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ROSENBERG WEALTH ADVISORS

BIRMINGHAM, MI · CRD 340471 · IAPD ↗ · rwealthadvisors.com · (248) 325-5500

$231.0MRegulatory AUM
2Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
August 2026 — ROSENBERG WEALTH ADVISORS now reports custody of client assets ($201.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
August 2026 — ROSENBERG WEALTH ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
April 2026 — ROSENBERG WEALTH ADVISORS (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.