reps · 65-6241-0777 · franklintempleton.com.sg
36
ASSET VALUE INVESTORS LIMITED — reported RAUM up 34% ($1.57B -> $2.11B). IAPD ↗foreign
$2.11B RAUM · 12 reps · 44-207-659-4800
36
J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD — reported RAUM up 42% ($651.0M -> $922.8M). IAPD ↗foreign
$922.8M RAUM · 3 reps · 41583176400 · jsafrasarasin.com
35
CUMBERLAND INVESTMENT COUNSEL INC. — reported RAUM up 26% ($1.01B -> $1.27B). IAPD ↗foreign
$1.27B RAUM · 17 reps · 416-482-5337 · cumberlandcounsel.com
35
CARDINAL CAPITAL MANAGEMENT, INC. — reported RAUM up 28% ($2.81B -> $3.59B). IAPD ↗foreign
$3.59B RAUM · 13 reps · 1-800-310-4664
33
LETKO, BROSSEAU & ASSOCIATES INC. — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗foreign
$17.25B RAUM · 38 reps · 1-800-307-8557
32
NATWEALTH MANAGEMENT — reported RAUM up 39% ($67.6M -> $93.8M). IAPD ↗foreign
$93.8M RAUM · 121 reps · 833-946-1589 · nbfwm.ca

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.