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OUTWING PRIVATE WEALTH MANAGEMENT

· CRD 322444 · IAPD ↗ · outwingwealth.com · (805) 880-9491

$332.8MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — OUTWING PRIVATE WEALTH MANAGEMENT notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
September 2026 — OUTWING PRIVATE WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
August 2025 — OUTWING PRIVATE WEALTH MANAGEMENT now reports custody of client assets ($15.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2025 — OUTWING PRIVATE WEALTH MANAGEMENT reported RAUM up 85% ($163.3M -> $302.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
June 2024 — OUTWING PRIVATE WEALTH MANAGEMENT (SANTA BARBARA, CA) is newly SEC-registered with $163.3M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.