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HELIX PARTNERS MANAGEMENT LP

NEW YORK, NY · CRD 325120 · IAPD ↗ · helixpartners.com · (212) 379-4949

$1.83BRegulatory AUM
9Advisory reps
14Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

57
April 2026 — HELIX PARTNERS MANAGEMENT LP grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
52
November 2024 — HELIX PARTNERS MANAGEMENT LP reported RAUM up 37% ($1.15B -> $1.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
November 2024 — HELIX PARTNERS MANAGEMENT LP now reports custody of client assets ($3.16B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
June 2024 — HELIX PARTNERS MANAGEMENT LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
May 2024 — HELIX PARTNERS MANAGEMENT LP now reports 1 private fund(s) ($1.15B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
February 2024 — HELIX PARTNERS MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.