← Tributary

ESOTERICA CAPITAL LLC

· CRD 304570 · IAPD ↗ · esotericacap.com · 860-543-3942

$43.4MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

62
February 2025 — ESOTERICA CAPITAL LLC reported RAUM up 40% ($38.7M -> $54.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — ESOTERICA CAPITAL LLC reported RAUM up 27% ($30.5M -> $38.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.