← Tributary

Financial planning software — August 2026

Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).

252 firms opened this window in the August 2026 SEC roster: 159 new registration, 31 pending approved, 26 aum up, 25 headcount up, 10 planning clients up, 1 planning started.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
INGALLS INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $7.83B RAUM and 50 advisory reps. IAPD ↗
$7.83B RAUM · 50 reps · 2122697800 · ingalls.net
98
THIRD EYE CAPITAL MANAGEMENT, LLC — (MIAMI BEACH, FL) is newly SEC-registered with $291.3M RAUM and 1 advisory reps. IAPD ↗
$291.3M RAUM · 1 reps · (732) 447-3019 · thirdeyecapitalmanagement.com
98
CHARBETH ADVISORY L.L.C. — (location n/a) is newly SEC-registered with $370.0M RAUM and 1 advisory reps. IAPD ↗
$370.0M RAUM · 1 reps · 919-768-3474
95
PALADIN PARTNERS — (HARTLAND, WI) is newly SEC-registered with $198.5M RAUM and 2 advisory reps. IAPD ↗
$198.5M RAUM · 2 reps · 414-367-4675 · paladinpartners.biz
95
WASHINGTON FINANCIAL GROUP, INC. — (OSTERVILLE, MA) is newly SEC-registered with $119.0M RAUM and 2 advisory reps. IAPD ↗
$119.0M RAUM · 2 reps · 508-420-8341
95
COLLEEN WEBER CPA, LLC — (CHANHASSEN, MN) is newly SEC-registered with $120.6M RAUM and 2 advisory reps. IAPD ↗
$120.6M RAUM · 2 reps · 952-470-0750 · colleenweber.com
95
NCU INVESTMENT SOLUTIONS — (SMITHFILED, RI) is newly SEC-registered with $107.6M RAUM and 6 advisory reps. IAPD ↗
$107.6M RAUM · 6 reps · 401-228-0100
95
LIFEFOCUS FINANCIAL ADVISORS, LLC — (WALLA WALLA, WA) is newly SEC-registered with $103.5M RAUM and 2 advisory reps. IAPD ↗
$103.5M RAUM · 2 reps · 509-526-4521 · lifefocusadvisors.com
95
THE ADVISORY FIRM — (ALPHARETTA, GA) is newly SEC-registered with $126.4M RAUM and 1 advisory reps. IAPD ↗
$126.4M RAUM · 1 reps · 678-566-3711 · theadvisoryfirm.net
95
GFN CAPITAL MANAGEMENT — (RICHARDSON, TX) is newly SEC-registered with $120.1M RAUM and 4 advisory reps. IAPD ↗
$120.1M RAUM · 4 reps · 972-385-0007 · glazerfinancial.com
95
J.P. CAPITAL MANAGEMENT, INC. — (EUGENE, OR) is newly SEC-registered with $166.6M RAUM and 1 advisory reps. IAPD ↗
$166.6M RAUM · 1 reps · 541-343-2064
95
DC CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $107.0M RAUM and 1 advisory reps. IAPD ↗
$107.0M RAUM · 1 reps · 970-468-1339 · dc-cm.com
95
TRG CAPITAL MANAGEMENT, INC. — (RALEIGH, NC) is newly SEC-registered with $118.2M RAUM and 4 advisory reps. IAPD ↗
$118.2M RAUM · 4 reps · 919-239-4163 · trgcap.com
95
MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
$110.4M RAUM · 2 reps · (312) 445-8562 · midwaymgt.com
95
MATHIES FINANCIAL PARTNERS — (PUEBLO, CO) is newly SEC-registered with $104.0M RAUM and 4 advisory reps. IAPD ↗
$104.0M RAUM · 4 reps · 719-434-3939 · mathiesfp.com
95
BAS CAPITAL — (location n/a) is newly SEC-registered with $117.0M RAUM and 1 advisory reps. IAPD ↗
$117.0M RAUM · 1 reps · 901-486-9216
95
C.L. SHELDON & COMPANY, LLC — (location n/a) is newly SEC-registered with $110.7M RAUM and 3 advisory reps. IAPD ↗
$110.7M RAUM · 3 reps · 703-542-4000
95
UNDERDOG WEALTH MANAGEMENT, LLC — (MAPLE GROVE, MN) is newly SEC-registered with $111.9M RAUM and 2 advisory reps. IAPD ↗
$111.9M RAUM · 2 reps · 763-497-3000 · underdogwealthmanagement.com
95
COMMON CENTS WEALTH MANAGEMENT, LLC — (PEMBROKE PINES, FL) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 954-769-0837 · cc-wealth.com
95
COLBURN WEALTH MANAGEMENT, LLC — (GROVE CITY, OH) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗
$116.2M RAUM · 3 reps · 740.831.4004
95
RIVERSTONE ASSET MANAGEMENT, LLC — (LOUISVILLE, KY) is newly SEC-registered with $103.0M RAUM and 2 advisory reps. IAPD ↗
$103.0M RAUM · 2 reps · 502-882-5580
95
STABILITY PARTNERS ADVISORY GROUP, LLC — (SPRING, TX) is newly SEC-registered with $140.9M RAUM and 3 advisory reps. IAPD ↗
$140.9M RAUM · 3 reps · 832-559-8393 · stabilityfinancialtalk.com
95
MINKO WEALTH — (BROOKLYN, NY) is newly SEC-registered with $119.1M RAUM and 2 advisory reps. IAPD ↗
$119.1M RAUM · 2 reps · 718-748-1700 · minkowealth.com
95
EGSI INVESTMENT MANAGEMENT — (DUBLIN, OH) is newly SEC-registered with $144.7M RAUM and 4 advisory reps. IAPD ↗
$144.7M RAUM · 4 reps · 614-526-4118 · egsifinancial.com
95
JAYCO WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $107.9M RAUM and 1 advisory reps. IAPD ↗
$107.9M RAUM · 1 reps · 404-731-7592
95
NITOR CAPITAL MANAGEMENT — (ENGLEWOOD CLIFFS, NJ) is newly SEC-registered with $158.6M RAUM and 1 advisory reps. IAPD ↗
$158.6M RAUM · 1 reps · (646) 322-3715 · nitorcapitalmanagement.com
95
FUTURE BRIGHT — (location n/a) is newly SEC-registered with $120.6M RAUM and 3 advisory reps. IAPD ↗
$120.6M RAUM · 3 reps · (701) 306-7631
95
GREENPORT CAPITAL ADVISORS — (MARLBOROUGH, MA) is newly SEC-registered with $119.2M RAUM and 2 advisory reps. IAPD ↗
$119.2M RAUM · 2 reps · 978-393-3090 · greenportca.com
95
FINANCIAL ZEN — (SAN FRANCISCO, CA) is newly SEC-registered with $167.6M RAUM and 2 advisory reps. IAPD ↗
$167.6M RAUM · 2 reps · (415) 792-0345
95
SCHAUER INVESTMENT MANAGEMENT, INC. — (NORTHRIDGE, CA) is newly SEC-registered with $119.7M RAUM and 4 advisory reps. IAPD ↗
$119.7M RAUM · 4 reps · (818) 727-9960
95
ADVANCED WEALTH MANAGEMENT — (SARASOTA, FL) is newly SEC-registered with $110.7M RAUM and 3 advisory reps. IAPD ↗
$110.7M RAUM · 3 reps · 941-451-8512
95
OXFORD PLANNING GROUP, LLC — (WOODSTOCK, MD) is newly SEC-registered with $112.9M RAUM and 3 advisory reps. IAPD ↗
$112.9M RAUM · 3 reps · 410-995-8711 · oxfordplanning.com
95
ARROW WEALTH ADVISORS — (AUBURN, CA) is newly SEC-registered with $121.2M RAUM and 2 advisory reps. IAPD ↗
$121.2M RAUM · 2 reps · 210-541-9967
95
56 CAPITAL PARTNERS, LTD — (COLORADO SPRINGS, CO) is newly SEC-registered with $113.3M RAUM and 2 advisory reps. IAPD ↗
$113.3M RAUM · 2 reps · 719-418-3773
95
RIVER RAISIN INVESTMENT PARTNERS, INC. — (MONROE, MI) is newly SEC-registered with $163.5M RAUM and 2 advisory reps. IAPD ↗
$163.5M RAUM · 2 reps · (734) 241-5771
95
PINETREE ADVISORS CORP. — (MIAMI, FL) is newly SEC-registered with $120.0M RAUM and 2 advisory reps. IAPD ↗
$120.0M RAUM · 2 reps · 305-510-8772 · pinetreeadvisors.us
95
SINGER WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $119.0M RAUM and 3 advisory reps. IAPD ↗
$119.0M RAUM · 3 reps · 206-300-7464
95
ALLPOINT FINANCIAL GROUP — (PETALUMA, CA) is newly SEC-registered with $116.8M RAUM and 4 advisory reps. IAPD ↗
$116.8M RAUM · 4 reps · 707-303-7000 · allpointfg.com
95
OPULUS — (DOYLESTOWN, PA) is newly SEC-registered with $104.9M RAUM and 2 advisory reps. IAPD ↗
$104.9M RAUM · 2 reps · 215-859-8095
95
OLD VINE CAPITAL — (location n/a) is newly SEC-registered with $167.0M RAUM and 1 advisory reps. IAPD ↗
$167.0M RAUM · 1 reps · 415-990-1420
95
EXPERIENCE YOUR WEALTH, LLC — (location n/a) is newly SEC-registered with $105.3M RAUM and 2 advisory reps. IAPD ↗
$105.3M RAUM · 2 reps · (401) 227-7881
95
JPS ADVISORS LLC — (location n/a) is newly SEC-registered with $26.6M RAUM and 1 advisory reps. IAPD ↗
$26.6M RAUM · 1 reps · (646) 458-1574 · jps-advisors.com
95
CORINTHIAN WEALTH MANAGEMENT — (SAN JOSE, CA) is newly SEC-registered with $131.7M RAUM and 3 advisory reps. IAPD ↗
$131.7M RAUM · 3 reps · 408-995-0915
95
PVA FINANCIAL, LLC — (location n/a) is newly SEC-registered with $136.9M RAUM and 1 advisory reps. IAPD ↗
$136.9M RAUM · 1 reps · 773-825-9090
95
STILLWATER CAPITAL MANAGEMENT — (CARMEL-BY-THE-SEA, CA) is newly SEC-registered with $102.5M RAUM and 2 advisory reps. IAPD ↗
$102.5M RAUM · 2 reps · 831-877-1095
95
REDEEM WEALTH MANAGEMENT — (GILBERT, AZ) is newly SEC-registered with $118.6M RAUM and 3 advisory reps. IAPD ↗
$118.6M RAUM · 3 reps · 480-680-7975
95
KI CAPITAL WEALTH MANAGEMENT US LLC — (MIAMI, FL) is newly SEC-registered with $145.9M RAUM and 3 advisory reps. IAPD ↗
$145.9M RAUM · 3 reps · 520-710-0826
95
CJC WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $121.9M RAUM and 4 advisory reps. IAPD ↗
$121.9M RAUM · 4 reps · 301-761-3880
95
FULLY FINANCIAL — (ATHENS, GA) is newly SEC-registered with $111.1M RAUM and 2 advisory reps. IAPD ↗
$111.1M RAUM · 2 reps · (706) 389-8426 · fullyfin.com
95
SOLIST FINANCIAL — (TAMPA, FL) is newly SEC-registered with $130.1M RAUM and 1 advisory reps. IAPD ↗
$130.1M RAUM · 1 reps · 8132943737
95
KUKUI TREE CAPITAL MANAGEMENT LLC — (PALO ALTO, CA) is newly SEC-registered with $105.2M RAUM and 1 advisory reps. IAPD ↗
$105.2M RAUM · 1 reps · 650-434-0488 · kukuitreecapital.com
95
FREEDOM VALUE PARTNERS, LLC — (location n/a) is newly SEC-registered with $119.1M RAUM and 2 advisory reps. IAPD ↗
$119.1M RAUM · 2 reps · 913-558-2054
95
WEALTH SCRIPT ADVISORS — (SAN FRANCISCO, CA) is newly SEC-registered with $121.4M RAUM and 1 advisory reps. IAPD ↗
$121.4M RAUM · 1 reps · (415)300-0610 · mywealthscript.com
95
UNSTOPPABLE ASSET — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 8603680224 · unstoppableasset.com
95
AETERNITAS INVESTMENT MANAGEMENT, LLC — (YARDLEY, PA) is newly SEC-registered with $172.5M RAUM and 2 advisory reps. IAPD ↗
$172.5M RAUM · 2 reps · 2673947872 · aeternitasinvest.com
95
BISON WEALTH MANAGEMENT, LLC — (LYNDHURST, OH) is newly SEC-registered with $131.0M RAUM and 3 advisory reps. IAPD ↗
$131.0M RAUM · 3 reps · 216-270-4425 · bisonllc.com
95
INOVO WEALTH ARCHITECTS — (UNION, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 973 567-7526
95
SKYLAR WEALTH MANAGEMENT, LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 213-836-9100 · skylarwealth.com
95
GOALPOST WEALTH MANAGEMENT, LLC — (RADNOR, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 610-293-7390
95
ASTRAVIA FAMILY WEALTH OFFICE LLC — (EL SEGUNDO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 310-275-5059
95
MILLER WEALTH MANAGEMENT — (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 480-613-7400
95
COMMUNITY CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 877 296 5657
95
QUASAR — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 332-262-3228
95
RAC STRATEGIC PARTNERS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (786) 496-2338
95
LYNCH FINANCIAL ADVISORS, INC — (ROSEVILLE, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
$108.6M RAUM · 3 reps · 916-772-3103 · lynchfinancialadvisors.com
95
GOLDEN RATIO WEALTH MANAGEMENT LLC — (RADNOR, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (610) 293-7310
95
EYRA — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · +1 248 376 1480
95
BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLC — (WORCESTER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 508-753-8807
95
EARLYBIRD ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 302-750-5989 · investearlybird.com
95
FINANCIAL POTENTIAL WEALTH MANAGEMENT — (GAINESVILLE, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 770-287-8718 · yourfinancialpotential.com
95
VELARA WEALTH MANAGEMENT INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 2129671428 · velarawealth.com
95
PUBLIC SAFETY FINANCIAL GROUP, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 832-200-3418
95
WICK — (UNION CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 2015789203
95
EAST WEST WEALTH ADVISORS LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 888-928-8189
95
EDYN — (PHILADELPHIA, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 8564484685 · growedyn.com
95
EHG WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (717) 947-8555
95
PELORUS CAPITAL MANAGEMENT, LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 717-902-2727 · peloruscapital.net
95
OLDE RALEIGH FINANCIAL GROUP — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 919-861-8212
95
HIRST FINANCIAL INDEPENDENCE PLANNING, INC. — (FALL RIVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (508) 636-3595 · hirstfip.com
95
ALLEN FINANCIAL PARTNERS — (PRESCOTT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 602-677-7546 · allenfinancialpartners.com
95
LANGAN FINANCIAL GROUP — (CAMP HILL, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 717-288-1880 · langanfinancialgroup.com
95
STEWARDWELL LLC — (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · (615) 538-6110 · stewardwellwp.com
95
KAHN ASSET MANAGEMENT — (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 310-480-6709
95
MAN ADVISERS LLC — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · +1 617-897-7800 · man.com
95
VECTOR3 WEALTH MANAGEMENT — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (858) 771-4700 · vector3wealth.com
95
W.B. EDWARDS & CO. — (KNOXVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (865) 999-2032
95
MY ADVISORS US LLC — (TUSTIN, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 9493441208 · myadvisors.us
95
WALTON CREEK INVESTMENT ADVISORS — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 918-394-1966
95
LIBERTY FORGE LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (617) 239-9340 · civicfinancial.com
95
NAPLES WEALTH ADVISORS, LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 239-325-1811 · napleswa.com
95
MIDFIELD PRIVATE WEALTH, LLC — (WHITE PLAINS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-992-7618
85
CENTAURUS FINANCIAL, INC. — grew from 375 to 426 advisory reps. IAPD ↗
$9.74B RAUM · 426 reps · 714-456-1790 · centaurusfinancial.com
85
MISSION WEALTH MANAGEMENT, LP — grew from 117 to 135 advisory reps. IAPD ↗
$17.00B RAUM · 135 reps · 805-882-2360
85
ARAX ADVISORY PARTNERS — grew from 140 to 167 advisory reps. IAPD ↗
$26.52B RAUM · 167 reps · 646-777-1823 · swsllc.com
85
BLUESPRING WEALTH MANAGEMENT, LLC — grew from 31 to 47 advisory reps. IAPD ↗
$5.43B RAUM · 47 reps · 737-443-2122 · bluespringwealthcalifornia.com
85
RFG ADVISORY, LLC — grew from 162 to 178 advisory reps. IAPD ↗
$7.97B RAUM · 178 reps · 205-397-2450
85
FACET — grew from 55 to 77 advisory reps. IAPD ↗
$7.60B RAUM · 77 reps · (443)376-6222 · reddit.com
81
BLUEPRINT FINANCIAL ADVISORS — grew from 28 to 39 advisory reps. IAPD ↗
$1.41B RAUM · 39 reps · 844-200-2568 · komaracap.com
80
CITIZENS PRIVATE WEALTH — grew from 204 to 214 advisory reps. IAPD ↗
$16.63B RAUM · 214 reps · 914-846-0100 · citizensbank.com
76
ETHOS FINANCIAL GROUP, LLC — grew from 27 to 33 advisory reps. IAPD ↗
$2.14B RAUM · 33 reps · 610-822-5246
75
TANARA WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$1.09B RAUM · 5 reps · 801-653-0564 · tanarawm.com
75
ANCHOR & OAK WEALTH ADVISORS, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$0 RAUM · 3 reps · 516-662-2546
74
DIGITAL ASCENSION GROUP - WEALTH — grew from 17 to 23 advisory reps. IAPD ↗
$555.1M RAUM · 23 reps · 307-396-0295
73
15 WEALTH ADVISORS LLC — grew from 7 to 12 advisory reps. IAPD ↗
$481.5M RAUM · 12 reps · 847-735-7103 · 15wealth.com
73
WEALTH INTELLIGENTLY NAVIGATED, LLC — grew from 2 to 7 advisory reps. IAPD ↗
$532.9M RAUM · 7 reps · (864) 375-4031
73
SAGEPOINT CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$888.3M RAUM · 3 reps · (615) 413-4340 · sagepointcp.com
73
ARKA CAPITAL A.M. LTD — 's provisional registration is now fully approved. IAPD ↗
$263.8M RAUM · 1 reps · +9 72 54 433 2642
73
EXCEPTIONAL WEALTH & FAMILY OFFICE — 's provisional registration is now fully approved. IAPD ↗
$292.2M RAUM · 5 reps · 719-715-4179
73
UNION STRATEGIC ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$371.6M RAUM · 3 reps · 513-699-5200 · unionstrategic.com
73
MOSAIC WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$285.0M RAUM · 2 reps · 812-333-3275
73
BRIDGECREEK FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
$649.9M RAUM · 2 reps · 918-392-1990 · bridgecreekfinancial.com
73
WOODLAND WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$711.9M RAUM · 2 reps · 330-416-5509 · woodlandwealthpartners.com
73
LIONHUNTER CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$266.8M RAUM · 1 reps · 212-602-0686
73
TRILLIUM WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
$544.6M RAUM · 7 reps · 321-295-8492 · trillium-wealth.com
72
BEIRNE. — reported RAUM up 65% ($1.37B -> $2.26B). IAPD ↗
$2.26B RAUM · 5 reps · 203-701-8606
72
AERIE ADVISORY GROUP LLC — grew from 3 to 5 advisory reps. IAPD ↗
$2.52B RAUM · 5 reps · (253) 857-1616
71
THE SUM — grew from 7 to 10 advisory reps. IAPD ↗
$551.4M RAUM · 10 reps · 281-940-4859
71
SINGER WEALTH ADVISORS LLC — grew from 15 to 18 advisory reps. IAPD ↗
$910.6M RAUM · 18 reps · 561-998-9985
71
EXCEPTIONAL WEALTH & FAMILY OFFICE — grew from 2 to 5 advisory reps. IAPD ↗
$292.2M RAUM · 5 reps · 719-715-4179
70
TRIAN FUND MANAGEMENT, L.P. — reported RAUM up 55% ($6.71B -> $10.39B). IAPD ↗
$10.39B RAUM · 14 reps · 212-451-3000
70
GOLDEN BAY ADVISORS LLC — reported RAUM up 64% ($179.8M -> $295.7M). IAPD ↗
$295.7M RAUM · 1 reps · 914-215-0194 · goldenbayadvisors.com
70
UMB PRIVATE WEALTH MANAGEMENT, LLC — reported RAUM up 82% ($68.4M -> $124.7M). IAPD ↗
$124.7M RAUM · 41 reps · 816-860-7000 · umb.com
70
SAND CREEK CAPITAL, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$471.2M RAUM · 10 reps · 208-356-9022 · centennialwealthmanagement.com
70
SAGEPOINT CAPITAL PARTNERS LLC — grew from 1 to 3 advisory reps. IAPD ↗
$888.3M RAUM · 3 reps · (615) 413-4340 · sagepointcp.com
70
GREEN CAPITAL PRIVATE WEALTH — 's provisional registration is now fully approved. IAPD ↗
$150.0M RAUM · 2 reps · 8006150794 · gcprivatewealth.com
70
COMMERCIAL TRUST FINANCIAL SERVICES — 's provisional registration is now fully approved. IAPD ↗
$204.1M RAUM · 5 reps · 660-248-2223 · commercialtrustfs.com
70
VESTIE — 's provisional registration is now fully approved. IAPD ↗
$125 RAUM · 1 reps · 903-910-3003
70
LILLIANO CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$167.9M RAUM · 1 reps · 480-678-0411 · lillianocapital.com
70
FORWARD WEALTH — 's provisional registration is now fully approved. IAPD ↗
$111.1M RAUM · 8 reps · 720-739-3930 · fwd-wealth.com
70
PRISM PLANNING AND SOLUTIONS GROUP — 's provisional registration is now fully approved. IAPD ↗
$157.0M RAUM · 3 reps · (914) 831-3050 · ppsgrp.com
70
WEALTHIE ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$27,322 RAUM · 2 reps · (718) 550-1401 · bewealthie.com
70
LEMNIS CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$97.9M RAUM · 13 reps · 972-928-6196
70
KOEHLER ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$111.0M RAUM · 2 reps · 631-332-2310
70
ROSENBERG WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$231.0M RAUM · 2 reps · (248) 325-5500 · rwealthadvisors.com
70
FIDUCIARY CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$149.8M RAUM · 10 reps · 503 515 1313 · fiduciarycm.com
70
AXXETS WM — 's provisional registration is now fully approved. IAPD ↗
$101.3M RAUM · 1 reps · 305 405-9000 · axxets.com
70
FARRCREST CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
$110.5M RAUM · 1 reps · 2027537700 · farrcrest.com
70
TELOS PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$139.5M RAUM · 3 reps · (646)907-9424 · teloswealthpartners.com
70
BAY POINTE FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$115.9M RAUM · 2 reps · (586) 273-6007 X1
70
2201 CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗
$40.0M RAUM · 2 reps · 201-446-2992
70
STONE OAK CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
$33.7M RAUM · 2 reps · 585-695-5588 · stoneoakcap.com
70
UPSTATE ADVISERS INC — 's provisional registration is now fully approved. IAPD ↗
$34.1M RAUM · 1 reps · 5852099788 · upstateadvisers.com
70
WATER VALLEY INVESTMENT ADVISORS, INC. — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$157.2M RAUM · 3 reps · 712-395-0764 · wviainc.com
70
KAUFMAN ROSSIN WEALTH, LLC — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$506.7M RAUM · 7 reps · 305-646-6071 · kaufmanrossinwealth.com
70
15 WEALTH ADVISORS LLC — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$481.5M RAUM · 12 reps · 847-735-7103 · 15wealth.com
69
URS ADVISORY — grew from 2 to 6 advisory reps. IAPD ↗
$200.3M RAUM · 6 reps · 561-594-0100 · ursadvisory.com
68
PEAK FINANCIAL PLANNING — grew from 4 to 7 advisory reps. IAPD ↗
$93.0M RAUM · 7 reps · (818) 600-6099 · thepeakfp.com
67
BLUESPRING WEALTH MANAGEMENT, LLC — reported RAUM up 35% ($4.02B -> $5.43B). IAPD ↗
$5.43B RAUM · 47 reps · 737-443-2122 · bluespringwealthcalifornia.com
67
TRINITY INVESTMENT MANAGEMENT, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$126.2M RAUM · 4 reps · 817-874-2700 · trinity-invest.com
67
INSIGHT FINANCIAL SERVICES — grew from 6 to 8 advisory reps. IAPD ↗
$213.8M RAUM · 8 reps · 913-402-2020 · ifsadvisors.com
67
IAS WEALTH MANAGEMENT, INC. — reports 26-50 financial-planning clients, up from 0. IAPD ↗
$588.5M RAUM · 5 reps · 281-364-0606 · iaswealth.com
66
CENTAURUS FINANCIAL, INC. — reported RAUM up 33% ($7.34B -> $9.74B). IAPD ↗
$9.74B RAUM · 426 reps · 714-456-1790 · centaurusfinancial.com
65
FACET — reported RAUM up 26% ($6.04B -> $7.60B). IAPD ↗
$7.60B RAUM · 77 reps · (443)376-6222 · reddit.com
64
STEVENS CAPITAL PARTNERS — reported RAUM up 35% ($600.7M -> $810.3M). IAPD ↗
$810.3M RAUM · 10 reps · 402-251-5800 · mypurposefulwealth.com
64
BRIDGECREEK FINANCIAL GROUP — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$649.9M RAUM · 2 reps · 918-392-1990 · bridgecreekfinancial.com
63
EVANS CAPITAL MANAGEMENT ASSOCIATES — reported RAUM up 25% ($545.0M -> $682.6M). IAPD ↗
$682.6M RAUM · 3 reps · 425-455-0501 · rlevansco.com
63
BENIN MANAGEMENT CORP — reported RAUM up 27% ($521.0M -> $659.2M). IAPD ↗
$659.2M RAUM · 3 reps · 203-762-3295 · beninmanagement.com
63
CREDIT CAPITAL INVESTMENTS — reported RAUM up 26% ($351.3M -> $444.0M). IAPD ↗
$444.0M RAUM · 7 reps · 973-315-3000
63
LEGACY WEALTH MANAGEMENT INC. — reported RAUM up 25% ($251.0M -> $313.9M). IAPD ↗
$313.9M RAUM · 5 reps · 877-650-4738
63
COPE CONNELLY — reported RAUM up 40% ($107.6M -> $151.1M). IAPD ↗
$151.1M RAUM · 2 reps · (888) 336-8402 · copeconnelly.com
62
ARDEN GLOBAL FAMILY OFFICES — reported RAUM up 36% ($107.1M -> $146.0M). IAPD ↗
$146.0M RAUM · 2 reps · 650-808-0875
61
CAROTA WEALTH MANAGEMENT — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$135.0M RAUM · 2 reps · 610-828-1155 · brandywinefinancialgroup.com
61
WEALTH INTELLIGENTLY NAVIGATED, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$532.9M RAUM · 7 reps · (864) 375-4031
60
PELTOMA CAPITAL PARTNERS — reported RAUM up 25% ($168.9M -> $211.2M). IAPD ↗
$211.2M RAUM · 3 reps · 937-416-5966
58
MARIN WEALTH ADVISORS LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$76.1M RAUM · 2 reps · 415-458-5880
58
STONE OAK CAPITAL LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$33.7M RAUM · 2 reps · 585-695-5588 · stoneoakcap.com
58
UPSTATE ADVISERS INC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$34.1M RAUM · 1 reps · 5852099788 · upstateadvisers.com
88
ASSET GROWTH SOLUTIONS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $702.7M RAUM and 4 advisory reps. IAPD ↗institutional
$702.7M RAUM · 4 reps · 480-660-9770 · assetgrowthsolutions.net
88
NEOSTELLAR ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $433.3M RAUM and 9 advisory reps. IAPD ↗institutional
$433.3M RAUM · 9 reps · 212-931-6331
85
SCOTIA PARTNERS, LLC — (location n/a) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗institutional
$110.7M RAUM · 1 reps · (484)932-8560 · scotiapartners.com
85
GREEN HORIZON PARTNERS CAPITAL LLC — (location n/a) is newly SEC-registered with $159.6M RAUM and 2 advisory reps. IAPD ↗institutional
$159.6M RAUM · 2 reps · 917-365-4031
85
BLUE OWL REAL ASSETS ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 140 advisory reps. IAPD ↗institutional
$0 RAUM · 140 reps · 212-419-3000
85
STRATEGIQ FUNDS, INC. — (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 720-203-5632
85
SUMITOMO MITSUI TRUST ASSET MANAGEMENT AMERICAS, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 212-258-1080
85
CAMBWICK US LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · +447751317440
85
SOLSTICE GUARD CAPITAL — (ST. CHARLES, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 636-573-1236
85
VOXEL CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 917 751 0273 · voxelcap.com
85
LEGGETT VENTURES — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 832-804-8301 · leggettventures.com
85
COBBLERS COVE CAPITAL LP — (CHARLESTON, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 310-699-0444
85
FUTURECORP ASSET MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 2135249594 · futurecorp.vc
85
IRISH CREEK CAPITAL — (CAMDEN, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 703-716-3305
85
POLOIDAL CAPITAL 9D ADVISORS LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 786-224-6890 · poloidalcapital.com
85
SLR SECURED LENDING PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 34 advisory reps. IAPD ↗institutional
$0 RAUM · 34 reps · 212-993-1670
85
ARIAM GLOBAL INC. — (SAN DIEGO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 858 218 6268 · ariamglobal.com
85
3A CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 516-410-3463
85
THIRD HARBOR — (COLD SPRING HARBOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (917) 535-9360
85
OPTOS REAL ESTATE CREDIT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 212-308-7700
85
THOREAU MANAGEMENT PARTNERS, LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 502-592-5555
85
EMXETF — (location n/a) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 415-533-2249 · emqqglobaletfs.com
83
NORTH RUN CAPITAL, LP — (BOSTON, MA) is newly SEC-registered with $334.5M RAUM and 3 advisory reps. IAPD ↗fund
$334.5M RAUM · 3 reps · 617-310-6130 · northruncapital.com
83
COMPOUND ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $732.3M RAUM and 6 advisory reps. IAPD ↗fund
$732.3M RAUM · 6 reps · 917-664-4297 · compound.vc
83
MULTIPLIER CAPITAL, LLC — (WASHINGTON, DC) is newly SEC-registered with $503.0M RAUM and 14 advisory reps. IAPD ↗fund
$503.0M RAUM · 14 reps · 240-345-1005 · multipliercapital.com
83
MARNELL MANAGEMENT LLC — (FARMINGTON HILLS, MI) is newly SEC-registered with $306.1M RAUM and 1 advisory reps. IAPD ↗fund
$306.1M RAUM · 1 reps · 248-579-4531 · marnellmanagement.com
83
MINK BROOK ASSET MANAGEMENT LLC — (location n/a) is newly SEC-registered with $280.7M RAUM and 1 advisory reps. IAPD ↗fund
$280.7M RAUM · 1 reps · 314-323-0752
83
WELLSPRING GBL, LLC — (NEW YORK, NY) is newly SEC-registered with $300.5M RAUM and 4 advisory reps. IAPD ↗fund
$300.5M RAUM · 4 reps · 212-869-2647 · wellspringgbl.com
83
SECURITIZE CAPITAL LLC — (MIAMI, FL) is newly SEC-registered with $530.2M RAUM and 1 advisory reps. IAPD ↗fund
$530.2M RAUM · 1 reps · 415-745-3030 · securitize.io
83
GRIDLINE — (ATLANTA, GA) is newly SEC-registered with $332.1M RAUM and 5 advisory reps. IAPD ↗fund
$332.1M RAUM · 5 reps · 4706326887
83
TCP MANAGEMENT LLC — (ATLANTA, GA) is newly SEC-registered with $463.5M RAUM and 7 advisory reps. IAPD ↗fund
$463.5M RAUM · 7 reps · 706-231-1204
83
NEXT HORIZON CAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered with $505.8M RAUM and 5 advisory reps. IAPD ↗fund
$505.8M RAUM · 5 reps · 415-271-6410 · nexthorizoncap.com
83
DEFINITION CAPITAL — (NEW YORK, NY) is newly SEC-registered with $791.9M RAUM and 2 advisory reps. IAPD ↗fund
$791.9M RAUM · 2 reps · 917-382-1141 · definitioncap.com
83
TRANSITION EQUITY PARTNERS, LLC — (CHICAGO, IL) is newly SEC-registered with $501.8M RAUM and 8 advisory reps. IAPD ↗fund
$501.8M RAUM · 8 reps · 773-805-2463
83
ISLAND GREEN CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $416.9M RAUM and 4 advisory reps. IAPD ↗fund
$416.9M RAUM · 4 reps · 310-975-0265 · islandgreencapital.com
83
DAYAH CAPITAL LLC — (STAMFORD, CT) is newly SEC-registered with $264.8M RAUM and 5 advisory reps. IAPD ↗fund
$264.8M RAUM · 5 reps · 848-206-0010 · dayahcapital.com
83
MAXWELL STREET CAPITAL PARTNERS, LP — (EVANSTON, IL) is newly SEC-registered with $284.3M RAUM and 8 advisory reps. IAPD ↗fund
$284.3M RAUM · 8 reps · (888) 608-8674 · maxwellstreetcap.com
83
COTULLA HOLDINGS LLC — (location n/a) is newly SEC-registered with $432.5M RAUM and 1 advisory reps. IAPD ↗fund
$432.5M RAUM · 1 reps · 757-490-3151
83
NEXTBIO CAPITAL MANAGEMENT LP — (AUSTIN, TX) is newly SEC-registered with $305.2M RAUM and 4 advisory reps. IAPD ↗fund
$305.2M RAUM · 4 reps · 650-501-0882 · nextbiocapital.com
83
EMERGENT STRATEGIC PARTNERS, LLC — (location n/a) is newly SEC-registered with $598.7M RAUM and 1 advisory reps. IAPD ↗fund
$598.7M RAUM · 1 reps · 310-310-1092
83
FUSION CAPITAL — (LOS ANGELES, CA) is newly SEC-registered with $461.4M RAUM and 9 advisory reps. IAPD ↗fund
$461.4M RAUM · 9 reps · 949-842-9308 · fcpartners.com
83
POINT 41 CAPITAL PARTNERS, L.P. — (COS COB, CT) is newly SEC-registered with $562.9M RAUM and 8 advisory reps. IAPD ↗fund
$562.9M RAUM · 8 reps · 310-968-6614 · point41capital.com
83
GDEV MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $459.7M RAUM and 9 advisory reps. IAPD ↗fund
$459.7M RAUM · 9 reps · 646-381-8784 · gdevmgmt.com
83
PALM PEAK CAPITAL, LLC — (BOCA RATON, FL) is newly SEC-registered with $400.8M RAUM and 7 advisory reps. IAPD ↗fund
$400.8M RAUM · 7 reps · 561-941-6355
83
RARE CAPITAL MANAGEMENT, LLC — (NASHVILLE, TN) is newly SEC-registered with $333.6M RAUM and 4 advisory reps. IAPD ↗fund
$333.6M RAUM · 4 reps · (651) 315-6610 · rarecap.com
80
STONEPINE CAPITAL MANAGEMENT, LLC — (BEND, OR) is newly SEC-registered with $181.0M RAUM and 3 advisory reps. IAPD ↗fund
$181.0M RAUM · 3 reps · 541-647-5673 · stonepinecap.com
80
BUTLER HALL CAPITAL LLC — (LOS ANGELES, CA) is newly SEC-registered with $218.3M RAUM and 2 advisory reps. IAPD ↗fund
$218.3M RAUM · 2 reps · (424) 644-6009
80
EGIS CAPITAL PARTNERS LP — (SUMMIT, NJ) is newly SEC-registered with $160.8M RAUM and 3 advisory reps. IAPD ↗fund
$160.8M RAUM · 3 reps · 973-994-0606 · egiscapitalpartners.com
80
CLAYMORE CAPITAL PARTNERS — (CINCINNATI, OH) is newly SEC-registered with $183.9M RAUM and 5 advisory reps. IAPD ↗fund
$183.9M RAUM · 5 reps · 513-762-7615
80
ESSENTIA FUND ADVISORS, LLC — (location n/a) is newly SEC-registered with $173.4M RAUM and 3 advisory reps. IAPD ↗fund
$173.4M RAUM · 3 reps · 775-351-9439 · essentia-capital.com
80
TWIN LIONS MANAGEMENT — (STAMFORD, CT) is newly SEC-registered with $215.9M RAUM and 2 advisory reps. IAPD ↗fund
$215.9M RAUM · 2 reps · (212) 203-4428 · twinlionsmgmt.com
80
INCISION CAPITAL MANAGEMENT LP — (SAN FRANCISCO, CA) is newly SEC-registered with $220.3M RAUM and 2 advisory reps. IAPD ↗fund
$220.3M RAUM · 2 reps · 415-374-0503 · incisioncapital.com
80
H SQUARED MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $151.9M RAUM and 4 advisory reps. IAPD ↗fund
$151.9M RAUM · 4 reps · 212-796-4956
80
WINFOREST PARTNERS — (location n/a) is newly SEC-registered with $201.4M RAUM and 5 advisory reps. IAPD ↗fund
$201.4M RAUM · 5 reps · 3129525245
80
COUNTER GLOBAL, L.P. — (SANTA MONICA, CA) is newly SEC-registered with $172.7M RAUM and 2 advisory reps. IAPD ↗fund
$172.7M RAUM · 2 reps · 310-339-5858 · counter-global.com
80
RIDGELINE CAPITAL MANAGEMENT, LLC — (MEMPHIS, TN) is newly SEC-registered with $228.3M RAUM and 3 advisory reps. IAPD ↗fund
$228.3M RAUM · 3 reps · 202-670-2550 · ridgeline.vc
80
SPICE EXPEDITIONS, LP — (WESTPORT, CT) is newly SEC-registered with $195.9M RAUM and 3 advisory reps. IAPD ↗fund
$195.9M RAUM · 3 reps · 203-450-9909 · spice.vc
80
PATH CAPITAL PARTNERS, LLC — (NORTH MIAMI BEACH, FL) is newly SEC-registered with $169.0M RAUM and 2 advisory reps. IAPD ↗fund
$169.0M RAUM · 2 reps · 305-808-6140
80
BLUELINE CAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered with $240.4M RAUM and 7 advisory reps. IAPD ↗fund
$240.4M RAUM · 7 reps · 415-569-2762 · bluelinelp.com
80
RISING POINT CAPITAL — (CHICAGO, IL) is newly SEC-registered with $219.6M RAUM and 8 advisory reps. IAPD ↗fund
$219.6M RAUM · 8 reps · 312-479-8582 · risingpointcapital.com
80
SHADOWBOX LOGISTICS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
$0 RAUM · 5 reps · 415-238-2850 · shadowboxlogistics.com
80
CALLODINE BDC ADVISOR, LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗fund
$0 RAUM · 10 reps · 617 588 3312
80
LRH CAPITAL ADVISING LLC — (DALLAS, TX) is newly SEC-registered with $113.9M RAUM and 1 advisory reps. IAPD ↗fund
$113.9M RAUM · 1 reps · 2146801261
70
HIIVE ADVISORS INC. — (VANCOUVER, Canada) is newly SEC-registered with $1.13B RAUM and 3 advisory reps. IAPD ↗foreign
$1.13B RAUM · 3 reps · 604-200-2405 · hiive.com
68
RAVENSTONE CAPITAL MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $370.9M RAUM and 2 advisory reps. IAPD ↗foreign
$370.9M RAUM · 2 reps · 416-322-2067 · ravenstonecapital.ca
68
HEADWAY WEALTH — (DURHAM, United Kingdom) is newly SEC-registered with $301.0M RAUM and 2 advisory reps. IAPD ↗foreign
$301.0M RAUM · 2 reps · 00442033935920 · headwaywealth.com
65
BEARBULL INVESTMENTS — (DUBLIN 2, Ireland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · (510)-736-4710
65
BIASAFE SECURITIES USA CORP — (MONTREAL, QC, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 438-373-7501 · biasafe.ai
63
DX ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$753.3M RAUM · 4 reps · 415-639-9966
60
THE MOLPUS WOODLANDS GROUP, LLC — grew from 18 to 23 advisory reps. IAPD ↗fund
$1.83B RAUM · 23 reps · 601-948-8733
58
AUTILUS PARTNERS LLC — reported RAUM up 310% ($101.0M -> $413.8M). IAPD ↗fund
$413.8M RAUM · 2 reps · 1-310-759-8160
58
MBX INVESTORS LLC — reported RAUM up 104% ($224.6M -> $457.8M). IAPD ↗fund
$457.8M RAUM · 2 reps · 248-960-1700
58
DS2 CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗fund
$250.6M RAUM · 5 reps · 704-210-8560 · ds2capital.com
56
COLLER CAPITAL INC — reported RAUM up 33% ($9.00B -> $11.95B). IAPD ↗institutional
$11.95B RAUM · 25 reps · 1 212 644 8500 · collercapital.com
55
OPTO INVESTMENT MANAGEMENT, LLC — reported RAUM up 64% ($565.4M -> $928.6M). IAPD ↗fund
$928.6M RAUM · 6 reps · 212-658-0382
55
THE OPERATORS FUND INVESTMENT MANAGEMENT, L.P. — grew from 2 to 4 advisory reps. IAPD ↗fund
$303.0M RAUM · 4 reps · (914) 361-5146 · operatorsfund.com
55
ETERNAL CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$42.7M RAUM · 5 reps · 305-915-8805 · eternalcapitalgroup.com
54
ALLIED ASSET ADVISORS INC — reported RAUM up 31% ($199.8M -> $262.0M). IAPD ↗institutional
$262.0M RAUM · 1 reps · 877-417-6161 · investaaa.com
53
MEROS INVESTMENT MANAGEMENT, LP — reported RAUM up 26% ($255.5M -> $321.0M). IAPD ↗institutional
$321.0M RAUM · 2 reps · 214-871-5200 · merosinv.com
53
AFFINITY ASSET ADVISORS, LLC — reported RAUM up 45% ($1.69B -> $2.45B). IAPD ↗fund
$2.45B RAUM · 7 reps · 646-481-3856 · affinityadv.com
50
RIOBLANCO CAPITAL LLC — reported RAUM up 50% ($114.3M -> $172.0M). IAPD ↗fund
$172.0M RAUM · 3 reps · 787-474-8338
50
MEKETA CAPITAL, LLC — reported RAUM up 28% ($83.0M -> $106.6M). IAPD ↗institutional
$106.6M RAUM · 14 reps · 720-697-1010 · meketacapital.com
49
ATLA CAPITAL MANAGEMENT LLC — reported RAUM up 50% ($60.8M -> $91.1M). IAPD ↗fund
$91.1M RAUM · 1 reps · 332-203-2580 · atlacap.com
43
AVENDUS WEALTH MANAGEMENT PRIVATE LIMITED — grew from 3 to 6 advisory reps. IAPD ↗foreign
$2.00B RAUM · 6 reps · +91-22-6648-0909
35
COLLER INVESTMENT MANAGEMENT LTD — reported RAUM up 26% ($28.99B -> $36.66B). IAPD ↗foreign
$36.66B RAUM · 0 reps · +44 1481 745001

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.