← Tributary

Financial planning software — February 2025

Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).

449 firms opened this window in the February 2025 SEC roster: 134 aum up, 110 new registration, 93 planning clients up, 55 headcount up, 47 pending approved, 10 planning started.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
CAP SIX ADVISORS — (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
95
HOFFMANN HERMANSON — (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
95
HARDING FINANCIAL GROUP, LLC. — (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
95
WALLENDER, TIMOTHY JOSEPH — (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
95
ALEXANDER CAPITAL ADVISORS, LLC — (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
95
FIDELIS FINANCIAL PLANNING, LLC — (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
95
FINLEY WEALTH ADVISORS — (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
95
STEMBROOK ASSET MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
95
SULLIVAN INVESTMENTS GROUP, LLC — (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
95
A J FELDMAN FINANCIAL, LLC — (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
$111.4M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
95
PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC. — (KING OF PRUSSIA, PA) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
$122.2M RAUM · 2 reps · 267-221-6305
95
BARNETT CAPITAL ADVISORS LLC — (MIAMI, FL) is newly SEC-registered with $121.9M RAUM and 2 advisory reps. IAPD ↗
$121.9M RAUM · 2 reps · 305-328-8538 · barnettcapitaladvisors.com
95
DONALIES FINANCIAL PLANNING, LLC — (WASHINGTON, DC) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
$100.1M RAUM · 1 reps · 240-888-2573 · donaliesfp.com
95
JGC TAX & WEALTH MANAGEMENT — (SALEM, OR) is newly SEC-registered with $110.0M RAUM and 3 advisory reps. IAPD ↗
$110.0M RAUM · 3 reps · 503-304-9248 · app.modestspark.com
95
PROFUSION FINANCIAL — (ST. LOUIS, MO) is newly SEC-registered with $124.9M RAUM and 2 advisory reps. IAPD ↗
$124.9M RAUM · 2 reps · (314) 441-6107
95
LIFE STRATEGIES, INC. — (LA JOLLA, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
$112.0M RAUM · 1 reps · 916-541-3846 · lifestrategies.advisorwebsite.com
95
RUGGIERO INVESTMENTS — (WEST PALM BEACH, FL) is newly SEC-registered with $114.0M RAUM and 3 advisory reps. IAPD ↗
$114.0M RAUM · 3 reps · (561) 406-5505
95
ANKERSTAR WEALTH, LLC — (ROUND ROCK, TX) is newly SEC-registered with $109.9M RAUM and 6 advisory reps. IAPD ↗
$109.9M RAUM · 6 reps · 512-614-0085
95
CAPITAL CITY WEALTH MANAGEMENT, INC. — (BISMARCK, ND) is newly SEC-registered with $126.0M RAUM and 2 advisory reps. IAPD ↗
$126.0M RAUM · 2 reps · (701) 250-7220
95
S. WILLIAMS CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $25.2M RAUM and 1 advisory reps. IAPD ↗
$25.2M RAUM · 1 reps · 646-375-5325 · swilliamscapital.com
95
INVISOR — (SENECA, KS) is newly SEC-registered with $167.3M RAUM and 4 advisory reps. IAPD ↗
$167.3M RAUM · 4 reps · 785-334-4100 · goinvisor.com
95
HANKE & CO. WEALTH MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $145.4M RAUM and 2 advisory reps. IAPD ↗
$145.4M RAUM · 2 reps · 415-781-6300
95
HADDONFIELD FINANCIAL PLANNING LLC — (HADDONFIELD, NJ) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
$104.9M RAUM · 3 reps · 856-795-0471
95
RESOLUTE CAPITAL, LLC — (GREENVILLE, SC) is newly SEC-registered with $180.9M RAUM and 7 advisory reps. IAPD ↗
$180.9M RAUM · 7 reps · (864) 800-1831 · retiretrunorth.com
95
U.S.A. FINANCIAL & TAX SERVICES, LLC — (GLASTONBURY, CT) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
$118.5M RAUM · 2 reps · 860-430-2138 · usafinancialandtaxservices.com
95
PERSONALIZED FINANCIAL SOLUTIONS LLC — (CLEARWATER, FL) is newly SEC-registered with $109.3M RAUM and 1 advisory reps. IAPD ↗
$109.3M RAUM · 1 reps · 727-754-4401 · pfsinvest.com
95
EVOLUTION WEALTH MANAGEMENT INC. — (FORT MYERS, FL) is newly SEC-registered with $111.3M RAUM and 3 advisory reps. IAPD ↗
$111.3M RAUM · 3 reps · 239-771-8696
95
NGP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $111.7M RAUM and 1 advisory reps. IAPD ↗
$111.7M RAUM · 1 reps · 425-444-6715 · ngpfinancialplanning.com
95
NEIL JESANI WEALTH MANAGEMENT — (SUNRISE, FL) is newly SEC-registered with $102.5M RAUM and 3 advisory reps. IAPD ↗
$102.5M RAUM · 3 reps · (954) 800-3528
95
INTRINSIC VALUE CAPITAL, LLC — (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 501-563-5929
95
ROBINHOOD ASSET MANAGEMENT — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 650-940-2700 EXT 31450 · robinhood.com
95
GENESIS FINANCIAL GROUP, LLC — (MAHWAH, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 551-284-4023 · genesisfinancialgroupllc.com
95
THOUGHTFUL MONEY LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 408-398-9944
95
RETIREMENT PORTFOLIOS, LLC — (LAWRENCE, KS) is newly SEC-registered with $153.0M RAUM and 1 advisory reps. IAPD ↗
$153.0M RAUM · 1 reps · 785-330-9292
95
BXM WEALTH LLC — (ENGLEWOOD, CO) is newly SEC-registered with $107.6M RAUM and 3 advisory reps. IAPD ↗
$107.6M RAUM · 3 reps · 303-704-2592 · bxmwealth.com
95
SHRIER WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 310-201-0200 · shrierwealth.com
95
SARVER VROOMAN WEALTH ADVISORS LLC — (KANSAS CITY, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 816-601-1150 · svwealthadvisors.com
95
STOCKPILE INVESTMENT ADVISORS, INC. — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (877) 374-2584 · stockpile.com
95
BERMAN MCALEER — (TIMONIUM, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · 410-560-9960
95
LEGACY WEALTH PARTNERS, LLC — (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 720-552-8287 · lwp-llc.com
95
CHURCHILL FINANCIAL ADVISORS, LLC — (LOUISVILLE, KY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 502-895-3535
95
FORESEE WEALTH ADVISORS — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 425-943-6875 · foreseewealth.com
95
ALONGSIDE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 214-563-1190
95
BLUE CURVE ADVISORY, LLC — (TOWSON, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 410-339-5771 · bluecurveadvisory.com
95
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 22 advisory reps. IAPD ↗
$0 RAUM · 22 reps · 412-261-3333 · hendersonbrothersfinancialpartners.com
95
THREE ARCH WEALTH MANAGEMENT LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (949) 400-7107 · threearchwealth.com
95
LRZ CAPITAL LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 305-809-0395 · lrzcapital.com
95
LINCOLNBRIDGE FINANCIAL PLANNING, LLC — (OGLESBY, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 815-296-8855 · lincolnbridgefp.com
95
WILLOW CREEK CAPITAL MANAGEMENT, INC. — (MISSOULA, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 406-830-3286 · raymondjames.com
95
SLK PRIVATE WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · (424) 500-4613 · slkprivatewealth.com
95
FIVE ELEVEN FAMILY OFFICE LLC — (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 917-685-1360
95
REDWOOD FAMILY WEALTH LLC — (ADDISON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 469-965-4001 · redwoodfamilywealth.com
95
HOOT WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (970) 313-0582 · hootwealth.com
95
SUNSET ADVISERS, LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $1,000 RAUM and 1 advisory reps. IAPD ↗
$1,000 RAUM · 1 reps · 385-707-0082 · sunsetapp.com
95
MOOLA COPILOT LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 352-812-4320 · moo.la
95
SENECA PRIVATE WEALTH, LLC — (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 310-984-1347 · senecapw.com
95
THE BYCOFF GROUP LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 781-801-5559 · bycoffgroup.com
95
WGI DM, LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 617-428-4040
95
CLARION WEALTH MANAGEMENT PARTNERS — (FAIRFAX, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (703) 631-4800 · clarionwealth.com
95
SMARTHARVEST PORTFOLIOS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 206-841-9944 · smartharvestportfolios.com
95
ARIA WEALTH PARTNERS — (CHARLOTTESVILLE, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 434-962-5381 · ariawealthpartners.com
95
ELEVATED FINANCIAL GROUP — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 317-210-0907
95
PARADIGM ADVISOR GROUP, LLC — (BRIDGEWATER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 908-450-7402
95
STRIVE RETIREMENT GROUP — (DAYTONA BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 407-739-6616
95
LATHROP INVESTMENT MANAGEMENT COMPANY — (LITTLE ROCK, AR) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 501-227-4930 · limc.com
95
THE QUICK GROUP LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6464963900
85
RBC CAPITAL MARKETS, LLC — grew from 2042 to 5680 advisory reps. IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
85
GCM GROSVENOR L.P. — grew from 84 to 159 advisory reps. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
85
ARAX ADVISORY PARTNERS — grew from 15 to 38 advisory reps. IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
85
TD PRIVATE CLIENT WEALTH LLC — grew from 284 to 464 advisory reps. IAPD ↗
$6.45B RAUM · 464 reps · 877-703-9896 · td.com
85
SOUND INCOME STRATEGIES, LLC — grew from 96 to 111 advisory reps. IAPD ↗
$3.49B RAUM · 111 reps · 954-487-1860 · blisswealthmanagement.com
85
BISON WEALTH, LLC — grew from 33 to 66 advisory reps. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
85
SAVVY — grew from 10 to 52 advisory reps. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
83
WE FAMILY OFFICES — grew from 22 to 35 advisory reps. IAPD ↗
$13.91B RAUM · 35 reps · 305-825-2225
83
VICTORY FINANCIAL — grew from 12 to 34 advisory reps. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
82
IMA ADVISORY SERVICES, INC. — grew from 19 to 31 advisory reps. IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
80
COLDSTREAM WEALTH MANAGEMENT — grew from 141 to 151 advisory reps. IAPD ↗
$10.67B RAUM · 151 reps · 425-283-1600
79
EARNED WEALTH ADVISORS, LLC — grew from 11 to 20 advisory reps. IAPD ↗
$1.42B RAUM · 20 reps · 925.939.2500 · thomasdoll.com
79
NEXT LEVEL WEALTH PLANNING, LLC — reports More than 500 financial-planning clients, up from 0. IAPD ↗
$258.5M RAUM · 3 reps · 208-376-6949
78
EPOCH INVESTMENT PARTNERS, INC. — grew from 133 to 141 advisory reps. IAPD ↗
$33.05B RAUM · 141 reps · 212-303-7200
78
SILVER LAKE ADVISORY, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$320.5M RAUM · 3 reps · 801-733-9470 · silverlakeadvisory.com
78
TWELE CAPITAL MANAGEMENT, INC. — now offers financial planning (Item 5G(1)). IAPD ↗
$484.4M RAUM · 3 reps · 952 887 9253
78
KEY CAPITAL MANAGEMENT, INC. — now offers financial planning (Item 5G(1)). IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
78
TSA WEALTH MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
$300.5M RAUM · 3 reps · (713) 735-9217
77
SANCTUARY ADVISORS, LLC — grew from 324 to 331 advisory reps. IAPD ↗
$22.02B RAUM · 331 reps · 317-975-7729
76
FPL CAPITAL MANAGEMENT, LLC — reports 251-500 financial-planning clients, up from 0. IAPD ↗
$885.2M RAUM · 3 reps · 504-828-1969
76
HARBORFRONT FINANCIAL GROUP — reports More than 500 financial-planning clients, up from 0. IAPD ↗
$104.2M RAUM · 4 reps · 231-843-1516 · custerfinancialadvisors.com
75
GCM GROSVENOR L.P. — reported RAUM up 138% ($34.57B -> $82.44B). IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
75
ARAX ADVISORY PARTNERS — reported RAUM up 95% ($1.44B -> $2.81B). IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
75
BISON WEALTH, LLC — reported RAUM up 138% ($1.16B -> $2.75B). IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
75
PANDI, LLC — 's provisional registration is now fully approved. IAPD ↗
$2.01B RAUM · 6 reps · 913-437-9900 · pandikc.com
75
INTELLUS ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
75
KOKUA CAPITAL MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
75
VALOR FINANCIAL SERVICES, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$240.5M RAUM · 2 reps · 865-675-1200 · valorfs.net
75
ELEMENT SQUARED PRIVATE WEALTH — now offers financial planning (Item 5G(1)). IAPD ↗
$168.3M RAUM · 5 reps · 612-325-5920 · elementsquaredllc.com
75
BURR FINANCIAL SERVICES, LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
75
ALPHANSO — now offers financial planning (Item 5G(1)). IAPD ↗
$7.5M RAUM · 1 reps · 682-215-8684 · alphanso.ai
75
ZERO DAY CAPITAL ENTERPRISES LLC — now offers financial planning (Item 5G(1)). IAPD ↗
$35.2M RAUM · 7 reps · 702 271 3265 · zerodaycapital.com
74
HEADLAND CAPITAL — grew from 3 to 9 advisory reps. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
73
KETRON FINANCIAL LLC — reported RAUM up 174% ($109.5M -> $300.0M). IAPD ↗
$300.0M RAUM · 2 reps · 415-892-0928
73
VIRTUS ADVISERS, LLC — grew from 2 to 7 advisory reps. IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
73
IGNITE PLANNERS LLC — grew from 31 to 36 advisory reps. IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
73
HEADLAND CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
73
UNITING WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com
73
VIRTUS WEALTH SOLUTIONS — 's provisional registration is now fully approved. IAPD ↗
$481.5M RAUM · 4 reps · 908-967-6360 · virtuswealthsolutions.com
73
OXFORD WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$435.3M RAUM · 1 reps · 385-206-5271 · oxfordwealthmgt.com
73
LECLAIR WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$342.4M RAUM · 3 reps · 888-277-5704 · leclairwealthpartners.com
73
STONE TEMPLE PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$600.1M RAUM · 4 reps · (203) 253-1823
73
MORANGIE MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
73
MATAURO, LLC — 's provisional registration is now fully approved. IAPD ↗
$703.1M RAUM · 14 reps · 845-273-6211 · matauro.com
73
TFR CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
73
MBE WEALTH MANAGEMENT, LLC — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$859.6M RAUM · 10 reps · 608-372-5521 · mbewealth.com
73
CITY CENTER ADVISORS, LLC — reports 251-500 financial-planning clients, up from 0. IAPD ↗
$132.4M RAUM · 6 reps · 888-267-1321
73
COREVISION FINANCIAL GROUP — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$352.3M RAUM · 6 reps · 317-398-8200 · corevisionfg.com
73
MASTER'S WEALTH MANAGEMENT INC. — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$415.4M RAUM · 5 reps · (717) 581-1323
72
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$1.12B RAUM · 7 reps · (408) 217-2000 · wrpwealth.com
72
INTELLUS ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
72
BISON WEALTH, LLC — reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
71
INVESTOR FAN — reported RAUM up 67% ($255.4M -> $427.7M). IAPD ↗
$427.7M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
71
SCALA CAPITAL LLC — grew from 3 to 6 advisory reps. IAPD ↗
$306.6M RAUM · 6 reps · 305-539-3850 · scala-capital.com
71
TRANSATLANTIQUE PRIVATE WEALTH LLC — grew from 7 to 10 advisory reps. IAPD ↗
$595.3M RAUM · 10 reps · 212 644 4219
71
AVAII WEALTH MANAGEMENT, LLC — grew from 7 to 10 advisory reps. IAPD ↗
$442.6M RAUM · 10 reps · (920) 214-1212
71
AMERICAN FUNDSTARS — grew from 6 to 9 advisory reps. IAPD ↗
$276.6M RAUM · 9 reps · 949-877-8838 · americanfundstars.com
71
NECTARINE — grew from 18 to 24 advisory reps. IAPD ↗
$0 RAUM · 24 reps · (858) 779-0115 · hellonectarine.com
71
IMPACT CAPITAL PARTNERS LLC — grew from 2 to 5 advisory reps. IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
70
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC — reported RAUM up 108% ($103.3M -> $215.2M). IAPD ↗
$215.2M RAUM · 3 reps · (310) 928-8192 · davidsonkahn.com
70
FUTURE YOU WEALTH — reported RAUM up 76% ($101.0M -> $177.8M). IAPD ↗
$177.8M RAUM · 4 reps · (917) 397-6531 · futureyouwealth.com
70
WEDMONT PRIVATE CAPITAL — reported RAUM up 50% ($1.58B -> $2.37B). IAPD ↗
$2.37B RAUM · 5 reps · 6108858200
70
FORTHRIGHT CAPITAL ADVISORY — reported RAUM up 146% ($26.5M -> $65.0M). IAPD ↗
$65.0M RAUM · 28 reps · (702) 217-7676 · forthrightcps.com
70
SLP WEALTH — reported RAUM up 226% ($9.0M -> $29.2M). IAPD ↗
$29.2M RAUM · 17 reps · (910) 315-0973
70
MASON & ASSOCIATES, INC. — grew from 5 to 7 advisory reps. IAPD ↗
$631.3M RAUM · 7 reps · 323-254-3072 · masonlifeplanning.com
70
VERDE CAPITAL MANAGEMENT, INC. — grew from 9 to 11 advisory reps. IAPD ↗
$569.6M RAUM · 11 reps · 248-528-1870 · verdecm.com
70
ETESIAN WEALTH ADVISORS, INC. — grew from 4 to 6 advisory reps. IAPD ↗
$284.7M RAUM · 6 reps · 503-387-3615
70
RCM WEALTH ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
$254.8M RAUM · 11 reps · 866-903-1822 · rcmwa.com
70
MBE WEALTH MANAGEMENT, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$859.6M RAUM · 10 reps · 608-372-5521 · mbewealth.com
70
KEY CAPITAL MANAGEMENT, INC. — grew from 5 to 7 advisory reps. IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
70
MID-AMERICAN WEALTH ADVISORY GROUP — grew from 4 to 6 advisory reps. IAPD ↗
$283.3M RAUM · 6 reps · 816-640-5888 · midamericanwealthadvisory.com
70
KEYSTONE PRIVATE WEALTH — grew from 9 to 11 advisory reps. IAPD ↗
$692.1M RAUM · 11 reps · (760) 818-7020
70
WEALTH EFFECTS — grew from 7 to 9 advisory reps. IAPD ↗
$405.8M RAUM · 9 reps · 617-465-2560 · w-effects.com
70
HASENBERG FINANCIAL GROUP — grew from 3 to 5 advisory reps. IAPD ↗
$270.5M RAUM · 5 reps · 715-839-6566 · hasenberginc.com
70
INTEGRITY WEALTH LLC — grew from 3 to 5 advisory reps. IAPD ↗
$260.3M RAUM · 5 reps · (541) 650-6061 · integritywealthnw.com
70
MORANGIE MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
70
EL MENUDO CUENTA LLC — 's provisional registration is now fully approved. IAPD ↗
$1,000 RAUM · 1 reps · 786-845-6878 · elmenudocuenta.com
70
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$103.3M RAUM · 3 reps · (513) 241-8313 · barnesdennigprivatewealth.com
70
QUANTCA FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$10,000 RAUM · 1 reps · 3023215022 · quantca.com
70
NASEEB — 's provisional registration is now fully approved. IAPD ↗
$100 RAUM · 2 reps · 630-441-8495 · naseeb.io
70
WEALTH2B — 's provisional registration is now fully approved. IAPD ↗
$196,330 RAUM · 1 reps · 1 (205) 953-6526 · wealth2b.com
70
MAYNERICH FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$104.9M RAUM · 2 reps · 217-965-5796 · richinwisdom.com
70
HARBORFRONT FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
$104.2M RAUM · 4 reps · 231-843-1516 · custerfinancialadvisors.com
70
BIRCH FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
$221.3M RAUM · 2 reps · 603-338-3838 · birchfinancialgroup.com
70
KAI WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
$108.0M RAUM · 2 reps · 312-605-8020
70
OCM PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$147.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
70
LINEPOINT PARTNERS & CO. — 's provisional registration is now fully approved. IAPD ↗
$197.8M RAUM · 4 reps · 323-886-3635 · linepointpartners.com
70
VINCENT WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$127.9M RAUM · 1 reps · (781) 556-8623
70
HARBORVIEW ASSET MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$108.5M RAUM · 2 reps · 253-432-1001
70
ELLIS FINANCIAL PLANNING — 's provisional registration is now fully approved. IAPD ↗
$140.5M RAUM · 2 reps · 931-905-0050 · retireconfident.com
70
ECHELON GROUP — 's provisional registration is now fully approved. IAPD ↗
$102.1M RAUM · 4 reps · 208-345-9944 · echelongroup.com
70
STRIVE FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
$182.9M RAUM · 6 reps · (317) 590-0146
70
5T WEALTH, LLC — reports More than 500 financial-planning clients, up from 26-50. IAPD ↗
$283.1M RAUM · 2 reps · (707) 224-1340 · 5twealth.com
70
RIVERSEDGE ADVISORS — reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$708.4M RAUM · 10 reps · 302-573-6864
70
BURR FINANCIAL SERVICES, LLC — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
70
BIRCH FINANCIAL GROUP — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$221.3M RAUM · 2 reps · 603-338-3838 · birchfinancialgroup.com
70
OXFORD WEALTH MANAGEMENT — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$435.3M RAUM · 1 reps · 385-206-5271 · oxfordwealthmgt.com
69
KOKUA CAPITAL MANAGEMENT — reported RAUM up 70% ($112.8M -> $192.1M). IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
69
TIMOTHY FINANCIAL COUNSEL, INC. — grew from 14 to 18 advisory reps. IAPD ↗
$0 RAUM · 18 reps · 630-681-0700 · timothyfinancial.com
68
ROYAL OAK FINANCIAL GROUP — reported RAUM up 54% ($171.0M -> $263.0M). IAPD ↗
$263.0M RAUM · 3 reps · 614-842-6090 · royaloakfinancialgroup.com
68
REDBUD ADVISORS — reported RAUM up 54% ($203.8M -> $314.7M). IAPD ↗
$314.7M RAUM · 4 reps · 512-222-6968
68
PATHWAY PARTNERS WEALTH ADVISORS, LLC — reported RAUM up 69% ($34.3M -> $58.0M). IAPD ↗
$58.0M RAUM · 5 reps · 716-929-6010 · pathwaypartnerswa.com
68
ORCHARD ADVISORS — grew from 2 to 5 advisory reps. IAPD ↗
$70.3M RAUM · 5 reps · 315-655-1072
68
MISSION FINANCIAL GROUP, LLC — grew from 2 to 5 advisory reps. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
68
OXENFREE FINANCIAL — grew from 5 to 8 advisory reps. IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
67
WESTEND CAPITAL MANAGEMENT, LLC. — reported RAUM up 49% ($232.9M -> $348.1M). IAPD ↗
$348.1M RAUM · 2 reps · (415) 856-0426 · wcmsf.com
67
PATHWORKS FINANCIAL, INC. — reported RAUM up 64% ($144.4M -> $236.9M). IAPD ↗
$236.9M RAUM · 5 reps · 248-946-4515 · scottsmithfinancial.com
67
ALPHA SOLUTIONS INVESTMENT ADVISORS — reported RAUM up 49% ($172.4M -> $257.6M). IAPD ↗
$257.6M RAUM · 2 reps · 415-882-7088
67
BUSKA WEALTH MANAGEMENT, LLC — reported RAUM up 47% ($268.0M -> $393.6M). IAPD ↗
$393.6M RAUM · 7 reps · 715-355-4445 · retirewithbuska.com
67
SUCCESS WEALTH MANAGEMENT LLC — reported RAUM up 64% ($40.1M -> $66.0M). IAPD ↗
$66.0M RAUM · 13 reps · 724-934-8128 · successwealth.org
67
JOCELYN INVESTMENT MANAGEMENT, LLC — reported RAUM up 45% ($634.2M -> $919.7M). IAPD ↗
$919.7M RAUM · 2 reps · 415-256-1795 · jocelyninvestment.com
67
SECURE PLANNING — grew from 4 to 6 advisory reps. IAPD ↗
$169.3M RAUM · 6 reps · 603-433-5515
67
PRIVATE FINANCIAL COUNSELING — grew from 1 to 3 advisory reps. IAPD ↗
$243.4M RAUM · 3 reps · 310-556-2055
67
AIO FINANCIAL, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$181.9M RAUM · 3 reps · 520-325-0769 · expatplanners.com
67
THE DALA GROUP, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$193.7M RAUM · 5 reps · 847-485-0248
67
BUSKA WEALTH MANAGEMENT, LLC — reports 26-50 financial-planning clients, up from 0. IAPD ↗
$393.6M RAUM · 7 reps · 715-355-4445 · retirewithbuska.com
67
HS WEALTH PARTNERS — reports 26-50 financial-planning clients, up from 0. IAPD ↗
$397.6M RAUM · 3 reps · (505) 361-2223 · hswealthpartners.com
67
TERRAFIRMA WEALTH PARTNERS — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$83.0M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
67
OCM PRIVATE WEALTH, LLC — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$147.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
67
OLDFIELD WEALTH PARTNERS — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$101.3M RAUM · 1 reps · 207-573-3001 · oldfieldwealth.com
66
BMO FAMILY OFFICE, LLC — reported RAUM up 33% ($6.10B -> $8.13B). IAPD ↗
$8.13B RAUM · 65 reps · (650) 210-5042
66
SL ADVISORS, LLC — reported RAUM up 42% ($313.7M -> $445.6M). IAPD ↗
$445.6M RAUM · 3 reps · 908-232-0830 · americanenergyindices.com
66
LYNCH ASSET MANAGEMENT, INC. — reported RAUM up 41% ($184.0M -> $260.1M). IAPD ↗
$260.1M RAUM · 2 reps · 215-801-1550 · lynchassetmanagement.com
66
TD PRIVATE CLIENT WEALTH LLC — reported RAUM up 34% ($4.82B -> $6.45B). IAPD ↗
$6.45B RAUM · 464 reps · 877-703-9896 · td.com
66
KEY CAPITAL MANAGEMENT, INC. — reported RAUM up 42% ($205.8M -> $293.0M). IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
66
INVEST CAPITAL PARTNERS — reported RAUM up 59% ($144.5M -> $229.3M). IAPD ↗
$229.3M RAUM · 9 reps · 937-557-3200 · mwm.financial
66
TENON FINANCIAL — reported RAUM up 59% ($130.9M -> $208.3M). IAPD ↗
$208.3M RAUM · 2 reps · 732-902-0066 · tenonfinancial.com
66
ELEMENT SQUARED PRIVATE WEALTH — reported RAUM up 58% ($106.5M -> $168.3M). IAPD ↗
$168.3M RAUM · 5 reps · 612-325-5920 · elementsquaredllc.com
66
PERFORMANCE WEALTH — reported RAUM up 33% ($2.55B -> $3.39B). IAPD ↗
$3.39B RAUM · 10 reps · (630) 686-5715
66
SOUND INCOME STRATEGIES, LLC — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$3.49B RAUM · 111 reps · 954-487-1860 · blisswealthmanagement.com
65
RBC CAPITAL MARKETS, LLC — reported RAUM up 29% ($201.26B -> $259.96B). IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
65
FENIMORE ASSET MANAGEMENT, INC. — reported RAUM up 29% ($4.19B -> $5.43B). IAPD ↗
$5.43B RAUM · 24 reps · 518-234-4393
65
AURORA INVESTMENT MANAGERS, LLC — reported RAUM up 35% ($238.8M -> $323.3M). IAPD ↗
$323.3M RAUM · 2 reps · 617-390-8001 · auroraim.com
65
BRILLIANT ADVICE, LLC — reported RAUM up 53% ($133.7M -> $204.4M). IAPD ↗
$204.4M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
65
FINANCIAL SERVICES OF AMERICA ADVISORS — reported RAUM up 36% ($292.1M -> $396.2M). IAPD ↗
$396.2M RAUM · 22 reps · (800) 977-9292 · fsa1.com
65
THE DALA GROUP, LLC — reported RAUM up 51% ($127.9M -> $193.7M). IAPD ↗
$193.7M RAUM · 5 reps · 847-485-0248
65
MEREDITH WEALTH PLANNING — reported RAUM up 38% ($241.9M -> $334.1M). IAPD ↗
$334.1M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
65
ADAMSBROWN WEALTH CONSULTANTS LLC — reported RAUM up 35% ($651.7M -> $880.9M). IAPD ↗
$880.9M RAUM · 15 reps · (316) 683-2067
65
ROSEMEYER MANAGEMENT GROUP — reported RAUM up 35% ($511.2M -> $691.9M). IAPD ↗
$691.9M RAUM · 8 reps · 608-348-2274 · rosemeyermg.com
65
VITA PLANNING GROUP LLC — reported RAUM up 51% ($42.8M -> $64.6M). IAPD ↗
$64.6M RAUM · 4 reps · 650-567-9300 · vita401k.com
65
PROSPECT FINANCIAL SERVICES LLC — reported RAUM up 39% ($300.8M -> $418.1M). IAPD ↗
$418.1M RAUM · 8 reps · 631-424-5218 · profinserv.net
65
HASENBERG FINANCIAL GROUP — reported RAUM up 35% ($199.6M -> $270.5M). IAPD ↗
$270.5M RAUM · 5 reps · 715-839-6566 · hasenberginc.com
65
LUMINVEST WEALTH MANAGEMENT LLC — reported RAUM up 39% ($202.5M -> $281.7M). IAPD ↗
$281.7M RAUM · 2 reps · 480-300-0062
64
5T WEALTH, LLC — reported RAUM up 31% ($216.1M -> $283.1M). IAPD ↗
$283.1M RAUM · 2 reps · (707) 224-1340 · 5twealth.com
64
FPL CAPITAL MANAGEMENT, LLC — reported RAUM up 32% ($669.1M -> $885.2M). IAPD ↗
$885.2M RAUM · 3 reps · 504-828-1969
64
UNITED WEALTH MANAGEMENT, LLC — reported RAUM up 31% ($237.3M -> $311.1M). IAPD ↗
$311.1M RAUM · 3 reps · 434-923-8112 · unitedwealthmanagement.com
64
BUFFALO FIRST WEALTH MANAGEMENT, LLC — reported RAUM up 47% ($52.1M -> $76.7M). IAPD ↗
$76.7M RAUM · 4 reps · 716-861-7371 · buffalofirstllc.com
64
O'KEEFE STEVENS ADVISORY, INC. — reported RAUM up 31% ($323.1M -> $424.9M). IAPD ↗
$424.9M RAUM · 3 reps · 585-340-6538 · okeefestevens.com
64
IGNITE PLANNERS LLC — reported RAUM up 32% ($715.8M -> $941.8M). IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
64
FRACTAL INVESTMENTS LLC — reported RAUM up 33% ($514.7M -> $683.5M). IAPD ↗
$683.5M RAUM · 2 reps · (860) 839-0257 · fractalinvestments.net
64
BLUEPRINT PARTNERS LLC — reported RAUM up 32% ($195.1M -> $257.8M). IAPD ↗
$257.8M RAUM · 4 reps · (231) 668-4147 · blueprint.family
64
COVE PRIVATE WEALTH, LLC — reported RAUM up 35% ($200.2M -> $269.9M). IAPD ↗
$269.9M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
64
RIDGELINE PRIVATE WEALTH — reported RAUM up 45% ($111.6M -> $162.3M). IAPD ↗
$162.3M RAUM · 4 reps · 480-779-0127
64
KAPSTONE FINANCIAL ADVISORS LLC — reported RAUM up 33% ($204.8M -> $271.5M). IAPD ↗
$271.5M RAUM · 3 reps · (937) 751-1000 · kapstoneadvisors.com
64
TANGLEWOOD LEGACY ADVISORS, LLC — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$562.1M RAUM · 4 reps · 713-599-4999
64
HERITAGE WEALTH MANAGEMENT GROUP, LTD — reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$124.1M RAUM · 4 reps · 757-321-3725 EXT. 205 · hwmgroup.com
64
TAYLOR & MORGAN ASSET MANAGEMENT, LLC — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$327.0M RAUM · 6 reps · 248-688-9399
64
MUSIC ROW WEALTH MANAGEMENT — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$355.9M RAUM · 5 reps · (615) 647-5882 · musicrowwealthmanagement.com
64
AVAII WEALTH MANAGEMENT, LLC — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$442.6M RAUM · 10 reps · (920) 214-1212
64
VITA PLANNING GROUP LLC — reports 26-50 financial-planning clients, up from 0. IAPD ↗
$64.6M RAUM · 4 reps · 650-567-9300 · vita401k.com
64
PARK EDGE ADVISORS, LLC — reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$438.1M RAUM · 5 reps · (216) 727-0144 · parkedgeadvisors.com
64
BIG SKY WEALTH ADVISORS, LLC — reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$121.4M RAUM · 2 reps · 406-315-2627 · bigskywealthadvisors.com
64
LUMINVEST WEALTH MANAGEMENT LLC — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$281.7M RAUM · 2 reps · 480-300-0062
64
IMPACT CAPITAL PARTNERS LLC — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
64
KETRON FINANCIAL LLC — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$300.0M RAUM · 2 reps · 415-892-0928
63
SILVER LAKE ADVISORY, LLC — reported RAUM up 27% ($253.2M -> $320.5M). IAPD ↗
$320.5M RAUM · 3 reps · 801-733-9470 · silverlakeadvisory.com
63
FMI — reported RAUM up 27% ($247.1M -> $314.6M). IAPD ↗
$314.6M RAUM · 5 reps · 580-226-4058
63
CARMEL CAPITAL MANAGEMENT L.L.C. — reported RAUM up 26% ($246.3M -> $310.7M). IAPD ↗
$310.7M RAUM · 6 reps · 831-625-1375 · carmelcapital.com
63
SARA-BAY FINANCIAL CORP. — reported RAUM up 26% ($251.9M -> $318.3M). IAPD ↗
$318.3M RAUM · 3 reps · 941-371-8027 · sara-bay.com
63
CENTENNIAL WEALTH ADVISORY, LLC — reported RAUM up 27% ($244.8M -> $311.1M). IAPD ↗
$311.1M RAUM · 8 reps · 231-995-9575 · cen-wealth.com
63
BUTTONWOOD FINANCIAL ADVISORS, INC. — reported RAUM up 28% ($308.1M -> $393.2M). IAPD ↗
$393.2M RAUM · 6 reps · 410-988-2391
63
ATLASMARK FINANCIAL, INC. — reported RAUM up 27% ($647.9M -> $822.2M). IAPD ↗
$822.2M RAUM · 1 reps · 512-258-4040
63
GUARDIAN WEALTH STRATEGIES, LLC — reported RAUM up 29% ($732.1M -> $944.1M). IAPD ↗
$944.1M RAUM · 5 reps · 952-746-1746 · gwealth.com
63
OCCIDENTAL ASSET MANAGEMENT, LLC — reported RAUM up 27% ($625.5M -> $796.1M). IAPD ↗
$796.1M RAUM · 10 reps · 650-344-1600 · ymwadvisors.com
63
BELL & BROWN WEALTH ADVISORS, LLC — reported RAUM up 30% ($324.8M -> $420.9M). IAPD ↗
$420.9M RAUM · 2 reps · 949-396-1088
63
R2 WEALTH MANAGEMENT PARTNERS — reported RAUM up 25% ($308.6M -> $386.2M). IAPD ↗
$386.2M RAUM · 5 reps · 402-489-9375
63
DIVERGENT PLANNING — reported RAUM up 26% ($257.4M -> $323.3M). IAPD ↗
$323.3M RAUM · 4 reps · (240) 428-8911
63
KEYSTONE PRIVATE WEALTH — reported RAUM up 30% ($534.4M -> $692.1M). IAPD ↗
$692.1M RAUM · 11 reps · (760) 818-7020
63
GENERAL PARTNER, INC. — reported RAUM up 29% ($222.9M -> $288.4M). IAPD ↗
$288.4M RAUM · 1 reps · 412-302-8641 · generalpartnerinc.com
63
CFM WEALTH PARTNERS LLC — reported RAUM up 30% ($585.5M -> $760.9M). IAPD ↗
$760.9M RAUM · 1 reps · (512) 366-3925 · cfmwealth.com
63
GBC INVESTMENT GROUP — reported RAUM up 30% ($212.2M -> $274.9M). IAPD ↗
$274.9M RAUM · 1 reps · 386-516-4759
63
JACKSON CREEK INVESTMENT ADVISORS LLC — reported RAUM up 26% ($271.9M -> $343.9M). IAPD ↗
$343.9M RAUM · 4 reps · 720-826-4102 · jacksoncreekinvest.com
63
STONECREST WEALTH MANAGEMENT, INC — reported RAUM up 26% ($243.2M -> $307.4M). IAPD ↗
$307.4M RAUM · 3 reps · (602) 258-9400
63
RIALTO WEALTH MANAGEMENT — reported RAUM up 29% ($312.3M -> $403.7M). IAPD ↗
$403.7M RAUM · 5 reps · 315-992-9129
63
BPM WEALTH ADVISORS, LLC — reported RAUM up 41% ($35.3M -> $49.9M). IAPD ↗
$49.9M RAUM · 2 reps · 415-421-5757 · bpm.com
63
KEB WEALTH ADVISORS — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.06B RAUM · 13 reps · (217) 789-0960 · kebcpa.com
63
PCA INVESTMENT ADVISORY SERVICES, INC. — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$3.58B RAUM · 10 reps · 513.281.3366 · mypencorp.com
63
ISC FINANCIAL ADVISORS — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.35B RAUM · 10 reps · 507-373-8216
63
ONE DAY IN JULY LLC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280 · eventbrite.com
63
PERFORMANCE WEALTH — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$3.39B RAUM · 10 reps · (630) 686-5715
63
SAVVY — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
63
INTELLUS ADVISORS, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
62
TRIPPON WEALTH MANAGEMENT GROUP LLC — reported RAUM up 38% ($134.3M -> $185.2M). IAPD ↗
$185.2M RAUM · 4 reps · 713-661-1040 · financialadvisorhouston.com
62
FORTY THREE EIGHTEEN ADVISORS, LLC — reported RAUM up 39% ($105.7M -> $146.6M). IAPD ↗
$146.6M RAUM · 1 reps · 479-254-9400 · 4318advisors.com
62
NICH CAPITAL PARTNERS, INC. — reported RAUM up 39% ($124.2M -> $172.6M). IAPD ↗
$172.6M RAUM · 2 reps · (415) 203-3896 · nichcapitalpartners.com
62
HENDERSHOTT WEALTH MANAGEMENT, LLC — reported RAUM up 39% ($169.3M -> $235.6M). IAPD ↗
$235.6M RAUM · 5 reps · 877-743-6500 · hendershottwealth.com
62
SPRING CAPITAL MANAGEMENT — reported RAUM up 37% ($157.0M -> $214.4M). IAPD ↗
$214.4M RAUM · 2 reps · 806-322-5000 · springcapitalmanagement.com
62
LAYLINE ADVISORS — reported RAUM up 36% ($78.2M -> $106.5M). IAPD ↗
$106.5M RAUM · 2 reps · (585)210-8222
62
MILLENNIAL WEALTH — reported RAUM up 40% ($145.6M -> $203.7M). IAPD ↗
$203.7M RAUM · 3 reps · (206) 207-8426 · millennialwealthllc.com
62
JOURNEY BEYOND WEALTH — reported RAUM up 38% ($163.8M -> $226.1M). IAPD ↗
$226.1M RAUM · 4 reps · 678-331-7900
62
NEW MILLENNIUM GROUP — reported RAUM up 39% ($144.5M -> $200.6M). IAPD ↗
$200.6M RAUM · 8 reps · 801-446-9950
62
ESOTERICA CAPITAL LLC — reported RAUM up 40% ($38.7M -> $54.0M). IAPD ↗
$54.0M RAUM · 4 reps · 860-543-3942 · esotericacap.com
62
HEISTEN FINANCIAL, LLC — reported RAUM up 36% ($124.1M -> $168.7M). IAPD ↗
$168.7M RAUM · 3 reps · 907-222-6270 · heistenfinancial.com
62
ACCELERATE RETIREMENT — reported RAUM up 40% ($173.5M -> $242.8M). IAPD ↗
$242.8M RAUM · 24 reps · 888-439-7071 · sapers-wallack.com
62
OXENFREE FINANCIAL — reported RAUM up 39% ($120.7M -> $168.4M). IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
61
PHYSICIAN FAMILY FINANCIAL ADVISORS INC — reported RAUM up 33% ($172.3M -> $228.7M). IAPD ↗
$228.7M RAUM · 4 reps · 541-463-0899
61
BOWERS WEALTH MANAGEMENT, INC. — reported RAUM up 35% ($178.2M -> $240.0M). IAPD ↗
$240.0M RAUM · 2 reps · 775-409-3712 · bowerswealth.com
61
DAVID WEALTH MANAGEMENT, LLC — reported RAUM up 31% ($183.0M -> $239.3M). IAPD ↗
$239.3M RAUM · 2 reps · 703-560-8300 · davidwealth.com
61
WEST END WEALTH MANAGEMENT, LLC — reported RAUM up 33% ($108.0M -> $143.5M). IAPD ↗
$143.5M RAUM · 2 reps · 720-593-9396 · westendwealthmgmt.com
61
ROLEK RETIREMENT PLANNING — reported RAUM up 30% ($127.0M -> $165.6M). IAPD ↗
$165.6M RAUM · 1 reps · (267) 427-5667
61
HEGARTY ADVISORS, LLC — reported RAUM up 34% ($93.4M -> $125.3M). IAPD ↗
$125.3M RAUM · 2 reps · 516-280-2323 · hegartyadvisors.com
61
SOUTHCOL ADVISORS — reported RAUM up 30% ($126.9M -> $165.3M). IAPD ↗
$165.3M RAUM · 4 reps · 239-228-8747
61
MYRA WEALTH — reported RAUM up 31% ($39.3M -> $51.4M). IAPD ↗
$51.4M RAUM · 1 reps · 805-380-6972
61
MISSION FINANCIAL GROUP, LLC — reported RAUM up 31% ($178.3M -> $232.8M). IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
61
FOUNTAIN SQUARE ASSET MANAGEMENT — reported RAUM up 30% ($158.2M -> $206.2M). IAPD ↗
$206.2M RAUM · 3 reps · 513-984-9111 · fsqam.com
61
BURR FINANCIAL SERVICES, LLC — reported RAUM up 31% ($118.5M -> $155.4M). IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
61
CARLIN WEALTH MANAGEMENT GROUP, LLC — reported RAUM up 30% ($150.2M -> $195.8M). IAPD ↗
$195.8M RAUM · 1 reps · 737-414-6565 · carlinwealthmanagementgroup.com
61
HIGHROAD WEALTH ADVISORS, LLC — reported RAUM up 31% ($131.0M -> $171.2M). IAPD ↗
$171.2M RAUM · 2 reps · 541-266-7623 · highroadwa.com
61
CANTATA WEALTH MANAGEMENT, LLC — reported RAUM up 34% ($32.3M -> $43.4M). IAPD ↗
$43.4M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
61
VANTAGE WEALTH — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$609.1M RAUM · 4 reps · 626-844-7184 · vantagewealth.com
61
KANE COMPANY WEALTH MANAGEMENT, INC. — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$220.0M RAUM · 3 reps · 515-270-2727 · kanecompanypc.com
61
JFR FINANCIAL SERVICES, INC. — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$261.9M RAUM · 2 reps · 734-692-1421 · jfrfinancial.com
61
GENESIS ASSET MANAGEMENT GROUP, INC. — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$72.8M RAUM · 1 reps · 212-856-9000 · genesisassetmgmt.com
61
WOLFSTICH CAPITAL, LLC — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$144.6M RAUM · 1 reps · (508) 242-9400 · wolfstichcapital.com
61
JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$196.6M RAUM · 3 reps · 541-500-4321 · jonesfinancialtalk.com
61
VERISAIL PARTNERS, LLC — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$251.1M RAUM · 5 reps · 404-220-7662
61
VERMILLION WEALTH MANAGEMENT INC. — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$340.2M RAUM · 3 reps · 651-480-4601 · vermillionwealthmanagement.com
61
CREATIVE CAPITAL MANAGEMENT INVESTMENTS LLC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$668.2M RAUM · 6 reps · 619-298-3993
61
BAY RIVERS GROUP WEALTH PARTNERS — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$272.6M RAUM · 4 reps · (757) 259-2450
61
PLATT WEALTH MANAGEMENT — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$341.4M RAUM · 3 reps · 619-255-9554
61
THE ARANDA GROUP ADVISORS, LLC — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$221.7M RAUM · 4 reps · 215-576-6666 · arandagroup.com
61
ALAETHES WEALTH, LLC — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$439.4M RAUM · 3 reps · 858-735-9685 · alaethes.com
61
JOEL ADAMS AND ASSOCIATES INC. — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$282.1M RAUM · 2 reps · (828) 251-9700 · joeladamsasheville.com
61
PRAIRIEVIEW WEALTH & TAX ADVISORS — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$163.7M RAUM · 3 reps · 708-326-4750 · prairieviewwealthpartners.com
61
INTEGRITY WEALTH LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$260.3M RAUM · 5 reps · (541) 650-6061 · integritywealthnw.com
61
BENTHAM WEALTH ADVISORS — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$92.5M RAUM · 2 reps · (716) 580-1500
61
HEADLAND CAPITAL — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
61
TFR CAPITAL — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
60
GEHRIG CAPITAL MANAGEMENT, INC. — reported RAUM up 29% ($138.0M -> $177.4M). IAPD ↗
$177.4M RAUM · 5 reps · 219-663-8005 · gehrigcapitalmanagement.com
60
WERLINICH ASSET MANAGEMENT, L.L.C. — reported RAUM up 27% ($140.0M -> $178.0M). IAPD ↗
$178.0M RAUM · 1 reps · 914-260-3230 · waminvest.com
60
FENWAY FINANCIAL ADVISORS, LLC — reported RAUM up 28% ($184.9M -> $236.5M). IAPD ↗
$236.5M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
60
BAY CAPITAL ADVISORS, LLC — reported RAUM up 26% ($155.1M -> $195.9M). IAPD ↗
$195.9M RAUM · 4 reps · 757-816-0967 · baycapitaladvice.com
60
MOSAIC WEALTH MANAGEMENT, L.L.C. — reported RAUM up 25% ($167.1M -> $209.4M). IAPD ↗
$209.4M RAUM · 1 reps · 404-405-8080 · mosaicw.com
60
HARBOR ASSET PLANNING, INC. — reported RAUM up 27% ($125.6M -> $159.5M). IAPD ↗
$159.5M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
60
PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC — reported RAUM up 30% ($165.5M -> $214.6M). IAPD ↗
$214.6M RAUM · 2 reps · (615) 656-3745
60
PIEDMONT WEALTH MANAGEMENT — reported RAUM up 25% ($102.4M -> $128.4M). IAPD ↗
$128.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
60
FUTURE PERFECT PLANNING, LLC — reported RAUM up 29% ($25.2M -> $32.7M). IAPD ↗
$32.7M RAUM · 1 reps · 646-543-8065 · futureperfect.nyc
60
WHITE WING WEALTH MANAGEMENT, LLC — reported RAUM up 26% ($120.7M -> $151.9M). IAPD ↗
$151.9M RAUM · 1 reps · 832-764-5305
60
ELEMENTAL CAPITAL PARTNERS LLC — reported RAUM up 29% ($91.1M -> $117.2M). IAPD ↗
$117.2M RAUM · 1 reps · 415-320-6647
60
SILICON PRIVATE WEALTH, LLC — reported RAUM up 28% ($117.3M -> $150.6M). IAPD ↗
$150.6M RAUM · 4 reps · 408-645-6790 · siliconprivatewealth.com
60
ROSEROCK WEALTH MANAGEMENT, LLC — reported RAUM up 26% ($170.5M -> $215.2M). IAPD ↗
$215.2M RAUM · 2 reps · (214) 220-8989 · roserockwealth.com
60
GREENWAY WEALTH ADVISORS, LLC — reported RAUM up 25% ($111.5M -> $139.8M). IAPD ↗
$139.8M RAUM · 4 reps · 704-981-1228 · greenwaywealth.com
60
WEBULL ADVISORS LLC — reported RAUM up 28% ($24.7M -> $31.6M). IAPD ↗
$31.6M RAUM · 1 reps · 1-917-725-2408 · webull.com
60
KINETIC WEALTH INVESTMENT ADVISORS, LLC — reported RAUM up 29% ($142.7M -> $184.6M). IAPD ↗
$184.6M RAUM · 2 reps · 440-250-9500
60
NETWORTH ADVISORS, LLC — reported RAUM up 27% ($125.6M -> $159.3M). IAPD ↗
$159.3M RAUM · 5 reps · 724-746-3585
60
WORTHINGTON WEALTH MANAGEMENT — reported RAUM up 27% ($100.8M -> $128.0M). IAPD ↗
$128.0M RAUM · 3 reps · 614-368-0769 · worthingtonwealth.com
60
LEIBMAN FINANCIAL SERVCES, INC. — reported RAUM up 28% ($121.9M -> $156.5M). IAPD ↗
$156.5M RAUM · 4 reps · (402) 234-2337 · 228main.com
60
AVID WEALTH PARTNERS, LLC — reported RAUM up 26% ($163.5M -> $206.1M). IAPD ↗
$206.1M RAUM · 5 reps · (210) 864-3333 · avidwp.com
60
WIMER INVESTMENT MANAGEMENT — reported RAUM up 26% ($55.0M -> $69.0M). IAPD ↗
$69.0M RAUM · 1 reps · 7327639237
60
BENTHAM WEALTH ADVISORS — reported RAUM up 25% ($74.0M -> $92.5M). IAPD ↗
$92.5M RAUM · 2 reps · (716) 580-1500
58
CONTINUITY WEALTH MANAGEMENT, CORP. — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$180.6M RAUM · 2 reps · 503-244-8905 · continuitywm.com
58
SECHREST FINANCIAL SERVICES — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$183.2M RAUM · 1 reps · 978-795-1284 · yelp.com
58
IRONWOOD WEALTH MANAGEMENT, INC. — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$212.8M RAUM · 3 reps · 304-760-6000
58
FRANCO FINANCIAL ADVISORS, INC. — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$67.0M RAUM · 1 reps · 212-877-1576
58
PHYSICIAN FAMILY FINANCIAL ADVISORS INC — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$228.7M RAUM · 4 reps · 541-463-0899
58
FENWAY FINANCIAL ADVISORS, LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$236.5M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
58
BAY CAPITAL ADVISORS, LLC — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$195.9M RAUM · 4 reps · 757-816-0967 · baycapitaladvice.com
58
BLOCK WEALTH MANAGEMENT, INC — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$157.2M RAUM · 1 reps · (760) 796-5550
58
VALUES FIRST ADVISORS, INC. — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$202.0M RAUM · 9 reps · 877-832-3847
58
BUCHER WEALTH ADVISORS — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$136.8M RAUM · 1 reps · 650-286-9606 · bucherwa.com
58
TEVIS INVESTMENT MANAGEMENT, LLC — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$206.5M RAUM · 1 reps · (972) 971-2169 · tevisinvest.com
58
TACTIVEST, LLC — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$128.5M RAUM · 1 reps · (415) 752-7311 · tactivest.com
58
FOUR CORNERS FINANCIAL — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$76.2M RAUM · 1 reps · (631) 271-1170 · fourcornersfincl.com
58
PRATO CAPITAL MANAGEMENT — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$195.7M RAUM · 3 reps · 914-930-6871
58
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$164.9M RAUM · 1 reps · 320-269-7889
58
NEW MILLENNIUM GROUP — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$200.6M RAUM · 8 reps · 801-446-9950
58
MYRA WEALTH — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$51.4M RAUM · 1 reps · 805-380-6972
58
WHALEN FINANCIAL — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$192.3M RAUM · 2 reps · 702-878-3900
58
ENVISION FINANCIAL LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$246.3M RAUM · 2 reps · 262-354-7155 · envisionfinancial-llc.com
58
RBG WEALTH ADVISORS LLC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$105.0M RAUM · 3 reps · 901-244-2980
58
AVID WEALTH PARTNERS, LLC — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$206.1M RAUM · 5 reps · (210) 864-3333 · avidwp.com
58
PATHWAY PARTNERS WEALTH ADVISORS, LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$58.0M RAUM · 5 reps · 716-929-6010 · pathwaypartnerswa.com
58
FORTHRIGHT CAPITAL ADVISORY — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$65.0M RAUM · 28 reps · (702) 217-7676 · forthrightcps.com
58
CARLIN WEALTH MANAGEMENT GROUP, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$195.8M RAUM · 1 reps · 737-414-6565 · carlinwealthmanagementgroup.com
58
BPM WEALTH ADVISORS, LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$49.9M RAUM · 2 reps · 415-421-5757 · bpm.com
58
WISER ADVISOR GROUP — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$115.1M RAUM · 2 reps · 480-500-9055
58
NORTH STAR WEALTH MANAGEMENT — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$152.8M RAUM · 1 reps · (224) 342-2525
58
OXENFREE FINANCIAL — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
58
1015 CAPITAL PARTNERS, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$110.2M RAUM · 2 reps · 610-574-7036 · 1015capitalpartners.com
58
IFS GROUP — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$210.0M RAUM · 7 reps · 717-766-1144 · ifsgroup1.com
58
NOLET WEALTH MANAGEMENT, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$131.7M RAUM · 2 reps · 817-350-4342 · noletwealth.com
58
RHL GROUP, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$120.5M RAUM · 2 reps · 248-634-7720 · rhlgroup.us
58
HIGHROAD WEALTH ADVISORS, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$171.2M RAUM · 2 reps · 541-266-7623 · highroadwa.com
58
SLO MONEY MANAGERS — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$131.6M RAUM · 2 reps · (805) 460-7232 · slomoneymanagers.com
58
MAKE THE MEMORY FINANCIAL PLANNING — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$720,836 RAUM · 2 reps · 423-218-2822 · mtmplanning.com
58
STRIVE FINANCIAL GROUP, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$182.9M RAUM · 6 reps · (317) 590-0146
85
SARMAYA PARTNERS, LLC — (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 303-520-2419 · sarmayapartners.com
85
ICAPITAL FUND ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 212-994-7402 · icapital.com
85
ISHARA INVESTMENTS LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $28.0M RAUM and 2 advisory reps. IAPD ↗institutional
$28.0M RAUM · 2 reps · 818-983-4448 · isharainvestments.com
85
HIGHLINE ASSET MANAGEMENT, LLC — (SHERMAN OAKS, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (818) 340-0157 · highlinealts.com
85
I SQUARED CAPITAL REGISTERED ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 196 advisory reps. IAPD ↗institutional
$0 RAUM · 196 reps · 786-693-5781 · isquaredcapital.com
85
CORINTHIA GLOBAL MANAGEMENT — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · +1 (980) 418-2215
85
HKW MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 317-574-6900
85
HUNTER PRIVATE CAPITAL ADVISORS, LLC — (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 412-471-4191
85
NEWMILE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 703-307-5527
85
SUMMITTX CAPITAL, L.P. — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 39 advisory reps. IAPD ↗institutional
$0 RAUM · 39 reps · 817-769-1578
85
ANCALA PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-364-5110
85
BALANCE CASH MANAGEMENT INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 916 205 9676
85
PACT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 631-680-1906 · pactcp.com
85
TESSELLIS CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 646-830-0976 · tesselliscapital.com
85
NIGHT SQUARED LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
$0 RAUM · 9 reps · 917-451-0055 · nightsquared.com
85
ELDRIDGE GP1 ADVISERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps. IAPD ↗institutional
$0 RAUM · 20 reps · (212) 895-2000 · eldridge.com
85
EYRE STREET CAPITAL — (WASHINGTON, DC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 771-216-9025
85
SENIORS HOUSING FUND MANAGER LLC — (TOLEDO, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 419-247-2800
85
GROWTH LENDING LLC — (ROSWELL, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 7136147755 · growthlending.com
85
WEDBUSH FUND ADVISERS, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 213-688-8000 · wedbush.com
85
WESTMARK WEALTH MANAGEMENT — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 602-887-5179 · westmarkwealth.com
85
AMUNDI — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 17 advisory reps. IAPD ↗institutional
$0 RAUM · 17 reps · (617)-422-4700
85
VALEO VENTURES — (location n/a) is newly SEC-registered with $126.8M RAUM and 2 advisory reps. IAPD ↗institutional
$126.8M RAUM · 2 reps · 6462263784
85
RANGE ROCK CAPITAL — (WELLESLEY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 617-527-2341
85
STROBE VENTURES — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · (315) 202 1002
85
SQ CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 646-435-3720 · sqcapital.com
85
NASSAU CORAMERICA LLC — (EL SEGUNDO, CA) is newly SEC-registered (provisional 120-day approval) with $3.30B RAUM and 6 advisory reps. IAPD ↗fund
$3.30B RAUM · 6 reps · 310-606-8440 · coramerica.com
83
PROEM ADVISORS LLC — (DALLAS, TX) is newly SEC-registered with $259.2M RAUM and 3 advisory reps. IAPD ↗fund
$259.2M RAUM · 3 reps · 214-706-9344 · proemasset.com
83
WASATCH EQUITY PARTNERS — (LOGAN, UT) is newly SEC-registered with $311.5M RAUM and 5 advisory reps. IAPD ↗fund
$311.5M RAUM · 5 reps · 435-755-2079 · pitchbook.com
83
ION PACIFIC, INC. — (VENICE, CA) is newly SEC-registered with $446.0M RAUM and 3 advisory reps. IAPD ↗fund
$446.0M RAUM · 3 reps · -5739 · ionpacific.com
83
MOONTOWER ASSET MANAGEMENT LP — (AUSTIN, TX) is newly SEC-registered with $400.2M RAUM and 8 advisory reps. IAPD ↗fund
$400.2M RAUM · 8 reps · 512-922-5111 · moontower.com
83
WAYPOINT CAPITAL PARTNERS, LLC — (STAMFORD, CT) is newly SEC-registered with $256.5M RAUM and 6 advisory reps. IAPD ↗fund
$256.5M RAUM · 6 reps · 203-548-9424 · waypointcapitalpartners.com
80
GOODLANDER INVESTMENT MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $248.9M RAUM and 3 advisory reps. IAPD ↗fund
$248.9M RAUM · 3 reps · 254-716-6313 · goodlanderim.com
80
HOPLON ASSET MANAGEMENT, L.P. — (GREENWICH, CT) is newly SEC-registered with $126.3M RAUM and 5 advisory reps. IAPD ↗fund
$126.3M RAUM · 5 reps · 214-432-5574 · hoploncapital.com
80
WASATCH INVESTMENT FUND MANAGER, LLC — (LOGAN, UT) is newly SEC-registered with $167.2M RAUM and 1 advisory reps. IAPD ↗fund
$167.2M RAUM · 1 reps · 435-755-2000
80
CONGRUENCE CAPITAL, PB LLC — (LOS ANGELES, CA) is newly SEC-registered with $94.4M RAUM and 3 advisory reps. IAPD ↗fund
$94.4M RAUM · 3 reps · 213-757-8220 · congruencecapital.com
80
ATHIR CAPITAL LP — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 312-210-7565
80
NOVAWAVE CAPITAL — (PALO ALTO, CA) is newly SEC-registered with $80.0M RAUM and 7 advisory reps. IAPD ↗fund
$80.0M RAUM · 7 reps · 781-710-3455
80
THE CATALYST GROUP, INC. — (HOUSTON, TX) is newly SEC-registered with $227.4M RAUM and 4 advisory reps. IAPD ↗fund
$227.4M RAUM · 4 reps · 512-320-8600 · tcgfunds.com
80
RITHM CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗fund
$0 RAUM · 10 reps · 212 850 7770 · rithmcap.com
70
LOUISBOURG INVESTMENTS — (DIEPPE, NEW BRUNSWICK, Canada) is newly SEC-registered with $1.82B RAUM and 12 advisory reps. IAPD ↗foreign
$1.82B RAUM · 12 reps · 1-506-383-5215 · louisbourginvestments.com
68
KINGS COURT CAPITAL PTE. LTD — (SINGAPORE, SINGAPORE, Singapore) is newly SEC-registered with $420.2M RAUM and 5 advisory reps. IAPD ↗foreign
$420.2M RAUM · 5 reps · +65 6978 6507
65
INUKSHUK CAPITAL MANAGEMENT — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $73.9M RAUM and 2 advisory reps. IAPD ↗foreign
$73.9M RAUM · 2 reps · 647-948-3048
65
DELTROIT ASSET MANAGEMENT (UK) LLP — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗foreign
$0 RAUM · 12 reps · 44-204-570-5591 · deltroit.com
65
NIOBRARA CAPITAL PARTNERS — 's provisional registration is now fully approved. IAPD ↗institutional
$7.74B RAUM · 1 reps · 917-944-1484 · niobraracap.com
65
BC PARTNERS PE L.P. — 's provisional registration is now fully approved. IAPD ↗institutional
$33.34B RAUM · 30 reps · 212-891-2880 · bcpartners.com
63
TEMA ETFS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$308.0M RAUM · 5 reps · 332-287-2270 · tremaetfs.com
63
FIELDVIEW CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$671.3M RAUM · 8 reps · 269-479-1493
63
TALOS ASSET MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗institutional
$938.2M RAUM · 4 reps · (646) 849-6758
63
MANTEIO SCALABLE TECHNOLOGIES LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$428.6M RAUM · 6 reps · 917-736-9209 · mast-investments.com
60
THEMES MANAGEMENT COMPANY LLC — reported RAUM up 255% ($9.9M -> $35.1M). IAPD ↗institutional
$35.1M RAUM · 3 reps · 6462061788 · themesetfs.com
60
FPLF MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$100.0M RAUM · 15 reps · 212-798-6100
60
FTA ASSET MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$123.2M RAUM · 7 reps · 704-926-2453
60
SCI CAPITAL PARTNERS LP — 's provisional registration is now fully approved. IAPD ↗fund
$3.15B RAUM · 7 reps · 424-316-2061 · scicp.com
60
NESTYIELD ETFS — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 3 reps · 866-475-5050 · nestyield.com
60
PSP RESEARCH LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$110.0M RAUM · 1 reps · 617-483-5981
59
GRAYSCALE ADVISORS — grew from 14 to 23 advisory reps. IAPD ↗fund
$2.3M RAUM · 23 reps · 212-668-1427 · grayscale.com
58
AVATHON CAPITAL MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗fund
$499.5M RAUM · 7 reps · 312-788-8495 · avathoncapital.com
58
ANANYM CAPITAL MANAGEMENT, LP — 's provisional registration is now fully approved. IAPD ↗fund
$256.3M RAUM · 5 reps · 347-974-1040 · ananymcapital.com
58
FIVESPAN PARTNERS, LP — 's provisional registration is now fully approved. IAPD ↗fund
$489.6M RAUM · 4 reps · (415) 318-7900
57
CAPINSIGHTS PARTNERS, LLC — grew from 3 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 326-740-4710 · capinsights.partners
57
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC — grew from 1 to 3 advisory reps. IAPD ↗fund
$4.25B RAUM · 3 reps · 212-278-6000 · 1864cap.com
56
PACER ADVISORS, INC. — reported RAUM up 31% ($35.11B -> $46.06B). IAPD ↗institutional
$46.06B RAUM · 5 reps · 855-780-8100 · paceradvisors.com
56
SOURCE CAPITAL, LLC — grew from 11 to 14 advisory reps. IAPD ↗fund
$425.2M RAUM · 14 reps · 404-844-5381 · source-cap.com
56
ASTIRA CAPITAL PARTNERS LP — grew from 7 to 10 advisory reps. IAPD ↗fund
$702.8M RAUM · 10 reps · 617-238-6010 · astiracp.com
55
SRT GROUP LLC — reported RAUM up 102% ($58.0M -> $117.0M). IAPD ↗fund
$117.0M RAUM · 6 reps · 561-510-1919
55
CIBC ASSET MANAGEMENT INC. — grew from 265 to 362 advisory reps. IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
55
RBC PRIVATE COUNSEL (USA) INC. — grew from 1326 to 1379 advisory reps. IAPD ↗foreign
$6.83B RAUM · 1379 reps · 416-955-7782
55
SEVEN GRAND MANAGERS LLC — grew from 5 to 7 advisory reps. IAPD ↗fund
$326.8M RAUM · 7 reps · 720-722-5804 · sevengrand.io
55
KATE CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗fund
$218.7M RAUM · 2 reps · 203-362-7198 · katecapllc.com
55
CREDIT BRIDGE ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$200.0M RAUM · 3 reps · 786-505-4412 · creditbridge.com
55
NINE LEFT CAPITAL LP — 's provisional registration is now fully approved. IAPD ↗fund
$130.6M RAUM · 3 reps · 212-202-3010 · nineleftcapital.com
55
RUSHMONT CAPITAL MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗fund
$58.3M RAUM · 4 reps · 1-212-680-4980 · rushmont.com
53
BMO NESBITT BURNS SECURITIES LTD. — grew from 181 to 199 advisory reps. IAPD ↗foreign
$932.0M RAUM · 199 reps · 416-359-4000 · uswealth.bmo.com
52
PROCURE ETFS — reported RAUM up 36% ($36.5M -> $49.7M). IAPD ↗institutional
$49.7M RAUM · 1 reps · 215-486-7242 · procuream.com
52
SOURCE CAPITAL, LLC — reported RAUM up 49% ($285.1M -> $425.2M). IAPD ↗fund
$425.2M RAUM · 14 reps · 404-844-5381 · source-cap.com
50
CAPITAL GAINS INCORPORATED — reported RAUM up 26% ($100.9M -> $126.7M). IAPD ↗institutional
$126.7M RAUM · 1 reps · 847-318-9975 · capgns.com
45
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD — reported RAUM up 106% ($40.24B -> $82.99B). IAPD ↗foreign
$82.99B RAUM · 7 reps · +353 1660 1542 · innocap.com
45
BRICKWOOD ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗foreign
$1.55B RAUM · 3 reps · 00442046033122
40
ETNA CAPITAL — reported RAUM up 308% ($20.4M -> $83.3M). IAPD ↗foreign
$83.3M RAUM · 6 reps · 85237579745 · etnalabs.co
40
SARGASSO PARTNERS LLP — 's provisional registration is now fully approved. IAPD ↗foreign
$160.0M RAUM · 2 reps · +44 7900 501 478
38
ETNA CAPITAL — grew from 3 to 6 advisory reps. IAPD ↗foreign
$83.3M RAUM · 6 reps · 85237579745 · etnalabs.co
37
RBC PRIVATE COUNSEL (USA) INC. — reported RAUM up 37% ($5.00B -> $6.83B). IAPD ↗foreign
$6.83B RAUM · 1379 reps · 416-955-7782
36
CIBC ASSET MANAGEMENT INC. — reported RAUM up 31% ($108.43B -> $141.77B). IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
36
BMO NESBITT BURNS SECURITIES LTD. — reported RAUM up 41% ($660.9M -> $932.0M). IAPD ↗foreign
$932.0M RAUM · 199 reps · 416-359-4000 · uswealth.bmo.com
34
I2 WEALTH - CROSS BORDER PLANNING — reports 26-50 financial-planning clients, up from 0. IAPD ↗foreign
$0 RAUM · 2 reps · 1-888-547-6777
30
VENTUM ADVISORS CORP. — reported RAUM up 25% ($20.3M -> $25.4M). IAPD ↗foreign
$25.4M RAUM · 5 reps · 416-572-5523 · ventumadvisors.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.