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SARA-BAY FINANCIAL CORP.

SARASOTA, FL · CRD 133443 · IAPD ↗ · sara-bay.com · 941-371-8027

$396.8MRegulatory AUM
3Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
April 2026 — SARA-BAY FINANCIAL CORP. reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
78
April 2026 — SARA-BAY FINANCIAL CORP. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
45
May 2025 — SARA-BAY FINANCIAL CORP. notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
February 2025 — SARA-BAY FINANCIAL CORP. reported RAUM up 26% ($251.9M -> $318.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.