Financial planning software — June 2025
Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).
226 firms opened this window in the June 2025 SEC roster: 146 new registration, 29 pending approved, 26 headcount up, 17 aum up, 7 planning clients up, 1 planning started.
98
KINEO CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $258.0M RAUM and 2 advisory reps. IAPD ↗
98
55 NORTH PRIVATE WEALTH — (WINTER PARK, FL) is newly SEC-registered with $366.8M RAUM and 5 advisory reps. IAPD ↗
98
SANDS CAPITAL HORIZONS, LLC — (ARLINGTON, VA) is newly SEC-registered with $428.0M RAUM and 2 advisory reps. IAPD ↗
95
HECKMAN FINANCIAL & INSURANCE SERVICES, INC. — (SAN JOSE, CA) is newly SEC-registered with $114.4M RAUM and 4 advisory reps. IAPD ↗
95
CERTIFIED FINANCIAL STRATEGIES CORPORATION — (DALLAS, TX) is newly SEC-registered with $118.1M RAUM and 2 advisory reps. IAPD ↗
95
GLOBAL FINANCIAL PLANNING GROUP, LLC — (TROY, MI) is newly SEC-registered with $125.6M RAUM and 2 advisory reps. IAPD ↗
95
SUMMIT FINANCIAL PARTNERS, INC. — (GLEN ALLEN, VA) is newly SEC-registered with $124.5M RAUM and 1 advisory reps. IAPD ↗
95
MFG INVESTMENTS, LLC — (MEDFORD, NJ) is newly SEC-registered with $121.0M RAUM and 5 advisory reps. IAPD ↗
95
MCLAUGHLIN ASSET MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $125.3M RAUM and 3 advisory reps. IAPD ↗
95
MFG WEALTH MANAGEMENT, INC. — (INDIANAPOLIS, IN) is newly SEC-registered with $111.8M RAUM and 3 advisory reps. IAPD ↗
95
ARRIVAL CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $38.2M RAUM and 1 advisory reps. IAPD ↗
95
NETWORTH FINANCIAL SERVICES, LLC — (JOHNS CREEK, GA) is newly SEC-registered with $121.8M RAUM and 2 advisory reps. IAPD ↗
95
BRADYCO FINANCIAL — (location n/a) is newly SEC-registered with $175.7M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE CAPITAL, LLC — (WOODBRIDGE, CT) is newly SEC-registered with $128.9M RAUM and 3 advisory reps. IAPD ↗
95
REXFORD CAPITAL — (location n/a) is newly SEC-registered with $128.1M RAUM and 2 advisory reps. IAPD ↗
95
COLUMBIA BENEFITS, LLC — (DENVER, CO) is newly SEC-registered with $107.7M RAUM and 1 advisory reps. IAPD ↗
95
BROADHURST FINANCIAL ADVISORS, INC. — (WEST POINT, PA) is newly SEC-registered with $110.0M RAUM and 1 advisory reps. IAPD ↗
95
OUTLOOK CAPITAL MANAGEMENT, LLC — (ARLINGTON HEIGHTS, IL) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
95
BULWARK CAPITAL CORPORATION — (location n/a) is newly SEC-registered with $117.1M RAUM and 2 advisory reps. IAPD ↗
95
HACKETT FINANCIAL GROUP, LLC — (WIMBERLEY, TX) is newly SEC-registered with $133.2M RAUM and 2 advisory reps. IAPD ↗
95
AGDEAVOR INVESTMENTS — (WORTHINGTON, OH) is newly SEC-registered with $24.8M RAUM and 3 advisory reps. IAPD ↗
95
EAST ROCK FINANCIAL SERVICES, LLC — (location n/a) is newly SEC-registered with $111.4M RAUM and 2 advisory reps. IAPD ↗
95
A.T. LLOYD'S, INC — (SEATTLE, WA) is newly SEC-registered with $118.6M RAUM and 1 advisory reps. IAPD ↗
95
BERKELEY CAPITAL MANAGEMENT, LLC — (ELLSWORTH, KS) is newly SEC-registered with $100.0M RAUM and 2 advisory reps. IAPD ↗
95
ALLEN FINANCIAL MANAGEMENT — (OXFORD, MI) is newly SEC-registered with $114.6M RAUM and 1 advisory reps. IAPD ↗
95
MERIDIAN ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $114.4M RAUM and 2 advisory reps. IAPD ↗
95
QUANTUM CAPITAL INVESTMENTS, INC. — (location n/a) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE WEALTH MANAGEMENT — (MEDFORD, MA) is newly SEC-registered with $118.3M RAUM and 2 advisory reps. IAPD ↗
95
OPAL ADVISORS — (BELLEVUE, WA) is newly SEC-registered with $121.5M RAUM and 3 advisory reps. IAPD ↗
95
THIELEN CAPITAL CORPORATION — (LADERA RANCH, CA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
95
ALLUVIAL CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $105.2M RAUM and 1 advisory reps. IAPD ↗
95
TRUADVISORS — (TAMPA, FL) is newly SEC-registered with $100.0M RAUM and 3 advisory reps. IAPD ↗
95
UPTOWN CAPITAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $125.3M RAUM and 2 advisory reps. IAPD ↗
95
REI WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $163.0M RAUM and 1 advisory reps. IAPD ↗
95
RED REEF ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered with $125.5M RAUM and 3 advisory reps. IAPD ↗
95
ALVIN CLAY FINANCIAL ADVISORS, LLC — (JENKINTOWN, PA) is newly SEC-registered with $154.6M RAUM and 5 advisory reps. IAPD ↗
95
FINEC ASSET MANAGEMENT — (SAN DIEGO, CA) is newly SEC-registered with $126.3M RAUM and 6 advisory reps. IAPD ↗
95
FOREFRONT ASSET MANAGEMENT, LLC — (VIRGINIA BEACH, VA) is newly SEC-registered with $122.9M RAUM and 3 advisory reps. IAPD ↗
95
FOCUS PLANNING GROUP — (location n/a) is newly SEC-registered with $35.6M RAUM and 1 advisory reps. IAPD ↗
95
OCTOBER EFFECT LTD. — (VIRGINIA BEACH, VA) is newly SEC-registered with $111.7M RAUM and 4 advisory reps. IAPD ↗
95
PROVIDENT LIVING FINANCIAL SERVICES — (LEHI, UT) is newly SEC-registered with $130.4M RAUM and 2 advisory reps. IAPD ↗
95
KUHN CAPITAL PARTNERS — (NAPERVILLE, IL) is newly SEC-registered with $125.8M RAUM and 5 advisory reps. IAPD ↗
95
FRA WEALTH MANAGEMENT LLC — (O'FALLON, IL) is newly SEC-registered with $100.0M RAUM and 2 advisory reps. IAPD ↗
95
ELITE INCOME ADVISORS, INC. — (ELLICOTT CITY, MD) is newly SEC-registered with $150.1M RAUM and 8 advisory reps. IAPD ↗
95
NORTH BAY WEALTH MANAGEMENT — (PETALUMA, CA) is newly SEC-registered with $102.1M RAUM and 1 advisory reps. IAPD ↗
95
TONE CAPITAL, LLC — (RICHMOND, VA) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
95
COMPLETE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $125.1M RAUM and 2 advisory reps. IAPD ↗
95
KNOX AVENUE FINANCIAL CORP. — (ST. PAUL, MN) is newly SEC-registered with $118.9M RAUM and 1 advisory reps. IAPD ↗
95
PEAK FINANCIAL CONSULTING, INC. — (BLOOMINGTON, MN) is newly SEC-registered with $110.2M RAUM and 2 advisory reps. IAPD ↗
95
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC — (OMAHA, NE) is newly SEC-registered with $110.6M RAUM and 3 advisory reps. IAPD ↗
95
ZINNIA WEALTH ADVISORY, LLC — (OCALA, FL) is newly SEC-registered with $146.6M RAUM and 2 advisory reps. IAPD ↗
95
TCG WEALTH MANAGEMENT — (NASHUA, NH) is newly SEC-registered with $121.3M RAUM and 3 advisory reps. IAPD ↗
95
POLARIS FINANCIAL PARTNERS, LLC — (WESTERVILLE, OH) is newly SEC-registered with $191.5M RAUM and 3 advisory reps. IAPD ↗
95
TOWN CAPITAL — (BEL AIR, MD) is newly SEC-registered with $121.9M RAUM and 3 advisory reps. IAPD ↗
95
1818 PRIVATE CLIENT GROUP, LLC — (AVENTURA, FL) is newly SEC-registered with $107.9M RAUM and 1 advisory reps. IAPD ↗
95
METIS WEALTH MANAGEMENT & PLANNING LLC — (BLUFFTON, SC) is newly SEC-registered with $107.6M RAUM and 2 advisory reps. IAPD ↗
95
WISDOM PLANNING GROUP — (ORLANDO, FL) is newly SEC-registered with $105.3M RAUM and 3 advisory reps. IAPD ↗
95
STRATTON CAPITAL INVESTMENT ADVISORY LLC — (NEW YORK, NY) is newly SEC-registered with $75.2M RAUM and 5 advisory reps. IAPD ↗
95
DIPAOLO FINANCIAL GROUP, INC. — (LUTZ, FL) is newly SEC-registered with $125.9M RAUM and 4 advisory reps. IAPD ↗
95
PCB CAPITAL LLC — (EAST BRUNSWICK, NJ) is newly SEC-registered with $122.5M RAUM and 1 advisory reps. IAPD ↗
95
CABIN ADVISORS, LLC — (OVERLAND PARK, KS) is newly SEC-registered with $133.6M RAUM and 14 advisory reps. IAPD ↗
95
TRUST BEYOND CORP — (location n/a) is newly SEC-registered with $114.9M RAUM and 1 advisory reps. IAPD ↗
95
APEX WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $102.6M RAUM and 3 advisory reps. IAPD ↗
95
FIRST STEP WEALTH PLANNING — (location n/a) is newly SEC-registered with $26.4M RAUM and 1 advisory reps. IAPD ↗
95
COGENT PRIVATE WEALTH — (ORLANDO, FL) is newly SEC-registered with $141.5M RAUM and 4 advisory reps. IAPD ↗
95
ALIANZA CORP. INVESTMENT ADVISOR — (MIAMI, FL) is newly SEC-registered with $108.9M RAUM and 1 advisory reps. IAPD ↗
95
REID FINANCIAL INC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GLR PARTNERS — (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STAR HARBOR INVESTMENTS INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MATSON CAPITAL LLC — (MASON, OH) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
95
SEQUINOX WEALTH MANAGEMENT, LLC — (LANCASTER, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BINVESTING — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PIVOT CAPITAL PARTNERS LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CYPRESS CAPITAL — (TALLAHASSEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLOVERPOINT, LLC — (MINNEAPOLIS, MN) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC. — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 11 advisory reps. IAPD ↗
95
EVERGREEN WEALTH PARTNERS LLC — (KALISPELL, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
CAMBRIA WEALTH MANAGEMENT — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ANCHYRA PARTNERS LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
THIRD VIEW PRIVATE WEALTH — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CONNECTIVE WEALTH PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
FREEDOM ASSET MANAGEMENT — (SPOKANE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LYONS CAPITAL GROUP — (SHREVEPORT, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FAO WEALTH INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLOVER LEAF FINANCIAL LLC — (FAIRPORT, NY) is newly SEC-registered with $54.0M RAUM and 2 advisory reps. IAPD ↗
95
GREENSTONE BELT WEALTH ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DACHTLER WEALTH ADVISORS, LLC — (FOLSOM, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STRIVE WEALTH MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $179.1M RAUM and 5 advisory reps. IAPD ↗
95
JOURNEY EQUITY WEALTH MANAGEMENT LLC — (DOWNEY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BELLINGRATH WEALTH MANAGEMENT, L.L.C. — (NEW ORLEANS, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
BRAVE NEW WEALTH — (WESTLAKE VILLAGE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TE ADVISORS LLC — (QUINCY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WINFORD WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STEINWOLD & CO. LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
SAMARA CAPITAL — (LAKE OSWEGO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ARG PRIVATE WEALTH, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC — (RENO, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PRESTIGE WEALTH MANAGEMENT — (SOUTHLAKE, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SLEDGE AND COMPANY WEALTH ADVISORS — (HIGH POINT, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TEMPO WEALTH — (AVON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
FIVANCIAL ADVISORS, INC. — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BEAU MORGAN ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AGILIS INVESTMENT MANAGEMENT LLC — (WILTON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
DISHMI CAPITAL, LLC — (SOUTH PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
83
ALPHACORE CAPITAL LLC — grew from 29 to 42 advisory reps. IAPD ↗
83
SANCTUARY ADVISORS, LLC — grew from 332 to 345 advisory reps. IAPD ↗
80
ROBINHOOD ASSET MANAGEMENT — grew from 6 to 47 advisory reps. IAPD ↗
79
WORLD EQUITY GROUP, INC. — reports More than 500 financial-planning clients, up from 0. IAPD ↗
78
BERMAN MCALEER — reports 251-500 financial-planning clients, up from 0. IAPD ↗
76
BAILARD, INC. — grew from 36 to 42 advisory reps. IAPD ↗
75
ALPHACORE CAPITAL LLC — reported RAUM up 102% ($3.00B -> $6.06B). IAPD ↗
75
BRADLEY FOSTER & SARGENT INC — grew from 25 to 30 advisory reps. IAPD ↗
75
SLK PRIVATE WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
75
PARKWAY WEALTH MANAGEMENT GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
75
BISHOP & ASSOCIATES INC — now offers financial planning (Item 5G(1)). IAPD ↗
73
VISION RETIREMENT — reported RAUM up 107% ($240.5M -> $497.3M). IAPD ↗
73
BERMAN MCALEER — grew from 11 to 14 advisory reps. IAPD ↗
73
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
73
THREE ARCH WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
73
NIGHT SQUARED LP — 's provisional registration is now fully approved. IAPD ↗
73
SELBY WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
73
CLARION WEALTH MANAGEMENT PARTNERS — 's provisional registration is now fully approved. IAPD ↗
71
BRAND ASSET MANAGEMENT GROUP, INC. — grew from 10 to 13 advisory reps. IAPD ↗
71
COMPASS FINANCIAL ADVISORY SERVICES, LLC — grew from 4 to 7 advisory reps. IAPD ↗
70
FOLIOBEYOND, LLC — reported RAUM up 84% ($95.7M -> $176.3M). IAPD ↗
70
INVESTMENT MANAGEMENT ASSOCIATES — grew from 2 to 4 advisory reps. IAPD ↗
70
THREE ARCH WEALTH MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
ROBINHOOD ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
GENESIS FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
70
SANDRO WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
BLUE CURVE ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
70
FIVE ELEVEN FAMILY OFFICE LLC — 's provisional registration is now fully approved. IAPD ↗
70
REDWOOD FAMILY WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
70
MOOLA COPILOT LLC — 's provisional registration is now fully approved. IAPD ↗
70
PERSIMMON CAPITAL MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
TREEVIEW CAPITAL — 's provisional registration is now fully approved. IAPD ↗
70
CONVERSE TEAM FINANCIAL SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
69
BALANCE WEALTH — grew from 4 to 8 advisory reps. IAPD ↗
69
STEADTRUST — grew from 1 to 5 advisory reps. IAPD ↗
68
BARON CAPITAL MANAGEMENT, INC. — reported RAUM up 41% ($4.08B -> $5.76B). IAPD ↗
68
INFLECTION CAPITAL MANAGEMENT, LLC — grew from 2 to 5 advisory reps. IAPD ↗
67
LEWIS ASSET MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
67
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC — grew from 3 to 5 advisory reps. IAPD ↗
67
CAMBIENT FAMILY OFFICE, LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
MERKKURI WEALTH ADVISORS LLC — reports 51-100 financial-planning clients, up from 0. IAPD ↗
66
SB ADVISORY, LLC — reported RAUM up 42% ($285.9M -> $404.8M). IAPD ↗
65
TURTLE CREEK WEALTH ADVISORS, LLC — reported RAUM up 28% ($1.33B -> $1.71B). IAPD ↗
64
ADVISOR FINANCIAL SERVICES, INC. — reported RAUM up 47% ($38.0M -> $56.0M). IAPD ↗
62
EXCELSIOR ADVISOR NETWORK LLC — reported RAUM up 37% ($109.5M -> $150.0M). IAPD ↗
61
CARRY ADVISORS LLC — reported RAUM up 34% ($74.5M -> $99.7M). IAPD ↗
61
XYPN INVEST — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
61
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
60
SACHEM INVESTMENT COUNSEL LLC — reported RAUM up 26% ($164.7M -> $207.2M). IAPD ↗
60
SMART PORTFOLIO — reported RAUM up 25% ($28.0M -> $35.0M). IAPD ↗
58
AURORA INVESTMENT COUNSEL — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
58
GENESIS FINANCIAL GROUP, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
88
RAMPART ASSET MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered with $411.2M RAUM and 2 advisory reps. IAPD ↗institutional
85
FAROPOINT VENTURES, LLC — (HOBOKEN, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 44 advisory reps. IAPD ↗institutional
85
IH2 ADVISORS & COMPANY — (WILMINGTON, DE) is newly SEC-registered with $105.0M RAUM and 2 advisory reps. IAPD ↗institutional
85
DOCKSIDE PLATFORMS — (NEW YORK, NY) is newly SEC-registered with $1.12B RAUM and 2 advisory reps. IAPD ↗fund
85
COUNTERPOINTE INVESTMENT MANAGEMENT LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 23 advisory reps. IAPD ↗institutional
85
DELTROIT ASSET MANAGEMENT (US) LLC — (WILTON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PACIFIC WAY CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TAPROOT MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
85
HARMONIC CAPITAL, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MLG FUND MANAGER LLC — (BROOKFIELD, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 30 advisory reps. IAPD ↗institutional
85
PROSPECT ENHANCED YIELD MANAGEMENT, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
RYO CAPITAL PARTNERS LLC — (KEY BISCAYNE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
RUSSELL INVESTMENTS — (SEATTLE, WA) is newly SEC-registered with $0 RAUM and 122 advisory reps. IAPD ↗institutional
85
RUSSELL INVESTMENTS — (SEATTLE, WA) is newly SEC-registered with $0 RAUM and 122 advisory reps. IAPD ↗institutional
85
CNL RESIDENTIAL CREDIT MANAGER — (ORLANDO, FL) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
HEDGEYE ASSET MANAGEMENT, LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SYKON ASSET MANAGEMENT LLC — (HARRISON, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ALPHABOND LLC — (PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
CONCOURSE CAPITAL ADVISORS, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
PILLSBURY LAKE CAPITAL, LLC — (location n/a) is newly SEC-registered with $329.6M RAUM and 1 advisory reps. IAPD ↗fund
83
ASILIA CREDIT INVESTMENTS — (SALT LAKE CITY, UT) is newly SEC-registered with $304.4M RAUM and 2 advisory reps. IAPD ↗fund
83
MED VENTURE MANAGEMENT, LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $474.9M RAUM and 5 advisory reps. IAPD ↗fund
80
CENTER LAKE CAPITAL MANAGEMENT, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $71.3M RAUM and 1 advisory reps. IAPD ↗fund
80
SREP CAPITAL MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $155.4M RAUM and 6 advisory reps. IAPD ↗fund
80
KARMEL CAPITAL MANAGEMENT LLC — (SOLANA BEACH, CA) is newly SEC-registered with $170.3M RAUM and 8 advisory reps. IAPD ↗fund
80
ELI CIRCLE CAPITAL, LP — (LOS ANGELES, CA) is newly SEC-registered with $141.0M RAUM and 3 advisory reps. IAPD ↗fund
80
BRIGHT PATH SPORTS PARTNERS, LLC — (CLEVELAND, OH) is newly SEC-registered with $151.6M RAUM and 3 advisory reps. IAPD ↗fund
80
MCT ENTERTAINMENT ADVISORS LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $53.9M RAUM and 5 advisory reps. IAPD ↗fund
80
DIGITAL ASSET MANAGEMENT — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
80
BEQUEST CAPITAL LLC — (SARASOTA, FL) is newly SEC-registered with $28.2M RAUM and 3 advisory reps. IAPD ↗fund
80
GRAYSTREET PARTNERS — (SAN ANTONIO, TX) is newly SEC-registered with $155.0M RAUM and 3 advisory reps. IAPD ↗fund
80
ASA ASSET MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $30.9M RAUM and 1 advisory reps. IAPD ↗fund
80
PROJECT LEVEL MANAGEMENT COMPANY, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
70
70
PEAK XV PARTNERS OPERATIONS LLC — (TRIANON, Mauritius) is newly SEC-registered with $14.96B RAUM and 50 advisory reps. IAPD ↗foreign
70
TWENTYFOUR ASSET MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $26.50B RAUM and 24 advisory reps. IAPD ↗foreign
70
CANSO INVESTMENT COUNSEL LTD. — (RICHMOND HILL, ONTARIO, Canada) is newly SEC-registered with $37.76B RAUM and 29 advisory reps. IAPD ↗foreign
65
65
65
65
H.G. STRUDWICK & COMPANY — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
62
61
60
60
60
60
60
60
60
60
58
58
57
56
55
55
53
47
45
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.