Financial planning software — June 2024
Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).
212 firms opened this window in the June 2024 SEC roster: 139 new registration, 25 aum up, 24 pending approved, 19 headcount up, 5 planning clients up.
100
TIDE CYCLE RESOURCES LLC — (PORTSMOUTH, NH) is newly SEC-registered with $1.40B RAUM and 1 advisory reps. IAPD ↗
95
LONG ISLAND FINANCIAL GROUP, INC — (location n/a) is newly SEC-registered with $36.5M RAUM and 1 advisory reps. IAPD ↗
95
NEWPORT INVESTMENT ADVISORS INC — (BEACHWOOD, OH) is newly SEC-registered with $114.8M RAUM and 2 advisory reps. IAPD ↗
95
ADVANTAGE INVESTING, INC. — (CHESAPEAKE, VA) is newly SEC-registered with $102.2M RAUM and 2 advisory reps. IAPD ↗
95
ARNOLD CASTELLANO AND ASSOCIATES, LLC — (SHREVEPORT, LA) is newly SEC-registered with $113.7M RAUM and 3 advisory reps. IAPD ↗
95
APPALACHIAN CAPITAL MANAGEMENT — (ST. CLAIRSVILLE, OH) is newly SEC-registered with $132.4M RAUM and 1 advisory reps. IAPD ↗
95
CHALLENGER WEALTH MANAGEMENT — (ALISO VIEJO, CA) is newly SEC-registered with $177.3M RAUM and 1 advisory reps. IAPD ↗
95
BLUE WATER CAPITAL MANAGEMENT, LLC — (APEX, NC) is newly SEC-registered with $128.0M RAUM and 3 advisory reps. IAPD ↗
95
MCCARTHY WEALTH & TAX ADVISORS — (SPRINGBORO, OH) is newly SEC-registered with $133.2M RAUM and 3 advisory reps. IAPD ↗
95
FR FINANCIAL ADVISORS LLC — (CORAL SPRINGS, FL) is newly SEC-registered with $109.5M RAUM and 2 advisory reps. IAPD ↗
95
SNOWBALL WEALTH MANAGEMENT — (BOULDER, CO) is newly SEC-registered with $123.5M RAUM and 3 advisory reps. IAPD ↗
95
PERIOPE, LC — (ST. GEORGE, UT) is newly SEC-registered with $124.9M RAUM and 2 advisory reps. IAPD ↗
95
CYPRESS ASSET MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $134.7M RAUM and 2 advisory reps. IAPD ↗
95
BLOCK WEALTH MANAGEMENT, INC — (location n/a) is newly SEC-registered with $127.5M RAUM and 1 advisory reps. IAPD ↗
95
HAVEN CAPITAL GROUP — (WESTLAKE VILLAGE, CA) is newly SEC-registered with $118.9M RAUM and 1 advisory reps. IAPD ↗
95
TNT ASSET MANAGEMENT, LLC — (ROUND ROCK, TX) is newly SEC-registered with $122.3M RAUM and 4 advisory reps. IAPD ↗
95
HALL CAPITAL, LLC — (PASADENA, CA) is newly SEC-registered with $107.3M RAUM and 1 advisory reps. IAPD ↗
95
HINCHLEY ADVISORY GROUP, LLC — (CENTENNIAL, CO) is newly SEC-registered with $124.7M RAUM and 1 advisory reps. IAPD ↗
95
PALLER FINANCIAL SERVICES, INC. — (CENTENNIAL, CO) is newly SEC-registered with $126.0M RAUM and 2 advisory reps. IAPD ↗
95
INVESTORS MOSAIC — (location n/a) is newly SEC-registered with $119.5M RAUM and 2 advisory reps. IAPD ↗
95
FULCRUM WEALTH ADVISORS, LLC — (BELLEVUE, WA) is newly SEC-registered with $105.7M RAUM and 3 advisory reps. IAPD ↗
95
HIPPOCRATIC FINANCIAL ADVISORS — (WESTLAKE VILLAGE, CA) is newly SEC-registered with $123.0M RAUM and 4 advisory reps. IAPD ↗
95
CHUNG WU INVESTMENT GROUP, LLC — (SUGAR LAND, TX) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
95
HORSE COVE PARTNERS LLC — (ATLANTA, GA) is newly SEC-registered with $102.0M RAUM and 4 advisory reps. IAPD ↗
95
FUTURE PERFECT PLANNING, LLC — (location n/a) is newly SEC-registered with $25.2M RAUM and 1 advisory reps. IAPD ↗
95
DOLAN CAPITAL ADVISORS, INC. — (CHARLOTTE, NC) is newly SEC-registered with $127.2M RAUM and 2 advisory reps. IAPD ↗
95
TFG FINANCIAL ADVISORS, LLC — (NORTH PALM BEACH, FL) is newly SEC-registered with $111.9M RAUM and 4 advisory reps. IAPD ↗
95
TAURUM RETIREMENT PARTNERS, LLC — (MESA, AZ) is newly SEC-registered with $113.8M RAUM and 2 advisory reps. IAPD ↗
95
MEDICUS WEALTH PLANNING, INC. — (DRAPER, UT) is newly SEC-registered with $100.9M RAUM and 4 advisory reps. IAPD ↗
95
RIDGELINE WEALTH ADVISORS, LLC. — (RALEIGH, NC) is newly SEC-registered with $117.7M RAUM and 3 advisory reps. IAPD ↗
95
BUCKET LIST WEALTH MANAGEMENT, LLC — (THE VILLAGES, FL) is newly SEC-registered with $104.5M RAUM and 3 advisory reps. IAPD ↗
95
KAIZEN RETIREMENT PLAN ADVISORS, LLC — (location n/a) is newly SEC-registered with $130.9M RAUM and 1 advisory reps. IAPD ↗
95
BALLINA CAPITAL, LLC — (location n/a) is newly SEC-registered with $111.9M RAUM and 1 advisory reps. IAPD ↗
95
CALDER FINANCIAL LLC — (location n/a) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
95
SCHOLAR FINANCIAL ADVISING, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
95
INDEPENDENCE WEALTH ADVISORS, LLC — (INDEPENDENCE, OH) is newly SEC-registered with $127.9M RAUM and 5 advisory reps. IAPD ↗
95
THE WEALTHPLAN LLC — (GREAT NECK, NY) is newly SEC-registered with $62.8M RAUM and 1 advisory reps. IAPD ↗
95
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC — (TULSA, OK) is newly SEC-registered with $2.9M RAUM and 1 advisory reps. IAPD ↗
95
SAGACE WEALTH MANAGEMENT — (ST. PETERSBURG, FL) is newly SEC-registered with $100.4M RAUM and 6 advisory reps. IAPD ↗
95
UNITY WEALTH PARTNERS — (ORANGE, CA) is newly SEC-registered with $7.8M RAUM and 3 advisory reps. IAPD ↗
95
WINNOW WEALTH, LLC — (WACO, TX) is newly SEC-registered with $101.0M RAUM and 3 advisory reps. IAPD ↗
95
PEAK RETIREMENT PLANNING, INC. — (COLUMBUS, OH) is newly SEC-registered with $106.0M RAUM and 6 advisory reps. IAPD ↗
95
SECOND SUMMIT WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $104.6M RAUM and 1 advisory reps. IAPD ↗
95
ATHENA WEALTH MANAGEMENT, LLC — (INCLINE VILLAGE, NV) is newly SEC-registered with $107.7M RAUM and 1 advisory reps. IAPD ↗
95
BIG SKY WEALTH ADVISORS, LLC — (GREAT FALLS, MT) is newly SEC-registered with $107.8M RAUM and 1 advisory reps. IAPD ↗
95
OUTWING PRIVATE WEALTH MANAGEMENT — (SANTA BARBARA, CA) is newly SEC-registered with $163.3M RAUM and 1 advisory reps. IAPD ↗
95
PATHWAY PARTNERS WEALTH ADVISORS, LLC — (AMHERST, NY) is newly SEC-registered with $34.3M RAUM and 5 advisory reps. IAPD ↗
95
WEALTH MORE ENTERPRISE, INC. — (PHILADELPHIA, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TRIBRIDGE PARTNERS FINANCIAL LLC — (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
CAPITAL IP INVESTMENT PARTNERS LP — (location n/a) is newly SEC-registered with $194.3M RAUM and 4 advisory reps. IAPD ↗
95
95
CAVALCADE CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
503 CAPITAL PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MOKAN WEALTH MANAGEMENT — (OVERLAND PARK, KS) is newly SEC-registered with $110.4M RAUM and 1 advisory reps. IAPD ↗
95
ELYXIUM WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
DLK INSTITUTIONAL PARTNERS — (MERCER ISLAND, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
VERIDAN WEALTH — (WEST LINN, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
AXIUS ADVISORS LLC — (SAINT CHARLES, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — (MINNEAPOLIS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
95
BRISTOL WEALTH GROUP — (TAUNTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
ZEGA INVESTMENTS — (PALM BEACH GARDENS, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
UPSTREAM LIFE WEALTH MANAGEMENT LLC — (OXFORD, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
IMPACT RETIREMENT ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BINGHAM PRIVATE WEALTH, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
HS WEALTH PARTNERS — (ALBUQUERQUE, NM) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BASSAM WEALTH MANAGEMENT, LLC — (PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CRUX WEALTH ADVISORS — (LONG BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
95
KETRON FINANCIAL LLC — (NOVATO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
INTEGRITY WEALTH LLC — (EUGENE, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
EPOGEE CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LONGVIEW FINANCIAL PARTNERS — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
CARRERA CAPITAL ADVISORS — (TROY, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
PACIFIC FINANCIAL ADVISORY SERVICES — (DANVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GULFSTREAM ASSET MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BONA FIDE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FORMULATE FINANCIAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TOPSAIL WEALTH MANAGEMENT LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ALTERI WEALTH — (WESTLAKE VILLAGE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
THE KIECKHEFER GROUP — (MEQUON, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
GUILBAULT CAPITAL — (METAIRIE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUE BEAR FINANCIAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ZERO DAY CAPITAL ENTERPRISES LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LAFISE GLOBAL ADVISORS LLC — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
OSPREY PRIVATE WEALTH LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SWP INVESTMENT MANAGEMENT LLC — (INDEPENDENCE, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
LFG WEALTH PARTNERS, LLC — (ELIZABETHTOWN, KY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
WIMER INVESTMENT MANAGEMENT — (SCOTCH PLAINS, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PANORAMIC CAPITAL PARTNERS LLC — (LAKE OSWEGO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FOUNDERS GROVE WEALTH PARTNERS, LLC — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OUTRUNNER CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ONE WEALTH CAPITAL MANAGEMENT, LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
85
UBS ASSET MANAGEMENT (AMERICAS) LLC — grew from 216 to 411 advisory reps. IAPD ↗
85
BLACKROCK INVESTMENT MANAGEMENT, LLC — grew from 0 to 536 advisory reps. IAPD ↗
85
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 74 to 99 advisory reps. IAPD ↗
75
SEGALL BRYANT & HAMILL — grew from 46 to 51 advisory reps. IAPD ↗
75
FORZA INVESTMENT GROUP, LP — 's provisional registration is now fully approved. IAPD ↗
74
STONEBRIDGE FINANCIAL GROUP, LLC — grew from 13 to 17 advisory reps. IAPD ↗
73
PERMANENT CAPITAL MANAGEMENT, LP — reported RAUM up 200% ($121.6M -> $365.1M). IAPD ↗
73
STEADMONT ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
73
HAVEN PRIVATE — 's provisional registration is now fully approved. IAPD ↗
73
POTENTIA WEALTH — 's provisional registration is now fully approved. IAPD ↗
73
TIEMPO CAPITAL PARTNERS — 's provisional registration is now fully approved. IAPD ↗
73
PROMETHIUM — 's provisional registration is now fully approved. IAPD ↗
71
RAREVIEW CAPITAL LLC — reported RAUM up 67% ($172.9M -> $288.3M). IAPD ↗
70
QUINT CAPITAL MANAGEMENT — reported RAUM up 109% ($70.0M -> $146.5M). IAPD ↗
70
INTEGRATED QUANTITATIVE INVESTMENTS LLC — reported RAUM up 507% ($26.9M -> $163.5M). IAPD ↗
70
PETERSON WEALTH SERVICES INC. — grew from 3 to 5 advisory reps. IAPD ↗
70
ALTITUDE CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
WELCH FINANCIAL PLANNING, LLC — 's provisional registration is now fully approved. IAPD ↗
70
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. — 's provisional registration is now fully approved. IAPD ↗
70
FRIDAY FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
70
HOLOS INTEGRATED WEALTH — 's provisional registration is now fully approved. IAPD ↗
70
MINDSET WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
68
PINION WEALTH MANAGEMENT, LLC — reported RAUM up 51% ($326.6M -> $493.9M). IAPD ↗
68
SUPREME ALLIANCE LLC — grew from 10 to 13 advisory reps. IAPD ↗
68
BOSUN ASSET MANAGEMENT, LLC — grew from 5 to 8 advisory reps. IAPD ↗
68
BULMAN WEALTH GROUP — grew from 2 to 5 advisory reps. IAPD ↗
67
BARON CAPITAL MANAGEMENT, INC. — reported RAUM up 37% ($2.98B -> $4.08B). IAPD ↗
67
THE PROSPERITY PEOPLE — grew from 1 to 3 advisory reps. IAPD ↗
67
TRU INDEPENDENCE ASSET MANAGEMENT 2 — grew from 2 to 4 advisory reps. IAPD ↗
67
SEVENTWO, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
GATEPASS CAPITAL, LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
EMBARCADERO CAPITAL ADVISORS — reports 51-100 financial-planning clients, up from 0. IAPD ↗
65
UBS ASSET MANAGEMENT (AMERICAS) LLC — reported RAUM up 30% ($367.88B -> $477.86B). IAPD ↗
65
ZACKS INVESTMENT MANAGEMENT, INC. — reported RAUM up 26% ($8.37B -> $10.56B). IAPD ↗
65
BOSUN ASSET MANAGEMENT, LLC — reported RAUM up 51% ($163.9M -> $247.6M). IAPD ↗
65
PIVOTAL ADVISORS LLC — reported RAUM up 38% ($303.8M -> $420.5M). IAPD ↗
64
RWA ADVISORS — reported RAUM up 47% ($117.5M -> $172.6M). IAPD ↗
64
BCU WEALTH ADVISORS, LLC — reported RAUM up 30% ($345.8M -> $449.9M). IAPD ↗
64
ZURAW FINANCIAL ADVISORS, LLC — reported RAUM up 34% ($316.0M -> $424.8M). IAPD ↗
64
POTENTIA WEALTH — reports 11-25 financial-planning clients, up from 0. IAPD ↗
63
DMK ADVISOR GROUP, INC. — reported RAUM up 42% ($56.7M -> $80.6M). IAPD ↗
63
MWM GROUP LLC — reported RAUM up 25% ($244.3M -> $306.3M). IAPD ↗
61
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. — reports 11-25 financial-planning clients, up from 0. IAPD ↗
60
EQUANIMITY FINANCIAL PARTNERS — reported RAUM up 28% ($115.5M -> $147.7M). IAPD ↗
60
ADVANTAGE WEALTH ADVISORS — reported RAUM up 28% ($106.9M -> $136.4M). IAPD ↗
58
GATEPASS CAPITAL, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
58
WELCH FINANCIAL PLANNING, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
88
BRYCE POINT CAPITAL LLC — (SCARSDALE, NY) is newly SEC-registered with $318.3M RAUM and 1 advisory reps. IAPD ↗institutional
85
PEGASUS TECH VENTURES, INC. — (SAN JOSE, CA) is newly SEC-registered with $2.15B RAUM and 28 advisory reps. IAPD ↗fund
85
RCF ASSET MANAGEMENT GROUP 3, LLC — (STUDIO CITY, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MERIDIEM CAPITAL PARTNERS LP — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
85
RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLC — (STUDIO CITY, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ACADIA INFRASTRUCTURE CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
RCF ASSET MANAGEMENT GROUP 4, LLC — (STUDIO CITY, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
KIAN CAPITAL PARTNERS, LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
85
GEMCORP CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
TRITON PACIFIC HEALTHCARE PARTNERS, LLC — (SAN JUAN CAPISTRANO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
PELICAN INVESTS — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CCS CREDIT SOLUTIONS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
MAIN CAPITAL PARTNERS NORTH AMERICA LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $41.0M RAUM and 4 advisory reps. IAPD ↗institutional
85
POP VENTURE ADVISERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BOXER CAPITAL MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CION GROSVENOR MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
JAIN GLOBAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 35 advisory reps. IAPD ↗institutional
85
GREENPORTFOLIO INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
MOUNTAIN POINT CREDIT MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BDT & MSD BDC MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 189 advisory reps. IAPD ↗institutional
85
SUNRISE MANAGER LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
SOUTHERN EQUITY ADVISORS LLC — (ST. THOMAS, VI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
AGENTSMYTH ADVISORS — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FISHER RETIREMENT SOLUTIONS LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
SCIENCE & TECHNOLOGY PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ANNAPURNA CAPITAL MANAGEMENT LP — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
3FOURTEEN & SMI ADVISORY SERVICES, LLC — (COLUMBUS, IN) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
BLUE OWL INSURANCE SOLUTIONS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 30 advisory reps. IAPD ↗institutional
85
PROSPECT CREDIT REIT ADVISOR, LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $0 RAUM and 50 advisory reps. IAPD ↗institutional
85
AGL US DL MANAGEMENT LLC. — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 32 advisory reps. IAPD ↗institutional
85
D2 ASSET MANAGEMENT — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
83
ADIT VENTURES MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $318.4M RAUM and 2 advisory reps. IAPD ↗fund
83
RK CAPITAL MANAGEMENT, LLC — (WESTON, FL) is newly SEC-registered with $691.8M RAUM and 9 advisory reps. IAPD ↗fund
83
1248 PARTNERS, LLC — (KANSAS CITY, MO) is newly SEC-registered with $258.0M RAUM and 2 advisory reps. IAPD ↗fund
83
CLARITAS CAPITAL — (NASHVILLE, TN) is newly SEC-registered with $729.6M RAUM and 5 advisory reps. IAPD ↗fund
83
AVANT MANAGEMENT LLC — (DENVER, CO) is newly SEC-registered with $331.6M RAUM and 8 advisory reps. IAPD ↗fund
83
CENTURY PARK CAPITAL PARTNERS — (EL SEGUNDO, CA) is newly SEC-registered with $273.6M RAUM and 8 advisory reps. IAPD ↗fund
80
KAZAZIAN ASSET MANAGEMENT, LLC — (FORT LAUDERDALE, FL) is newly SEC-registered with $189.8M RAUM and 2 advisory reps. IAPD ↗fund
80
TRYPERION HOLDINGS LLC — (BEVERLY HILLS, CA) is newly SEC-registered with $111.6M RAUM and 7 advisory reps. IAPD ↗fund
80
A.P. GILFOYLE & CO., L.P. — (NEW YORK, NY) is newly SEC-registered with $1.9M RAUM and 2 advisory reps. IAPD ↗fund
80
DV CAPITAL ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $109.2M RAUM and 3 advisory reps. IAPD ↗fund
80
GENERAL INNOVATION CAPITAL, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗fund
80
SLG CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps. IAPD ↗fund
70
65
MODUM ASSET MANAGEMENT LLC — (MEXICO CITY, Mexico) is newly SEC-registered with $50.6M RAUM and 4 advisory reps. IAPD ↗foreign
65
SVN GLOBAL — (SAO PAULO, Brazil) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
I2 WEALTH - CROSS BORDER PLANNING — (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
63
COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC — reported RAUM up 323793% ($100,000 -> $323.9M). IAPD ↗institutional
63
61
60
60
SOUND CAPITAL SOLUTIONS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
60
60
60
60
60
VENNLIGHT CAPITAL MANAGEMENT, LP — 's provisional registration is now fully approved. IAPD ↗institutional
60
ATLANTIC UNION MUNICIPAL ADVISORS, INC — 's provisional registration is now fully approved. IAPD ↗institutional
60
59
58
56
55
55
55
53
53
49
49
40
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.