← Tributary

Financial planning software — February 2026

Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).

519 firms opened this window in the February 2026 SEC roster: 157 new registration, 155 aum up, 94 planning clients up, 62 headcount up, 46 pending approved, 5 planning started.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC — (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
100
ESL NEWCO I, LLC — (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
98
OLDFATHER FINANCIAL SERVICES — (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
95
A. J. PERRY & CO. — (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
95
FINANCIAL MOUNTAIN INC — (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
95
SILER WEALTH MANAGEMENT — (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
95
RITTMANN CAPITAL MANAGEMENT CO — (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
95
POWERS INVESTMENT ADVISORY CORPORATION — (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
95
HFG ADVISORS — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
95
L.J. BREY, INC. — (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
95
APPLE & ASSOCIATES — (GRASS VALLEY, CA) is newly SEC-registered with $138.1M RAUM and 3 advisory reps. IAPD ↗
$138.1M RAUM · 3 reps · (530)-272-1346
95
SCHLOSSER FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 732-250-4616
95
CS ADVISORS INC. — (BOCA RATON, FL) is newly SEC-registered with $117.1M RAUM and 3 advisory reps. IAPD ↗
$117.1M RAUM · 3 reps · 561-241-9301 · csadvisorsinc.com
95
ALPHA PLANNING AND FINANCIAL SERVICES, INC. — (SOLON, OH) is newly SEC-registered with $108.9M RAUM and 2 advisory reps. IAPD ↗
$108.9M RAUM · 2 reps · 440-519-0300 · alphaplanners.com
95
KB FINANCIAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $111.7M RAUM and 3 advisory reps. IAPD ↗
$111.7M RAUM · 3 reps · 415-905-5449
95
BLUE HAVEN CAPITAL, LLC — (GENEVA, IL) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗
$108.0M RAUM · 2 reps · 630-588-3800
95
KAIROS CAPITAL MANAGEMENT, LLC — (BELLEVUE, WA) is newly SEC-registered with $106.1M RAUM and 1 advisory reps. IAPD ↗
$106.1M RAUM · 1 reps · 425-449-8665 · kairoscm.com
95
PROFESSIONAL FINANCIAL MANAGEMENT, INC. — (APPLETON, WI) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
$103.2M RAUM · 3 reps · 920-687-2600 · pfmria.com
95
BOULEVARD — (BLOOMINGTON, MN) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
$112.9M RAUM · 4 reps · 877-664-2583 · boulevardwealth.com
95
APPLIED FINANCIAL WISDOM — (RAPID CITY, SD) is newly SEC-registered with $130.0M RAUM and 1 advisory reps. IAPD ↗
$130.0M RAUM · 1 reps · 301-570-8006
95
TRAIL FINANCIAL PLANNING LLC — (BELLINGHAM, WA) is newly SEC-registered with $103.9M RAUM and 3 advisory reps. IAPD ↗
$103.9M RAUM · 3 reps · 3603996486
95
U.S. PRIVATE WEALTH, LLC — (PALM BEACH GARDENS, FL) is newly SEC-registered with $173.7M RAUM and 3 advisory reps. IAPD ↗
$173.7M RAUM · 3 reps · 561.855.4635
95
YAHARA WEALTH MANAGEMENT LLC — (MADISON, WI) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
$107.5M RAUM · 2 reps · 608-467-1010 · yaharawealth.com
95
GUIDE ADVISORS, INC. — (BOTHELL, WA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 206-486-2477
95
OLYMPUS PEAKS FINANCIAL, LLC — (SANDY, UT) is newly SEC-registered with $141.4M RAUM and 1 advisory reps. IAPD ↗
$141.4M RAUM · 1 reps · (801) 566-3510
95
CARDINAL ADVISERS LLC — (location n/a) is newly SEC-registered with $118.5M RAUM and 1 advisory reps. IAPD ↗
$118.5M RAUM · 1 reps · 786-216-7547 · cadfl.com
95
WEALTH COMPASS FINANCIAL, INC. — (CARLSBAD, CA) is newly SEC-registered with $105.8M RAUM and 2 advisory reps. IAPD ↗
$105.8M RAUM · 2 reps · 760-509-4000
95
EXPAND FINANCIAL GROUP, LLC — (location n/a) is newly SEC-registered with $106.8M RAUM and 6 advisory reps. IAPD ↗
$106.8M RAUM · 6 reps · 916-521-5451 · expandfinancialgroup.com
95
BSG ADVISERS — (APEX, NC) is newly SEC-registered with $134.8M RAUM and 6 advisory reps. IAPD ↗
$134.8M RAUM · 6 reps · 919-267-4753
95
ABRAHAM & CO., INC. — (location n/a) is newly SEC-registered with $111.0M RAUM and 5 advisory reps. IAPD ↗
$111.0M RAUM · 5 reps · (253) 851-7486 · abrahamco.com
95
21PEAKS CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $618,799 RAUM and 5 advisory reps. IAPD ↗
$618,799 RAUM · 5 reps · 833-948-6937
95
HAMPEL INVESTMENT ADVISORS — (location n/a) is newly SEC-registered with $110.2M RAUM and 1 advisory reps. IAPD ↗
$110.2M RAUM · 1 reps · 704-517-5312 · hia-nc.com
95
THAYER FINANCIAL, L.L.C. — (HICKORY, NC) is newly SEC-registered with $103.5M RAUM and 2 advisory reps. IAPD ↗
$103.5M RAUM · 2 reps · (828) 569-2785
95
SOARING INVESTMENT MANAGEMENT, LLC — (PORTLAND, OR) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
$111.5M RAUM · 3 reps · (503) 433-7946 · soaringinvestmentmanagement.com
95
FITZWILLIAMS WEALTH MANAGEMENT INC. — (CHESAPEAKE, VA) is newly SEC-registered with $113.9M RAUM and 4 advisory reps. IAPD ↗
$113.9M RAUM · 4 reps · 757-961-0700 · fitzwilliamsfinancial.com
95
INTEGRATED WEALTH ADVISORS, LLC — (BELLEVUE, WA) is newly SEC-registered with $121.7M RAUM and 2 advisory reps. IAPD ↗
$121.7M RAUM · 2 reps · 425-818-0717 · integratedwa.com
95
ABUNDANT WEALTH PARTNERS, LLC — (SANTA BARBARA, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps. IAPD ↗
$103.2M RAUM · 2 reps · 805-451-9131 · abundantwp.com
95
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC — (MAUMEE, OH) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗
$100.8M RAUM · 3 reps · 419-482-0280
95
BURGESS INVESTMENT GROUP, LLC — (GREENVILLE, SC) is newly SEC-registered with $109.0M RAUM and 5 advisory reps. IAPD ↗
$109.0M RAUM · 5 reps · 864-920-3155 · bigmoneyretirement.com
95
SUNDIAL WEALTH LLC — (BOCA RATON, FL) is newly SEC-registered with $125.8M RAUM and 1 advisory reps. IAPD ↗
$125.8M RAUM · 1 reps · 561-302-4371 · sundialwealth.com
95
O'DONNELL WEALTH MANAGEMENT — (CODY, WY) is newly SEC-registered with $106.0M RAUM and 4 advisory reps. IAPD ↗
$106.0M RAUM · 4 reps · 307-586-4279 · odonnellwm.com
95
SEASIDE WEALTH ADVISORS LLC — (WILMINGTON, NC) is newly SEC-registered with $102.6M RAUM and 3 advisory reps. IAPD ↗
$102.6M RAUM · 3 reps · 910-550-3554
95
NEXT STEP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 773-573-4569
95
WURZ FINANCIAL SERVICES, LLC — (HOLLAND, OH) is newly SEC-registered with $117.0M RAUM and 2 advisory reps. IAPD ↗
$117.0M RAUM · 2 reps · 859-291-9879 · lawyermillionaire.com
95
ELEVATE PLANNERS — (location n/a) is newly SEC-registered with $25.9M RAUM and 1 advisory reps. IAPD ↗
$25.9M RAUM · 1 reps · 347-506-6061
95
RELIANCE WEALTH MANAGEMENT — (SAN ANTONIO, TX) is newly SEC-registered with $125.9M RAUM and 6 advisory reps. IAPD ↗
$125.9M RAUM · 6 reps · 210-255-3040 · reliancefinancialpartners.com
95
INTEGRITY ROAD WEALTH PARTNERS LLC — (HOUSTON, TX) is newly SEC-registered with $126.0M RAUM and 3 advisory reps. IAPD ↗
$126.0M RAUM · 3 reps · 832-585-8699 · integrityroadwealth.com
95
TAURUS FINANCIAL — (JERSEY CITY, NJ) is newly SEC-registered with $106.4M RAUM and 2 advisory reps. IAPD ↗
$106.4M RAUM · 2 reps · 201 500 6322
95
DEEP BLUE CAPITAL — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 213-805-6707
95
PRIVATE WEALTH CONSULTING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (816) 888-9888
95
IVESTA CORP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-864-0407
95
MAUNEY-PITT FINANCIAL MANAGEMENT, INC. — (SHELBY, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (704) 481-0101 · mauney-pitt.com
95
LCV MANAGEMENT, LP — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 00971504812712 · thelotuscapital.com
95
PEAK ALTITUDE PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 212-970-6451 · peakalts.com
95
WILLIAMS ASSET MANAGEMENT — (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 410-740-0220 · williamsassetmanagement.com
95
ARBORSTONE FINANCIAL, LLC — (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 979-269-6344 · arborstonefinancial.com
95
NIGHT OWL CAPITAL CANADA, LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 203-302-3870 · nightowlcapital.com
95
ANGELES FAMILY OFFICE — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 310-393-6300
95
HOBE MOUNTAIN CAPITAL MANAGEMENT LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 561-960-4305 · hobemountain.com
95
MADSON WEALTH ADVISORS INC. — (SANTA ROSA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 707-578-6850
95
BRIGHT ADVISORS — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 253-970-4935 · brightadvisors.com
95
CHARTERED WEALTH PARTNERS, LP — (BEVERLY HILLS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (323)868-6668 · charteredwealth.com
95
KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC — (ST. CHARLES, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 630-377-8760 · krmfinancial.com
95
MAGELLAN PLANNING GROUP — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 404-257-8811 · magellanplanning.com
95
OCEAN PATH ADVISORS, LLC — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 310 302 7685 · oceanpath.com
95
GUIDED WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (508) 980-0999 · guidedwealthplanning.com
95
SEMINARIO ASSET MANAGEMENT LLC — (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 786-292-0512
95
EGGZ — (CHARLEMONT, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 413-625-6356 · myeggz.com
95
COHEN CAPITAL — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (312) 477-3155 · coheninvest.com
95
DREAMS INVESTMENT SOLUTIONS — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 941-232-1837 · investwithdreams.com
95
SCALAR FIELD — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 3477912496
95
JC CAPITAL ADVISORS GROUP LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 203-889-3400 · jccapitaladvisors.com
95
ORIZON ANALYTICS — (SHERIDAN, WY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 307-300-2522 · orizonanalytics.io
95
THIRTEEN TWENTY-TWO ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 817-484-9800 · 1322advisors.com
95
IRONHORN ADVISORS LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 512-584-9606 · ironhorn.com
95
BLUE HERON CAPITAL — (ENGLEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (720) 488-8604
95
CENTRUS FINANCIAL STRATEGIES — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 1-800-779-4592 · centrusfs.com
95
SCHULZ FINANCIAL GROUP — (TUCSON, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (520) 495-2800 · schulzfinancialgroup.com
95
GUARDANT WEALTH ADVISORS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 305-845-7511
95
STILLWATER PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6102910232 · swprivatewealth.com
95
TENET WEALTH PARTNERS, LLC — (CHAMPAIGN, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 971-371-3450 · tenetwealthpartners.com
95
GUDORF FINANCIAL GROUP, LLC — (DAYTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (937) 898-5430 · gudorffinancial.com
95
ADVISORY SOLUTIONS GROUP — (PLYMOUTH, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 763-417-1700
95
L&S PRIVATE WEALTH, LLC — (OKLAHOMA CITY, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 405-614-3106
95
WEALTHIE ADVISORS — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (718) 550-1401 · wealthieadvisors.com
95
CHAMBERLAIN LANE CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 615-944-7116 · chamberlainlane.com
95
MANEY WEALTH — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 303-589-6050
95
GEVERS WEALTH MANAGEMENT — (ISSAQUAH, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 4259024840 · geverswealth.com
95
KIN STEWARDS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (213) 270-4905
95
FORTIFY FINANCIAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (469) 323-0307
95
STONEBRIDGE FINANCIAL GROUP — (SAN RAFAEL, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 4154614961 · stonebridgefinancialgrp.com
85
RBC CAPITAL MARKETS, LLC — grew from 5680 to 5908 advisory reps. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
85
RBC SECURITIES, INC. — grew from 37 to 124 advisory reps. IAPD ↗
$1.52B RAUM · 124 reps · 310-888-6400 · cnr.com
85
TD PRIVATE CLIENT WEALTH LLC — grew from 464 to 482 advisory reps. IAPD ↗
$8.26B RAUM · 482 reps · 877-703-9896 · td.com
85
SOUND INCOME STRATEGIES, LLC — grew from 111 to 134 advisory reps. IAPD ↗
$4.18B RAUM · 134 reps · 954-487-1860 · thecapitalizedretirement.com
85
PINEBRIDGE INVESTMENTS LLC — grew from 5 to 115 advisory reps. IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
85
ROOT FINANCIAL PARTNERS — grew from 35 to 59 advisory reps. IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
83
FINANCIAL & TAX ARCHITECTS, LLC — grew from 24 to 40 advisory reps. IAPD ↗
$506.2M RAUM · 40 reps · 314-858-1122 · summitretirementplanning.com
82
RBC ROCHDALE, LLC — grew from 126 to 138 advisory reps. IAPD ↗
$72.96B RAUM · 138 reps · 212-702-3500
80
BMO FAMILY OFFICE, LLC — grew from 65 to 75 advisory reps. IAPD ↗
$9.99B RAUM · 75 reps · (650) 210-5042
80
EMERALD INVESTMENT ADVISERS, LLC — grew from 2 to 12 advisory reps. IAPD ↗
$2.26B RAUM · 12 reps · 717-556-8900 · teamemerald.com
80
CUMBERLAND ADVISORS — now offers financial planning (Item 5G(1)). IAPD ↗
$3.22B RAUM · 18 reps · 800-257-7013 · google.com
78
ANNEX WEALTH MANAGEMENT, LLC — grew from 66 to 74 advisory reps. IAPD ↗
$8.05B RAUM · 74 reps · 262-786-6363 · annexwealth.wistia.com
78
WEALTHPLAN INVESTMENT MANAGEMENT LLC — reports 251-500 financial-planning clients, up from 0. IAPD ↗
$2.19B RAUM · 14 reps · 402-691-0200 · wealthplan.group
78
GENERATIONAL PRIVATE WEALTH — now offers financial planning (Item 5G(1)). IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
76
MJP WEALTH ADVISORS — grew from 6 to 12 advisory reps. IAPD ↗
$1.56B RAUM · 12 reps · 860-677-7755
76
TRUE WAVE WEALTH PLANNERS — reports 251-500 financial-planning clients, up from 0. IAPD ↗
$456.5M RAUM · 3 reps · 916-921-9220 · truewavewealth.com
76
SARVER VROOMAN WEALTH ADVISORS LLC — reports 251-500 financial-planning clients, up from 0. IAPD ↗
$436.5M RAUM · 4 reps · 816-601-1150 · svwealthadvisors.com
76
PURSUIT WEALTH STRATEGIES, LLC — reports 251-500 financial-planning clients, up from 0. IAPD ↗
$457.5M RAUM · 4 reps · 919-847-7600 · pursuitwealthstrategies.com
75
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC — reported RAUM up 222% ($1.54B -> $4.96B). IAPD ↗
$4.96B RAUM · 27 reps · 803-231-3492
75
PINEBRIDGE INVESTMENTS LLC — reported RAUM up 5956% ($1.17B -> $71.09B). IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
75
ROOT FINANCIAL PARTNERS — reported RAUM up 94% ($1.11B -> $2.15B). IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
75
STONEBRIDGE FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
$2.35B RAUM · 7 reps · 617-800-0388 · stonebridgefin.com
75
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$55.22B RAUM · 29 reps · 212-483-1818 · bbh.com
75
UNIFIED INVESTMENT MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
$150.6M RAUM · 2 reps · (404) 920-4768 · unifiedim.com
75
ELEVATED PRIVATE WEALTH — now offers financial planning (Item 5G(1)). IAPD ↗
$122.7M RAUM · 4 reps · 715-797-3358 · elevatedprivatewealth.com
75
PACIFIC POINT WEALTH MANAGEMENT — now offers financial planning (Item 5G(1)). IAPD ↗
$6.5M RAUM · 5 reps · (858)-248-7054
74
AZZAD ASSET MANAGEMENT, INC. — grew from 8 to 12 advisory reps. IAPD ↗
$1.84B RAUM · 12 reps · 703-207-7005
73
LEWIS ASSET MANAGEMENT — reported RAUM up 81% ($214.3M -> $387.1M). IAPD ↗
$387.1M RAUM · 5 reps · 925-284-4033 · lewisam.com
73
BRILLIANT ADVICE, LLC — reported RAUM up 88% ($204.4M -> $384.1M). IAPD ↗
$384.1M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
73
BRIDGES CAPITAL LLC — reported RAUM up 237% ($74.7M -> $251.6M). IAPD ↗
$251.6M RAUM · 1 reps · 954-271-1075
73
GENERATIONAL PRIVATE WEALTH — reported RAUM up 82% ($145.0M -> $263.4M). IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
73
BPM WEALTH ADVISORS, LLC — reported RAUM up 438% ($49.9M -> $268.3M). IAPD ↗
$268.3M RAUM · 3 reps · 415-421-5757 · bpm.com
73
SSB&T WEALTH MANAGEMENT, LLC — reported RAUM up 240% ($131.0M -> $445.1M). IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
73
NOLET WEALTH MANAGEMENT, LLC — reported RAUM up 107% ($131.7M -> $272.6M). IAPD ↗
$272.6M RAUM · 3 reps · 817-350-4342 · noletwealth.com
73
NEXUS ONE FINANCIAL ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$552.0M RAUM · 5 reps · (214) 800-4442 · nxfa.com
73
ASPENRIDGE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$326.0M RAUM · 4 reps · 682-231-8331 · aspenridgewealthadvisors.com
73
LIVET WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$314.1M RAUM · 2 reps · 801-893-8320 · livetwealth.com
73
CLEAR WAVE WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$617.0M RAUM · 2 reps · 862-200-9438 · clearwavewealthmanagement.com
73
MEREDITH WEALTH PLANNING — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$478.7M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
73
CLEAR WAVE WEALTH MANAGEMENT, LLC — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$617.0M RAUM · 2 reps · 862-200-9438 · clearwavewealthmanagement.com
72
TURTLE CREEK WEALTH ADVISORS, LLC — reported RAUM up 61% ($1.71B -> $2.76B). IAPD ↗
$2.76B RAUM · 20 reps · 214-214-3110
72
BOYUM WEALTH ARCHITECTS LLC — grew from 5 to 9 advisory reps. IAPD ↗
$564.0M RAUM · 9 reps · 651-289-6444 · myboyum.com
72
OPAL WEALTH ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$1.24B RAUM · 9 reps · 516-388-7980
72
EDGEROCK WEALTH MANAGEMENT — grew from 9 to 13 advisory reps. IAPD ↗
$578.9M RAUM · 13 reps · 303.780.7350
72
EVOLVE PRIVATE WEALTH, LLC — grew from 8 to 10 advisory reps. IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
71
NORTHERN FINANCIAL ADVISORS, INC — grew from 6 to 9 advisory reps. IAPD ↗
$684.0M RAUM · 9 reps · 248-985-1632 · northernfinancialadvisors.com
71
VALUES ADDED FINANCIAL — grew from 6 to 9 advisory reps. IAPD ↗
$313.7M RAUM · 9 reps · 202-599-0915
70
PENSERRA GLOBAL INVESTORS LLC — reported RAUM up 9184% ($1.0M -> $96.2M). IAPD ↗
$96.2M RAUM · 10 reps · 800-456-8850 · penserra.com
70
STRATEGIC ASSET MANAGEMENT LLC. — reported RAUM up 75% ($124.4M -> $218.3M). IAPD ↗
$218.3M RAUM · 10 reps · 888-526-8755 · strategicassetmgt.com
70
DOUBLE DUTY MONEY MANAGEMENT LLC — reported RAUM up 90% ($44.0M -> $83.7M). IAPD ↗
$83.7M RAUM · 3 reps · (212) 408-1750 · doubledutymm.com
70
BXM WEALTH LLC — reported RAUM up 115% ($107.6M -> $231.3M). IAPD ↗
$231.3M RAUM · 4 reps · 303-704-2592 · bxmwealth.com
70
BULLSEYE INVESTMENT GROUP — reported RAUM up 106% ($27.0M -> $55.6M). IAPD ↗
$55.6M RAUM · 1 reps · (917) 710-8347 · bullseyeig.com
70
DIASTOLE WEALTH MANAGEMENT — grew from 7 to 9 advisory reps. IAPD ↗
$378.0M RAUM · 9 reps · 203-458-5220 · diastole.biz
70
GLOBAL TRUST — grew from 5 to 7 advisory reps. IAPD ↗
$384.5M RAUM · 7 reps · 561-472-0191
70
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC — grew from 6 to 8 advisory reps. IAPD ↗
$598.7M RAUM · 8 reps · 831-622-9600 · praetorianguard.biz
70
DB & C ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
$252.2M RAUM · 9 reps · 616-355-3455 · dbc-advisors.com
70
LANDMARK WEALTH MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$442.0M RAUM · 6 reps · 888-342-6436
70
MBI LLC — grew from 9 to 11 advisory reps. IAPD ↗
$316.9M RAUM · 11 reps · (301) 986-0600 · cbmcpa.com
70
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
$466.9M RAUM · 11 reps · 207-288-4747 · costonshea.com
70
LONGTAIL ALPHA, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$822.4M RAUM · 6 reps · 949 706 8092 · longtailalpha.com
70
CANOPY 360 WEALTH, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$382.8M RAUM · 8 reps · (352) 369-1120
70
PREPARED RETIREMENT INSTITUTE LLC — grew from 2 to 4 advisory reps. IAPD ↗
$298.9M RAUM · 4 reps · 215-997-5700 · preparedretirementinstitute.com
70
CORVUS WEALTH ADVISORS LLC — grew from 8 to 10 advisory reps. IAPD ↗
$870.6M RAUM · 10 reps · 805-549-9020 · corvuswealth.com
70
GENERATIONAL PRIVATE WEALTH — grew from 1 to 3 advisory reps. IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
70
MOKAN WEALTH MANAGEMENT — grew from 1 to 3 advisory reps. IAPD ↗
$250.3M RAUM · 3 reps · 913-257-3991 · mokanwealth.com
70
SSB&T WEALTH MANAGEMENT, LLC — grew from 1 to 3 advisory reps. IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
70
VERTRIX WEALTH MANAGEMENT, LLC — grew from 2 to 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · (248) 602 0555 · vertrixwm.com
70
HERMITAGE WEALTH — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 6 reps · 804-270-7877
70
MPM ADVISORS GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
$116.1M RAUM · 2 reps · 315-461-0414
70
FREEDOM ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$142.0M RAUM · 1 reps · 5096066676 · freedomasset.net
70
COPPERLINE WEALTH MANAGEMENT & PLANNING — 's provisional registration is now fully approved. IAPD ↗
$118.0M RAUM · 2 reps · 307-586-1880 · copperlinewealth.com
70
ALIGN ADVISOR GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
$110.5M RAUM · 2 reps · 856-692-0555
70
PROVIDENCE LEGACY ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$174.8M RAUM · 1 reps · 484 302 8343
70
CADIA PRIVATE CLIENT LLC — 's provisional registration is now fully approved. IAPD ↗
$187.2M RAUM · 2 reps · 973-993-6300
70
LUEDTKE & ASSOCIATES — 's provisional registration is now fully approved. IAPD ↗
$248.2M RAUM · 1 reps · 262-626-4783
70
CANE CAPITAL PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$244.4M RAUM · 4 reps · 281-608-1137
70
CLARITY RETIREMENT & WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$139.5M RAUM · 2 reps · 774-992-7444 · clarityrw.com
70
CONTANGO WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$123.3M RAUM · 2 reps · 415.794.1622
70
EMVISION CAPITAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$176.4M RAUM · 9 reps · 330-954-3770 · emvisioncapital.com
70
LIFTPOINT FAMILY WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$186.0M RAUM · 2 reps · (862) 412-8862
70
DESTINY FAMILY OFFICE — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 7 reps · 844-357-1120 · destinyfamilyoffice.com
70
SKYWARD TRADING LLC — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 4 reps · 416-917-5248 · skyward.trading
70
XCEPTION FAMILY OFFICE — 's provisional registration is now fully approved. IAPD ↗
$138.7M RAUM · 3 reps · 404-547-0223
70
HYPHEN WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$120.0M RAUM · 3 reps · 408 314 7895
70
PARROT FINANCE, INC. — 's provisional registration is now fully approved. IAPD ↗
$30.1M RAUM · 1 reps · (707) 343-8594 · parrotfinance.io
70
EQV ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
$106.8M RAUM · 3 reps · 919-842-3000 · eqvadvisory.com
70
ENDURE CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗
$105.4M RAUM · 1 reps · 949-341-4800 · endure-capital.com
70
HIGHBROOK CAPITAL PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$235.8M RAUM · 4 reps · 205-383-7962
70
ACP INVESTMENT MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$131.9M RAUM · 3 reps · 808-657-6511
70
POST OAK PRIVATE WEALTH ADVISORS — reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$390.9M RAUM · 7 reps · 281-580-2100 · postoakprivatewealth.com
70
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$174.6M RAUM · 4 reps · 509-443-0845 · scfinancials.com
70
WEALTH INTELLIGENCE, LLC — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$247.5M RAUM · 3 reps · 706-571-2100
70
N FINANCIAL PLANS — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$65.2M RAUM · 1 reps · 631-629-1794 · nfinancialplans.com
70
ACP INVESTMENT MANAGEMENT — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$131.9M RAUM · 3 reps · 808-657-6511
69
LYON WEALTH ADVISORS — reported RAUM up 57% ($198.4M -> $311.4M). IAPD ↗
$311.4M RAUM · 3 reps · 704-424-9780
69
ROSCI LAMB, LLC — reported RAUM up 70% ($38.1M -> $65.0M). IAPD ↗
$65.0M RAUM · 1 reps · 646 479 9965 · roscilamb.com
69
CSI GROUP ADVISORS, LLC — grew from 1 to 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (732) 224-3990
68
TENON FINANCIAL — reported RAUM up 52% ($208.3M -> $316.0M). IAPD ↗
$316.0M RAUM · 3 reps · 732-902-0066 · tenonfinancial.com
68
MAINSAIL FINANCIAL GROUP — reported RAUM up 51% ($268.2M -> $403.9M). IAPD ↗
$403.9M RAUM · 7 reps · (425) 502-7693
68
MADRID WEALTH MANAGEMENT — reported RAUM up 67% ($127.3M -> $212.1M). IAPD ↗
$212.1M RAUM · 4 reps · 505-633-5332 · madridwm.com
68
KINGDOM LEGACY ADVISORS — reported RAUM up 68% ($117.0M -> $196.5M). IAPD ↗
$196.5M RAUM · 1 reps · (952) 697-2225 · kingdomlegacyadv.com
68
CRESCENT CITY RETIREMENT GROUP — grew from 1 to 4 advisory reps. IAPD ↗
$124.6M RAUM · 4 reps · 504-828-2171 · theretirementkeys.com
68
STRATEGIC ASSET MANAGEMENT LLC. — grew from 7 to 10 advisory reps. IAPD ↗
$218.3M RAUM · 10 reps · 888-526-8755 · strategicassetmgt.com
68
FINANCIAL INDEPENDENCE ADVISORS, LLC — grew from 5 to 8 advisory reps. IAPD ↗
$189.6M RAUM · 8 reps · 904-605-4545 · fiajacksonville.com
67
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. — reported RAUM up 37% ($76.50B -> $104.49B). IAPD ↗
$104.49B RAUM · 37 reps · 612-376-7000 · rbcgam.com
67
CADENCE WEALTH MANAGEMENT LLC — reported RAUM up 47% ($305.4M -> $448.0M). IAPD ↗
$448.0M RAUM · 6 reps · (508) 898-0400
67
WEALTHPLAN INVESTMENT MANAGEMENT LLC — reported RAUM up 39% ($1.57B -> $2.19B). IAPD ↗
$2.19B RAUM · 14 reps · 402-691-0200 · wealthplan.group
67
FIFR — reported RAUM up 63% ($42.2M -> $68.7M). IAPD ↗
$68.7M RAUM · 1 reps · 818-605-4900
67
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — reported RAUM up 64% ($106.4M -> $174.6M). IAPD ↗
$174.6M RAUM · 4 reps · 509-443-0845 · scfinancials.com
67
ASPIREAN WEALTH, LLC — grew from 4 to 6 advisory reps. IAPD ↗
$233.2M RAUM · 6 reps · (844) 687-5342 · aspirean.com
67
ICON FINANCIAL SERVICES LLC — grew from 1 to 3 advisory reps. IAPD ↗
$6.8M RAUM · 3 reps · 1 (503) 917-0590
67
FREEDOM FAMILY OFFICE, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$143.5M RAUM · 5 reps · (855) 540-0400 · talktofreedom.com
67
SHEPHERD WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$162.1M RAUM · 4 reps · (513) 630-2664
67
WILIAN SECURITIES, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$143.8M RAUM · 7 reps · 651-243-0535 · wilianfinancial.com
67
CLARITY FINANCIAL ADVISORS LLC — grew from 2 to 4 advisory reps. IAPD ↗
$99.9M RAUM · 4 reps · (816) 786-5031 · theclarityfinancial.com
67
HOLISTIC FINANCE LLC — grew from 2 to 4 advisory reps. IAPD ↗
$7.9M RAUM · 4 reps · 808-746-7774 · holisticfinance.com
67
ASA ASSET MANAGEMENT LLC — grew from 6 to 8 advisory reps. IAPD ↗
$41.7M RAUM · 8 reps · 646-727-4151
67
VISTA INVESTMENT PARTNERS LLC — reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$610.6M RAUM · 6 reps · 405-608-5390 · vistainvestment.com
67
HOLISTIC FINANCE LLC — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$7.9M RAUM · 4 reps · 808-746-7774 · holisticfinance.com
67
BLACK WALNUT WEALTH MANAGEMENT — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$136.8M RAUM · 1 reps · 231-421-7711 · blackwalnutwm.com
67
META WEALTH ADVISORY — reports 51-100 financial-planning clients, up from 0. IAPD ↗
$172.1M RAUM · 1 reps · (410) 683-9263
66
LANDMARK WEALTH MANAGEMENT, LLC — reported RAUM up 42% ($310.5M -> $442.0M). IAPD ↗
$442.0M RAUM · 6 reps · 888-342-6436
66
COHALO — reported RAUM up 31% ($1.03B -> $1.35B). IAPD ↗
$1.35B RAUM · 1 reps · 833-426-4256 · cohalo.com
66
MEREDITH WEALTH PLANNING — reported RAUM up 43% ($334.1M -> $478.7M). IAPD ↗
$478.7M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
66
MOKAN WEALTH MANAGEMENT — reported RAUM up 43% ($174.7M -> $250.3M). IAPD ↗
$250.3M RAUM · 3 reps · 913-257-3991 · mokanwealth.com
66
EVOLVE PRIVATE WEALTH, LLC — reported RAUM up 30% ($1.65B -> $2.15B). IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
66
CUMBERLAND ADVISORS — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$3.22B RAUM · 18 reps · 800-257-7013 · google.com
66
FENIMORE ASSET MANAGEMENT, INC. — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$5.41B RAUM · 23 reps · 518-234-4393
66
TOWER BRIDGE ADVISORS — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$1.49B RAUM · 8 reps · 610-260-2200 · towerbridgeadvisors.com
65
THE WEALTH CONSERVANCY, INC. — reported RAUM up 35% ($192.1M -> $260.0M). IAPD ↗
$260.0M RAUM · 3 reps · 303-444-1919
65
FINANCIAL SYMMETRY INC. — reported RAUM up 27% ($1.21B -> $1.54B). IAPD ↗
$1.54B RAUM · 15 reps · 919-851-8200 · financialsymmetry.com
65
BRIGGS WEALTH MANAGEMENT, INC. — reported RAUM up 40% ($258.7M -> $362.0M). IAPD ↗
$362.0M RAUM · 2 reps · 860-633-8988 · briggswealthmgmt.com
65
PROVENANCE WEALTH ADVISORS — reported RAUM up 26% ($3.52B -> $4.44B). IAPD ↗
$4.44B RAUM · 20 reps · 954-712-8888
65
CACTI ASSET MANAGEMENT, LLC — reported RAUM up 29% ($1.41B -> $1.82B). IAPD ↗
$1.82B RAUM · 1 reps · 404-229-4671 · cactipartners.com
65
POST OAK PRIVATE WEALTH ADVISORS — reported RAUM up 39% ($282.0M -> $390.9M). IAPD ↗
$390.9M RAUM · 7 reps · 281-580-2100 · postoakprivatewealth.com
65
CGN ADVISORS, LLC — reported RAUM up 27% ($1.26B -> $1.60B). IAPD ↗
$1.60B RAUM · 39 reps · 910-333-6659 · fairwindsadvice.com
65
TD PRIVATE CLIENT WEALTH LLC — reported RAUM up 28% ($6.45B -> $8.26B). IAPD ↗
$8.26B RAUM · 482 reps · 877-703-9896 · td.com
65
SHP WEALTH MANAGEMENT, LLC — reported RAUM up 28% ($1.50B -> $1.92B). IAPD ↗
$1.92B RAUM · 29 reps · 508-746-2400
65
MILESTONE ASSET MANAGEMENT GROUP, LLC — reported RAUM up 39% ($222.6M -> $309.0M). IAPD ↗
$309.0M RAUM · 3 reps · 860-259-4800
65
FACET — reported RAUM up 27% ($4.75B -> $6.04B). IAPD ↗
$6.04B RAUM · 55 reps · (443)376-6222
65
QUARRY HILL ADVISORS — reported RAUM up 35% ($292.4M -> $394.8M). IAPD ↗
$394.8M RAUM · 4 reps · 6124400318
65
SGROI WEALTH ADVISORY GROUP LLC — reported RAUM up 25% ($1.08B -> $1.36B). IAPD ↗
$1.36B RAUM · 14 reps · 716-674-6700 · sgroilawley.com
65
MILLENNIAL WEALTH — reported RAUM up 37% ($203.7M -> $278.7M). IAPD ↗
$278.7M RAUM · 3 reps · (206) 207-8426
65
CROWN WEALTH GROUP LLC — reported RAUM up 38% ($316.5M -> $437.5M). IAPD ↗
$437.5M RAUM · 8 reps · (704)360-3995 · crownwealthgroup.com
65
PCB CAPITAL LLC — reported RAUM up 51% ($122.5M -> $184.8M). IAPD ↗
$184.8M RAUM · 3 reps · (732) 634-3620 · pcbfinancial.com
65
PINVEST — reported RAUM up 37% ($276.0M -> $377.5M). IAPD ↗
$377.5M RAUM · 2 reps · 786 244-7346 786 458-8491 · pinvestcapital.com
64
UNITED WEALTH MANAGEMENT, LLC — reported RAUM up 31% ($311.1M -> $406.6M). IAPD ↗
$406.6M RAUM · 4 reps · 434-923-8112 · unitedwealthmanagement.com
64
MASON & ASSOCIATES, INC. — reported RAUM up 31% ($631.3M -> $828.7M). IAPD ↗
$828.7M RAUM · 8 reps · 323-254-3072 · masonlifeplanning.com
64
KEENER FINANCIAL PLANNING — reported RAUM up 32% ($362.8M -> $479.0M). IAPD ↗
$479.0M RAUM · 10 reps · 817-993-0401 · objectivefinancialplanning.com
64
FULCRUM WEALTH ADVISORS, LLC — reported RAUM up 48% ($140.1M -> $208.0M). IAPD ↗
$208.0M RAUM · 2 reps · 425-250-6280
64
DIVERGENT PLANNING — reported RAUM up 31% ($323.3M -> $423.1M). IAPD ↗
$423.1M RAUM · 4 reps · (240) 428-8911
64
VALUES ADDED FINANCIAL — reported RAUM up 34% ($234.2M -> $313.7M). IAPD ↗
$313.7M RAUM · 9 reps · 202-599-0915
64
SUCCESS WEALTH MANAGEMENT LLC — reported RAUM up 46% ($66.0M -> $96.6M). IAPD ↗
$96.6M RAUM · 13 reps · 724-934-8128 · successwealth.org
64
UTOPIA WEALTH MANAGEMENT, LLC — reported RAUM up 31% ($199.6M -> $261.4M). IAPD ↗
$261.4M RAUM · 1 reps · 754-264-4778 · utopiawealth.com
64
DAI ADVISORS — reported RAUM up 35% ($244.4M -> $329.6M). IAPD ↗
$329.6M RAUM · 1 reps · 510-709-7543 · daiadvisors.com
64
CANVAS WEALTH ADVISORS, LLC — reported RAUM up 30% ($713.0M -> $929.2M). IAPD ↗
$929.2M RAUM · 10 reps · 913-991-8471 · canvaswealthadvisors.com
64
ROSEMEYER MANAGEMENT GROUP — reported RAUM up 32% ($691.9M -> $914.0M). IAPD ↗
$914.0M RAUM · 9 reps · 608-348-2274 · rosemeyermg.com
64
WERNER FINANCIAL — reported RAUM up 48% ($102.7M -> $152.4M). IAPD ↗
$152.4M RAUM · 2 reps · 317-735-9202 · wernerfinancial.com
64
PEAK WEALTH MANAGEMENT — reported RAUM up 50% ($26.0M -> $39.0M). IAPD ↗
$39.0M RAUM · 1 reps · 518-441-2285 · peakwealthmgmt.com
64
PIEDMONT WEALTH ADVISORY — reported RAUM up 32% ($267.8M -> $353.7M). IAPD ↗
$353.7M RAUM · 3 reps · (571) 313-5125 · piedmontwealthadvisory.com
64
MAIN STREET INVESTMENT ADVISORS, LLC — reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$250.3M RAUM · 3 reps · 847-480-7055 · mainstinvest.com
64
QUANTUM CAPITAL INVESTMENTS, INC. — reports 26-50 financial-planning clients, up from 0. IAPD ↗
$144.0M RAUM · 1 reps · 708-267-0627 · quantumcapitalinvestments.com
64
LAKE ROAD ADVISORS, LLC — reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$98.8M RAUM · 2 reps · (607) 438-2914
64
XYPN INVEST — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$881.5M RAUM · 34 reps · (360) 301-7579 · onyxfn.com
64
TRUFP — reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$421.7M RAUM · 4 reps · 770-205-4394
64
BPM WEALTH ADVISORS, LLC — reports More than 500 financial-planning clients, up from 101-250. IAPD ↗
$268.3M RAUM · 3 reps · 415-421-5757 · bpm.com
64
SSB&T WEALTH MANAGEMENT, LLC — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
64
HIGHROAD WEALTH ADVISORS, LLC — reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$188.5M RAUM · 3 reps · 541-266-7623 · highroadwa.com
64
HEWELL FINANCIAL GROUP, INC. — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$320.7M RAUM · 1 reps · (530) 400-4851 · hewellfinancial.com
64
PROTOCOL WEALTH, LLC — reports 26-50 financial-planning clients, up from 0. IAPD ↗
$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
63
N.V.N.G. INVESTMENTS, INC. — reported RAUM up 27% ($260.5M -> $329.5M). IAPD ↗
$329.5M RAUM · 1 reps · 269-329-2422
63
BRIGHT FINANCIAL ADVISORS, INC. — reported RAUM up 27% ($570.1M -> $725.5M). IAPD ↗
$725.5M RAUM · 2 reps · 269-373-2700 · brightfinancialadvisors.com
63
LEVEL FINANCIAL ADVISORS, INC. — reported RAUM up 27% ($684.2M -> $868.4M). IAPD ↗
$868.4M RAUM · 9 reps · 716-634-6113
63
KANE COMPANY WEALTH MANAGEMENT, INC. — reported RAUM up 29% ($220.0M -> $284.7M). IAPD ↗
$284.7M RAUM · 4 reps · 515-270-2727 · kanecompanypc.com
63
THE MUSTICO FINANCIAL GROUP, INC. — reported RAUM up 26% ($252.0M -> $316.5M). IAPD ↗
$316.5M RAUM · 4 reps · 607-733-7935 · musticofinancial.com
63
FINLEY FINANCIAL, LLC — reported RAUM up 28% ($202.3M -> $259.8M). IAPD ↗
$259.8M RAUM · 1 reps · 503-474-3535 · finleyfinancial.com
63
CENTENNIAL WEALTH ADVISORY, LLC — reported RAUM up 28% ($311.1M -> $397.1M). IAPD ↗
$397.1M RAUM · 10 reps · 231-995-9575 · cen-wealth.com
63
KEY GROUP MANAGEMENT, INC. — reported RAUM up 29% ($235.0M -> $303.8M). IAPD ↗
$303.8M RAUM · 5 reps · 480-477-5252 · keygroupwealth.com
63
MONTEREY WEALTH — reported RAUM up 26% ($237.8M -> $300.1M). IAPD ↗
$300.1M RAUM · 3 reps · 404-201-2284 · montereywealth.com
63
ALDEMAR RESEARCH CORPORATION — reported RAUM up 41% ($63.3M -> $89.5M). IAPD ↗
$89.5M RAUM · 3 reps · 315-382-4843
63
CYR FINANCIAL INC. — reported RAUM up 41% ($127.7M -> $180.5M). IAPD ↗
$180.5M RAUM · 5 reps · (815) 925-7501
63
BDFS CAPITAL LLC — reported RAUM up 27% ($325.2M -> $411.3M). IAPD ↗
$411.3M RAUM · 9 reps · 302-265-2236 · blackdiamondfs.com
63
WALL STREET FINANCIAL GROUP, INC. — reported RAUM up 41% ($133.1M -> $187.7M). IAPD ↗
$187.7M RAUM · 3 reps · 800-303-9255
63
FAIRLEAD STRATEGIES — reported RAUM up 26% ($215.4M -> $271.6M). IAPD ↗
$271.6M RAUM · 4 reps · 203-872-6500
63
TRUFP — reported RAUM up 26% ($334.1M -> $421.7M). IAPD ↗
$421.7M RAUM · 4 reps · 770-205-4394
63
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES — reported RAUM up 25% ($566.7M -> $711.0M). IAPD ↗
$711.0M RAUM · 10 reps · 952-937-9423
63
SHEPHERD WEALTH MANAGEMENT — reported RAUM up 43% ($113.6M -> $162.1M). IAPD ↗
$162.1M RAUM · 4 reps · (513) 630-2664
63
CALCULATED WEALTH — reported RAUM up 41% ($142.3M -> $200.8M). IAPD ↗
$200.8M RAUM · 4 reps · 608-400-4072 · calcwealth.com
63
COMMONWEALTH FINANCIAL SERVICES — reported RAUM up 28% ($774.8M -> $994.7M). IAPD ↗
$994.7M RAUM · 13 reps · 304-422-3531 · cfswv.com
63
ASEMPA WEALTH ADVISORS — reported RAUM up 26% ($203.2M -> $256.5M). IAPD ↗
$256.5M RAUM · 2 reps · (225) 529-9329
63
GRP RETIREMENT PLANNING — reported RAUM up 41% ($109.9M -> $155.3M). IAPD ↗
$155.3M RAUM · 5 reps · (207) 622-4494 · grplans.com
63
CLOVER LEAF FINANCIAL LLC — reported RAUM up 42% ($54.0M -> $76.8M). IAPD ↗
$76.8M RAUM · 2 reps · 585-899-3940 · cloverleafteam.com
63
RBC CAPITAL MARKETS, LLC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
63
INVESTMENT MANAGEMENT GROUP — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$5.24B RAUM · 23 reps · 406-655-3960
63
FLAGSHIP HARBOR ADVISORS, LLC — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$3.42B RAUM · 57 reps · (857) 350-4229 · flagshipharborsouthshore.com
62
WAVERLEY WEALTH MANAGEMENT LLC — reported RAUM up 37% ($147.1M -> $201.2M). IAPD ↗
$201.2M RAUM · 2 reps · 650-559-9700
62
VISION FINANCIAL MANAGEMENT, LLC — reported RAUM up 38% ($120.0M -> $165.7M). IAPD ↗
$165.7M RAUM · 2 reps · 330-929-9900
62
BEACON CAPITAL, LLC — reported RAUM up 36% ($176.2M -> $239.1M). IAPD ↗
$239.1M RAUM · 5 reps · 319-389-4371
62
CMG FINANCIAL CONSULTING — reported RAUM up 36% ($109.8M -> $149.6M). IAPD ↗
$149.6M RAUM · 2 reps · (877) 695-8004
62
HOFF PRIVATE WEALTH — reported RAUM up 38% ($129.1M -> $177.5M). IAPD ↗
$177.5M RAUM · 3 reps · 715-841-0405 · hoffwealth.com
62
HEGARTY ADVISORS, LLC — reported RAUM up 37% ($125.3M -> $171.1M). IAPD ↗
$171.1M RAUM · 2 reps · 516-280-2323 · hegartyadvisors.com
62
HEISTEN WRENN PRIVATE WEALTH, LLC — reported RAUM up 37% ($168.7M -> $231.8M). IAPD ↗
$231.8M RAUM · 2 reps · 907-222-6270 · heistenfinancial.com
62
LIBERTY ONE WEALTH ADVISORS — reported RAUM up 38% ($129.5M -> $178.4M). IAPD ↗
$178.4M RAUM · 5 reps · 215-776-4918 · libertyonewealth.com
62
PATHWAY PARTNERS WEALTH ADVISORS, LLC — reported RAUM up 36% ($58.0M -> $78.9M). IAPD ↗
$78.9M RAUM · 6 reps · 716-929-6010
62
BELMONT PRIVATE WEALTH — reported RAUM up 37% ($140.1M -> $192.1M). IAPD ↗
$192.1M RAUM · 3 reps · 314-566-9887 · belmontpw.com
61
FORTUNE FINANCIAL GROUP, INC. — reported RAUM up 32% ($107.0M -> $141.0M). IAPD ↗
$141.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
61
DEL-SETTE CAPITAL MANAGEMENT, LLC — reported RAUM up 32% ($145.8M -> $192.5M). IAPD ↗
$192.5M RAUM · 5 reps · 518-793-3851
61
FAIRSCALE CAPITAL, LLC — reported RAUM up 31% ($159.1M -> $207.8M). IAPD ↗
$207.8M RAUM · 3 reps · 603-318-7337
61
INVARIANT INVESTMENT MANAGEMENT — reported RAUM up 34% ($135.9M -> $182.7M). IAPD ↗
$182.7M RAUM · 6 reps · (717) 317-9006 · invariantinvestments.com
61
MODERN DOLLAR PLANNING, LLC — reported RAUM up 30% ($122.0M -> $159.1M). IAPD ↗
$159.1M RAUM · 1 reps · 314-827-5852 · modern-dollar.com
61
AFFINITY WEALTH LLC — reported RAUM up 30% ($167.0M -> $217.5M). IAPD ↗
$217.5M RAUM · 2 reps · (330) 526-8412 · tagplanning.com
61
GREENWAY WEALTH ADVISORS, LLC — reported RAUM up 32% ($139.8M -> $184.5M). IAPD ↗
$184.5M RAUM · 4 reps · 704-981-1228 · greenwaywealth.com
61
BENCHMARK FINANCIAL, LLC — reported RAUM up 31% ($100.3M -> $131.6M). IAPD ↗
$131.6M RAUM · 3 reps · 302-635-9760
61
GUNDER WEALTH MANAGEMENT, LLC — reported RAUM up 30% ($106.7M -> $139.0M). IAPD ↗
$139.0M RAUM · 2 reps · 248-686-0820
61
LEVEL WEALTH MANAGEMENT LLC — reported RAUM up 30% ($181.7M -> $236.5M). IAPD ↗
$236.5M RAUM · 2 reps · 336-355-1432
61
PERSONALIZED FINANCIAL SOLUTIONS LLC — reported RAUM up 30% ($109.4M -> $142.6M). IAPD ↗
$142.6M RAUM · 2 reps · 727-754-4401 · pfsinvest.com
61
PECONIC ASSET PLANNING — reported RAUM up 35% ($47.9M -> $64.6M). IAPD ↗
$64.6M RAUM · 1 reps · (631) 369-8877 · peconicassetplanning.com
61
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) — reported RAUM up 33% ($168.8M -> $224.4M). IAPD ↗
$224.4M RAUM · 4 reps · (310) 795-0622
61
COASTAL WEALTH MANAGEMENT — reported RAUM up 32% ($34.2M -> $45.1M). IAPD ↗
$45.1M RAUM · 2 reps · 917-558-2468 · coastalprivatewealthmgmt.com
61
CURTIS CAPITAL ADVISORS — reported RAUM up 32% ($125.5M -> $165.5M). IAPD ↗
$165.5M RAUM · 2 reps · 913-344-5443 · curtisca.com
61
THE KIECKHEFER GROUP — reported RAUM up 30% ($184.6M -> $240.8M). IAPD ↗
$240.8M RAUM · 2 reps · 4147043826 · kieckhefergroup.com
61
META WEALTH ADVISORY — reported RAUM up 32% ($130.5M -> $172.1M). IAPD ↗
$172.1M RAUM · 1 reps · (410) 683-9263
61
BRIGHT FINANCIAL ADVISORS, INC. — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$725.5M RAUM · 2 reps · 269-373-2700 · brightfinancialadvisors.com
61
ESSEX LLC — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$649.3M RAUM · 7 reps · 847-777-7800
61
SK WEALTH MANAGEMENT, LLC — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$639.0M RAUM · 4 reps · 401-331-1575 · skwealth.com
61
UHLMANN INVESTMENT MANAGEMENT, L.L.C. — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$273.2M RAUM · 9 reps · 312-264-4400 · upsecurities.com
61
ANCHOR CAPITAL MANAGEMENT, LLC — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$61.2M RAUM · 3 reps · 607.272.0004 · anchorithaca.com
61
HORIZONS WEALTH MANAGEMENT — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$258.2M RAUM · 3 reps · 828-337-9395
61
ETF PORTFOLIO PARTNERS, INC. — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$431.1M RAUM · 4 reps · 913-851-1100 · etfpp.com
61
JMH WEALTH MANAGEMENT, LLC — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$124.1M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
61
LEWIS ASSET MANAGEMENT — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$387.1M RAUM · 5 reps · 925-284-4033 · lewisam.com
61
KEENER FINANCIAL PLANNING — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$479.0M RAUM · 10 reps · 817-993-0401 · objectivefinancialplanning.com
61
ESSEX PRIVATE WEALTH MANAGEMENT LLC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$330.5M RAUM · 5 reps · (978) 887-5981 · huntwicke.com
61
HAPANOWICZ FINANCIAL — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$622.3M RAUM · 7 reps · 412-261-5966
61
LIFE STRATEGIES, INC. — reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$121.2M RAUM · 1 reps · 916-541-3846 · lifestrategies.advisorwebsite.com
61
ZURAW FINANCIAL ADVISORS, LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$504.4M RAUM · 1 reps · 336. 290 7062 EXT 101
61
EMERGENT WEALTH ADVISORS, LLC — reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$249.1M RAUM · 3 reps · 716-828-8390 · emergentwa.com
61
BDFS CAPITAL LLC — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$411.3M RAUM · 9 reps · 302-265-2236 · blackdiamondfs.com
61
BONDURANT INVESTMENT ADVISORY, LLC — reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$111.1M RAUM · 2 reps · 847-602-6404 · sbondinvest.com
61
ABLE WEALTH MANAGEMENT LLC — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$579.5M RAUM · 6 reps · 212-634-7842
61
UTOPIA WEALTH MANAGEMENT, LLC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$261.4M RAUM · 1 reps · 754-264-4778 · utopiawealth.com
61
IAM ADVISORY LLC — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$699.4M RAUM · 8 reps · 610-258-3269 · iamadvisoryllc.com
61
HERON BAY CAPITAL MANAGEMENT — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$643.8M RAUM · 5 reps · 248-970-0900
61
CHOKSHI & QUEEN WEALTH ADVISORS — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$263.3M RAUM · 2 reps · 858-550-0030 · financialplanningsd.com
61
CROSSGRAIN FAMILY INVESTMENTS, LLC — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$177.6M RAUM · 2 reps · 804-217-2561
61
INTENTIONAL — reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$175.8M RAUM · 3 reps · 1-866-752-6410 · primewm.com
61
GENERATIONAL PRIVATE WEALTH — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
61
WATERSTONE FINANCIAL ADVISORY LLC — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$262.5M RAUM · 3 reps · 239-288-0977
61
EHRLICH FINANCIAL GROUP — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$250.1M RAUM · 4 reps · 949-342-8852 · ehrlichfg.com
61
MOKAN WEALTH MANAGEMENT — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$250.3M RAUM · 3 reps · 913-257-3991 · mokanwealth.com
61
WYZE WEALTH ADVISORS, LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$264.5M RAUM · 3 reps · 724-747-6451 · wyzewealthadvisors.com
61
PIEDMONT WEALTH ADVISORY — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$353.7M RAUM · 3 reps · (571) 313-5125 · piedmontwealthadvisory.com
61
MOLDENHAUER & ASSOCIATES — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$764.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
61
FIVE CORNERS FINANCIAL SERVICES — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$292.0M RAUM · 2 reps · 508-297-2033 · 5cornersfinancial.com
60
3RD CREEK INVESTMENTS — reported RAUM up 26% ($162.5M -> $204.9M). IAPD ↗
$204.9M RAUM · 4 reps · 775-832-9222 · 3rdcreek.com
60
CONWAY FINANCIAL GROUP, LLC — reported RAUM up 29% ($138.2M -> $177.7M). IAPD ↗
$177.7M RAUM · 2 reps · (314) 579-9157 · conwayfinancialgroup.com
60
BULWARK CAPITAL CORPORATION — reported RAUM up 26% ($117.1M -> $147.8M). IAPD ↗
$147.8M RAUM · 2 reps · 703-740-6870
60
WHITE OAK FINANCIAL MANAGEMENT, INC — reported RAUM up 27% ($112.7M -> $143.5M). IAPD ↗
$143.5M RAUM · 3 reps · 828-274-7844
60
PEAK AMERICAN INVESTMENT ADVISORS, INC. — reported RAUM up 26% ($100.4M -> $126.3M). IAPD ↗
$126.3M RAUM · 12 reps · 972-212-9292 · peakamericanfinancial.com
60
DES MOINES INVESTMENTS, LLC — reported RAUM up 29% ($190.0M -> $246.0M). IAPD ↗
$246.0M RAUM · 3 reps · 515-777-1149 · investdsmi.com
60
HINCHLEY ADVISORY GROUP, LLC — reported RAUM up 25% ($154.2M -> $193.1M). IAPD ↗
$193.1M RAUM · 1 reps · 303-284-8081 · hinchleyandco.com
60
KASSIRA WEALTH MANAGEMENT, LLC — reported RAUM up 26% ($107.5M -> $135.9M). IAPD ↗
$135.9M RAUM · 2 reps · 703-569-8363 · kassira.com
60
OPULEN FINANCIAL GROUP, LLC — reported RAUM up 27% ($135.3M -> $171.8M). IAPD ↗
$171.8M RAUM · 1 reps · 571-299-2053
60
LAKE ROAD ADVISORS, LLC — reported RAUM up 26% ($78.1M -> $98.8M). IAPD ↗
$98.8M RAUM · 2 reps · (607) 438-2914
60
TRAILHEAD PLANNERS, LLC — reported RAUM up 26% ($149.4M -> $188.4M). IAPD ↗
$188.4M RAUM · 3 reps · 503-773-9682 · trailheadplanners.com
60
DERIVE WEALTH — reported RAUM up 25% ($112.6M -> $141.3M). IAPD ↗
$141.3M RAUM · 1 reps · 626-800-3864
60
BOERUM HILL FINANCIAL ADVISORS LLC — reported RAUM up 25% ($37.0M -> $46.4M). IAPD ↗
$46.4M RAUM · 1 reps · (516) 695-1610
60
SILVER ADVISORS, LLC — reported RAUM up 28% ($56.1M -> $71.9M). IAPD ↗
$71.9M RAUM · 1 reps · (646) 531-5313
60
OPTIMA CAPITAL MANAGEMENT — reported RAUM up 29% ($116.5M -> $150.3M). IAPD ↗
$150.3M RAUM · 4 reps · 480-757-9052
60
CLARUS GROUP LLC — reported RAUM up 25% ($126.2M -> $158.0M). IAPD ↗
$158.0M RAUM · 2 reps · (732) 325-0456 · clarusfinancial.com
60
BLVD PRIVATE WEALTH, LLC — reported RAUM up 26% ($174.5M -> $220.4M). IAPD ↗
$220.4M RAUM · 3 reps · (502) 805-5820
60
FRONT PORCH FINANCIAL ADVISORY — reported RAUM up 26% ($143.7M -> $181.3M). IAPD ↗
$181.3M RAUM · 1 reps · 704-803-5585 · frontporchfa.com
60
MYRA WEALTH — reported RAUM up 26% ($51.4M -> $65.0M). IAPD ↗
$65.0M RAUM · 1 reps · 805-380-6972 · myrawealth.com
60
FLAX POND CAPITAL, LLC — reported RAUM up 29% ($172.8M -> $222.3M). IAPD ↗
$222.3M RAUM · 1 reps · 508-548-2218 · flaxpondcapital.com
60
SLO MONEY MANAGERS — reported RAUM up 25% ($131.6M -> $164.7M). IAPD ↗
$164.7M RAUM · 2 reps · (805) 460-7232 · slomoneymanagers.com
60
AGMAN CAPITAL — reported RAUM up 29% ($108.5M -> $140.2M). IAPD ↗
$140.2M RAUM · 3 reps · (574) 607-7329
60
ASA ASSET MANAGEMENT LLC — reported RAUM up 28% ($32.5M -> $41.7M). IAPD ↗
$41.7M RAUM · 8 reps · 646-727-4151
58
FUSCO FINANCIAL SERVICES INC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$159.3M RAUM · 2 reps · 954-524-0900 · fusco-finl.com
58
TURLOFF FINANCIAL CONSULTING INC. — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$160.0M RAUM · 1 reps · 206 842-1422 · turloff.com
58
COMPREHENSIVE MONEY MANAGEMENT SERVICES LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$200.3M RAUM · 1 reps · 786-261-6100 · comprehensivemoney.com
58
TEPLITZ FINANCIAL GROUP LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$131.7M RAUM · 1 reps · 732-591-0909 · teplitzfinancial.com
58
FRISCO FINANCIAL PLANNING — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$131.1M RAUM · 1 reps · 469-248-6237 · friscofinancialplanning.com
58
ALPHA WEALTH STRATEGIES, LLC — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$219.9M RAUM · 2 reps · 281-758-5252 · alphawealthstrategies.com
58
FREESTATE ADVISORS LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$181.8M RAUM · 9 reps · 913-890-2065 · freestateadvisors.com
58
ANKERSTAR WEALTH, LLC — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$148.5M RAUM · 6 reps · 512-614-0085
58
PACIFIC EXCEL WEALTH ADVISORS, INC. — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$110.8M RAUM · 1 reps · (925) 464-7445
58
CYR FINANCIAL INC. — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$180.5M RAUM · 5 reps · (815) 925-7501
58
LAYLINE ADVISORS — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$131.3M RAUM · 3 reps · (585)210-8222 · laylineadvisors.com
58
SUCCESS WEALTH MANAGEMENT LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$96.6M RAUM · 13 reps · 724-934-8128 · successwealth.org
58
EAGLE WEALTH ADVISORS — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$164.1M RAUM · 3 reps · 860-462-0796 · eaglewealthadvisor.com
58
PERSONALIZED FINANCIAL SOLUTIONS LLC — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$142.6M RAUM · 2 reps · 727-754-4401 · pfsinvest.com
58
GREAT RIVER FINANCIAL — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$201.9M RAUM · 2 reps · 763-231-7581
58
WERNER FINANCIAL — reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$152.4M RAUM · 2 reps · 317-735-9202 · wernerfinancial.com
58
SOUNDPATH RETIREMENT STRATEGIES, LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$134.5M RAUM · 4 reps · (425) 365-0204 · soundpathretirement.com
58
LIBERTY ONE WEALTH ADVISORS — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$178.4M RAUM · 5 reps · 215-776-4918 · libertyonewealth.com
58
CHILDFREE WEALTH — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$20.7M RAUM · 4 reps · 662-222-1227
58
CALCULATED WEALTH — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$200.8M RAUM · 4 reps · 608-400-4072 · calcwealth.com
58
PATHWAY PARTNERS WEALTH ADVISORS, LLC — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$78.9M RAUM · 6 reps · 716-929-6010
58
ZERO DAY CAPITAL ENTERPRISES LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$30.7M RAUM · 15 reps · 702 271 3265 · zerodaycapital.com
58
BXM WEALTH LLC — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$231.3M RAUM · 4 reps · 303-704-2592 · bxmwealth.com
58
GRP RETIREMENT PLANNING — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$155.3M RAUM · 5 reps · (207) 622-4494 · grplans.com
58
PENSERRA WEALTH MANAGEMENT — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$2.5M RAUM · 1 reps · 4157179276 · penserrawealth.com
58
MADRID WEALTH MANAGEMENT — reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$212.1M RAUM · 4 reps · 505-633-5332 · madridwm.com
58
RIVER CRESCENT ADVISORS, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$136.8M RAUM · 2 reps · (757) 651-9305 · rivercrescentadvisors.com
58
PROVIDENCE LEGACY ADVISORS LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$174.8M RAUM · 1 reps · 484 302 8343
58
ALTURA WEALTH ADVISORS — reports 1-10 financial-planning clients, up from 0. IAPD ↗
$234.9M RAUM · 3 reps · (757) 834-7606 · alturawealth.com
88
HUNTERS MOON CAPITAL (US) LP — (location n/a) is newly SEC-registered with $808.3M RAUM and 2 advisory reps. IAPD ↗institutional
$808.3M RAUM · 2 reps · 860-965-2735 · huntersmooncapital.com
85
FTV CAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered with $11.86B RAUM and 66 advisory reps. IAPD ↗fund
$11.86B RAUM · 66 reps · 415-229-3000
85
EIGHT PARTNERS VC, LLC — (AUSTIN, TX) is newly SEC-registered with $10.79B RAUM and 27 advisory reps. IAPD ↗fund
$10.79B RAUM · 27 reps · 512-370-2276 · 8vc.com
85
SILVER ROCK CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $6.83B RAUM and 7 advisory reps. IAPD ↗fund
$6.83B RAUM · 7 reps · 212-207-3068 · sr-capitalpartners.com
85
POP VENTURE ADVISERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 312-636-0085
85
PAN CAPITAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered with $3.08B RAUM and 30 advisory reps. IAPD ↗fund
$3.08B RAUM · 30 reps · 281-904-5234 · pancapmgmt.com
85
EXCORDE CAPITAL LLC — (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗institutional
$0 RAUM · 19 reps · 6106202440 · excordecapital.com
85
SERONE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 1-646-781-7394 · serone.com
85
ALKA PARTNERS, LLC — (FARMERS BRANCH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 650-704-9297
85
BROOKWOOD ADVISORS, LLC — (BEVERLY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 978-720-7500
85
TILLMAN INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 212-706-1677
85
INLAND ADVISORY SERVICES, LLC — (OAK BROOK, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 630-218-8000
85
FRANKLIN TEMPLETON PRIVATE MARKETS ADVISER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (800) 822-5544
85
ROBINHOOD VENTURES — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · (650) 389-9581
85
NAYANA INVESTMENT MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 347-675-4780
85
XETFS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 347-647-0193
85
ITC ADVISORY SERVICES, LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · (818) 629-2636
85
SSC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · +1646-856-1417
85
HARK CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $1.05B RAUM and 9 advisory reps. IAPD ↗fund
$1.05B RAUM · 9 reps · 332-332-3220 · harkcap.com
85
ORANGE AVENUE ADVISORS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 407-280-5857
85
DAWSON PARTNERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 58 advisory reps. IAPD ↗institutional
$0 RAUM · 58 reps · 416-668-3395
85
ULTRA CAPITAL MANAGEMENT LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 415-349-3488 · ultracm.com
85
CONSTITUTION CAPITAL HORIZON ADVISOR, LP — (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps. IAPD ↗institutional
$0 RAUM · 25 reps · 978-749-9600
85
MOORSTONE, L.P. — (NEW YORK, NY) is newly SEC-registered with $2.18B RAUM and 4 advisory reps. IAPD ↗fund
$2.18B RAUM · 4 reps · 646-602-4800
85
GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-739-0700 · guggenheiminvestments.com
85
I/O STRATEGIES LLC — (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 720-601-0408
85
SNOWBALL ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (212) 337-5215 · snowballetf.com
85
DOXARA CAPITAL LP — (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 561-589-3350
85
COVE VIEW INVESTMENT PARTNERS, LLC — (OLD GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 516-456-4468 · coveviewinvestmentpartners.com
85
PC3 PARTNERS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 305-686-5900 · pc3partners.com
85
RIVERWEST INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 212-292-7867 · riverwestnyc.com
85
GENSEN ASSET MANAGEMENT INC. — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (250) 873-2166 · gensenasset.com
85
VERDARA PPP LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 813-395-9515 · verdara.org
85
FATHOM POINT CAPITAL LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 415-636-5500 · fathompointcapital.com
85
LOON LAKE CAPITAL MANAGEMENT LP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 781-883-6324 · loonlakecapital.com
85
QUANT ALPHA DECISIONS LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 914.391.4080
85
CHRONOMETER PARTNERS LP — (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 646.812.8830 · chrono-partners.com
85
SIRENIA CAPITAL MANAGEMENT LP — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 845-239-2521
83
OAKUM BAY CAPITAL, LLC — (location n/a) is newly SEC-registered with $372.0M RAUM and 1 advisory reps. IAPD ↗fund
$372.0M RAUM · 1 reps · 475-477-3301 · oakumbaycapital.com
83
ALPHA PARTNERS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $404.7M RAUM and 10 advisory reps. IAPD ↗fund
$404.7M RAUM · 10 reps · 212-381-4411 · alphapartners.com
83
BGV VC MANAGEMENT LLC — (MENLO PARK, CA) is newly SEC-registered with $408.9M RAUM and 5 advisory reps. IAPD ↗fund
$408.9M RAUM · 5 reps · 650-324-3680 · benhamouglobalventures.com
83
THE AMBRUS GROUP LLC — (TAMPA, FL) is newly SEC-registered with $430.6M RAUM and 3 advisory reps. IAPD ↗fund
$430.6M RAUM · 3 reps · 917-270-6563 · ambrusgroup.com
83
AUGMENT ADVISORS, LLC — (AUSTIN, TX) is newly SEC-registered with $342.6M RAUM and 1 advisory reps. IAPD ↗fund
$342.6M RAUM · 1 reps · 757-298-9839 · augment.market
83
EFM INVESTMENTS & ADVISORY LLC — (PORTLAND, OR) is newly SEC-registered with $653.2M RAUM and 5 advisory reps. IAPD ↗fund
$653.2M RAUM · 5 reps · 503-467-0829 · efmi.com
80
CENTRALIS CAPITAL LLC — (PRAIRIE VILLAGE, KS) is newly SEC-registered with $60.3M RAUM and 1 advisory reps. IAPD ↗fund
$60.3M RAUM · 1 reps · (212) 882-1095 · centraliscap.com
80
WACONA CAPITAL, LLC — (CHARLOTTESVILLE, VA) is newly SEC-registered with $194.1M RAUM and 4 advisory reps. IAPD ↗fund
$194.1M RAUM · 4 reps · 434-922-0726 · waconacapital.com
80
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $206.0M RAUM and 117 advisory reps. IAPD ↗fund
$206.0M RAUM · 117 reps · (203) 542-4200
80
HAVEN CAPITAL ADVISORS, LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $5.4M RAUM and 1 advisory reps. IAPD ↗fund
$5.4M RAUM · 1 reps · 704-926-2018
80
AGILITY EQUITY PARTNERS — (PITTSBURGH, PA) is newly SEC-registered with $173.1M RAUM and 6 advisory reps. IAPD ↗fund
$173.1M RAUM · 6 reps · 7249842009 · agilityep.com
80
RAIL SPLITTER CAPITAL ADVISERS, LLC — (CHICAGO, IL) is newly SEC-registered with $72.1M RAUM and 3 advisory reps. IAPD ↗fund
$72.1M RAUM · 3 reps · 312.858.1670 · rsplitter.com
80
ARGO MANAGEMENT AND RESEARCH COMPANY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 646-771-2935
80
TYPHON ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $10.0M RAUM and 1 advisory reps. IAPD ↗fund
$10.0M RAUM · 1 reps · 312-836-1180 · typhoncap.com
80
JONES HILL CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
$0 RAUM · 4 reps · (212) 328-9320 · joneshillcapital.com
80
TRADITIONAL DIGITAL — (location n/a) is newly SEC-registered with $108.2M RAUM and 1 advisory reps. IAPD ↗fund
$108.2M RAUM · 1 reps · 770-286-9717 · traditional.digital
80
IDYLLIC PARTNERS MANAGER, LP — (SLEEPY HOLLOW, NY) is newly SEC-registered with $85.0M RAUM and 1 advisory reps. IAPD ↗fund
$85.0M RAUM · 1 reps · 9146311219 · idyllicpartners.com
70
GUINNESS GLOBAL INVESTORS — (LONDON, United Kingdom) is newly SEC-registered with $11.43B RAUM and 35 advisory reps. IAPD ↗foreign
$11.43B RAUM · 35 reps · +44 20 7222 5703 · guinnessgi.com
70
INFRARED CAPITAL PARTNERS LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $14.30B RAUM and 53 advisory reps. IAPD ↗foreign
$14.30B RAUM · 53 reps · 44 0 20 7484 1800
70
SPARX ASSET MANAGEMENT KOREA CO., LTD. — (SEOUL, Korea, South) is newly SEC-registered with $1.09B RAUM and 8 advisory reps. IAPD ↗foreign
$1.09B RAUM · 8 reps · 82-2-570-1600 · sparxkorea.com
68
BRIGHTSIDE CAPITAL PARTNERS LLC — grew from 2 to 12 advisory reps. IAPD ↗institutional
$471.5M RAUM · 12 reps · 410-245-1689
68
ENTREPRENEUR FIRST INVESTMENT MANAGER LLP — (LONDON, United Kingdom) is newly SEC-registered with $750.7M RAUM and 3 advisory reps. IAPD ↗foreign
$750.7M RAUM · 3 reps · +44 (0)7800905250 · joinef.com
68
VENREX INVESTMENT MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $541.0M RAUM and 6 advisory reps. IAPD ↗foreign
$541.0M RAUM · 6 reps · 0203 649 8130
67
NLG CAPITAL, INC. — grew from 41 to 48 advisory reps. IAPD ↗institutional
$45.31B RAUM · 48 reps · 802-229-3773
65
INNOCAP INVESTMENT ADVISERS, LLC. — reported RAUM up 129% ($1.18B -> $2.71B). IAPD ↗institutional
$2.71B RAUM · 4 reps · 646-289-5726 · innocap.com
65
LIBERTY ATLANTIC ADVISORS — (FLORENCE, Italy) is newly SEC-registered with $185.8M RAUM and 4 advisory reps. IAPD ↗foreign
$185.8M RAUM · 4 reps · (720) 655-7510
65
HARWOOD PRIVATE EQUITY LLP — (LONDON, United Kingdom) is newly SEC-registered with $52.9M RAUM and 5 advisory reps. IAPD ↗foreign
$52.9M RAUM · 5 reps · 00442076403200 · harwoodpe.co.uk
65
PAMALICAN ASSET MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗foreign
$0 RAUM · 6 reps · +852 34282873
65
AMALIA PARTNER AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 41445379595 · amaliapartner.ch
65
HEXIS CAPITAL MANAGEMENT — (SEVENOAKS, KENT, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 44-7717-878-098 · hexis.capital
65
DELTA CAPITAL — (SANTANA DE PARNAÍBA, SÃO PAULO, Brazil) is newly SEC-registered with $1.9M RAUM and 2 advisory reps. IAPD ↗foreign
$1.9M RAUM · 2 reps · 11-5562-7373 · deltacapitalpro.com
63
VENERABLE INVESTMENT ADVISERS, LLC — reported RAUM up 66% ($9.80B -> $16.27B). IAPD ↗institutional
$16.27B RAUM · 3 reps · 610-249-2916
63
GRANITESHARES ADVISORS LLC — grew from 3 to 6 advisory reps. IAPD ↗institutional
$9.19B RAUM · 6 reps · 646-876-5096
63
PLUM ISLAND PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$300.0M RAUM · 3 reps · 212-600-9200
63
AKKADIAN CEF MANAGER, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$417.3M RAUM · 6 reps · 707-653-6892 · akkadian.vc
63
BRIGHTSIDE CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$471.5M RAUM · 12 reps · 410-245-1689
62
TUTTLE CAPITAL MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗institutional
$3.91B RAUM · 9 reps · 888-723-2821 · tuttlecap.com
62
FOREST CAPITAL MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗institutional
$3.75B RAUM · 8 reps · 312-809-6010
62
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. — grew from 3 to 5 advisory reps. IAPD ↗institutional
$1.47B RAUM · 5 reps · 646-590-3774
60
PROCURE ETFS — reported RAUM up 281% ($49.7M -> $189.3M). IAPD ↗institutional
$189.3M RAUM · 1 reps · 215-486-7242 · procuream.com
60
PLUM ISLAND PARTNERS LLC — grew from 1 to 3 advisory reps. IAPD ↗institutional
$300.0M RAUM · 3 reps · 212-600-9200
60
PARADOXIOM CAPITAL — 's provisional registration is now fully approved. IAPD ↗institutional
$125.0M RAUM · 3 reps · 267-975-4728
60
AVANTYR CAPITAL PARTNERS, LP — 's provisional registration is now fully approved. IAPD ↗fund
$2.98B RAUM · 11 reps · 212-970-5700 · avantyrcapital.com
60
LINEAGE POINT CAPITAL LP — 's provisional registration is now fully approved. IAPD ↗institutional
$190.3M RAUM · 2 reps · 561-956-6530 · lineagepointcapital.com
60
VEGA CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$100,000 RAUM · 2 reps · (480) 861-1282 · vegacappartners.com
59
FOCUS 401 (K) GROUP, LLC — reported RAUM up 70% ($99.8M -> $169.9M). IAPD ↗institutional
$169.9M RAUM · 2 reps · 214-373-4113 · focus401kgroup.com
58
DERBY COPELAND CAPITAL — reported RAUM up 183% ($141.3M -> $400.5M). IAPD ↗fund
$400.5M RAUM · 16 reps · 646-860-9520
58
O'CONNOR ALTERNATIVE INVESTMENTS, LLC — grew from 1 to 4 advisory reps. IAPD ↗fund
$10.27B RAUM · 4 reps · 212-915-1722
58
GARDEN INVESTMENTS — 's provisional registration is now fully approved. IAPD ↗fund
$463.1M RAUM · 6 reps · (203) 242-8370
58
TOURMALET ADVISORS, LP — 's provisional registration is now fully approved. IAPD ↗fund
$267.9M RAUM · 2 reps · 203-256-0114
58
COVARA CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$402.0M RAUM · 4 reps · 212-970-6690
58
DEFILADE CAPITAL MANAGEMENT, L.P. — 's provisional registration is now fully approved. IAPD ↗fund
$644.1M RAUM · 5 reps · 415 849 9478 · defcap.com
57
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — grew from 6 to 8 advisory reps. IAPD ↗fund
$4.87B RAUM · 8 reps · 19148286521 · swissre.com
56
RYAN ALM ADVISERS, LLC — reported RAUM up 33% ($2.07B -> $2.75B). IAPD ↗institutional
$2.75B RAUM · 4 reps · 561-656-2014 · ryanalm.com
56
GRANITESHARES ADVISORS LLC — reported RAUM up 31% ($7.02B -> $9.19B). IAPD ↗institutional
$9.19B RAUM · 6 reps · 646-876-5096
55
INVESCO CAPITAL MANAGEMENT LLC — reported RAUM up 26% ($740.53B -> $934.63B). IAPD ↗institutional
$934.63B RAUM · 38 reps · 800-983-0903
55
TUTTLE CAPITAL MANAGEMENT, LLC — reported RAUM up 26% ($3.11B -> $3.91B). IAPD ↗institutional
$3.91B RAUM · 9 reps · 888-723-2821 · tuttlecap.com
55
FOREST CAPITAL MANAGEMENT, LLC — reported RAUM up 28% ($2.92B -> $3.75B). IAPD ↗institutional
$3.75B RAUM · 8 reps · 312-809-6010
55
PENCE CAPITAL MANAGEMENT, LLC — reported RAUM up 26% ($1.36B -> $1.72B). IAPD ↗institutional
$1.72B RAUM · 12 reps · 949-660-8777
55
SECONDMARKET FINANCIAL, LLC — reported RAUM up 370% ($29.9M -> $140.6M). IAPD ↗fund
$140.6M RAUM · 3 reps · 646-968-7000 · secondmarket.com
55
RBC PRIVATE COUNSEL (USA) INC. — grew from 1379 to 1455 advisory reps. IAPD ↗foreign
$7.89B RAUM · 1455 reps · 416-955-7782
55
BMO NESBITT BURNS SECURITIES LTD. — grew from 199 to 216 advisory reps. IAPD ↗foreign
$1.20B RAUM · 216 reps · 416-624-5509 · uswealth.bmo.com
55
FOXPATH CAPITAL PARTNERS LP — 's provisional registration is now fully approved. IAPD ↗fund
$50.0M RAUM · 4 reps · (212) 970-6490
55
LATTIS MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗fund
$209.3M RAUM · 5 reps · +1 212 204 1688
55
CATCHMENT CAPITAL, L.P. — 's provisional registration is now fully approved. IAPD ↗fund
$147.7M RAUM · 8 reps · 212-400-7300 · catchmentcapital.com
55
SQUARE NINE CAPITAL, LP — 's provisional registration is now fully approved. IAPD ↗fund
$181.5M RAUM · 5 reps · 818-254-7459
55
VIRIDIAN CAPITAL — 's provisional registration is now fully approved. IAPD ↗fund
$33.2M RAUM · 5 reps · 914-589-5969
55
HARBINGER SPORTS PARTNERS — 's provisional registration is now fully approved. IAPD ↗fund
$100.0M RAUM · 8 reps · 973-420-1358 · harbingersportspartners.com
55
V29 CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$166.1M RAUM · 2 reps · 203-994-9016
52
ANCHOR HEALTH CAPITAL, LLC — grew from 6 to 8 advisory reps. IAPD ↗fund
$159.6M RAUM · 8 reps · 423-708-2178 · chestnutfunds.com
52
LATTIS MANAGEMENT LP — grew from 3 to 5 advisory reps. IAPD ↗fund
$209.3M RAUM · 5 reps · +1 212 204 1688
51
CAPITAL GAINS INCORPORATED — reported RAUM up 31% ($126.7M -> $166.6M). IAPD ↗institutional
$166.6M RAUM · 1 reps · 847-318-9975 · capgns.com
51
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION — reported RAUM up 34% ($3.62B -> $4.87B). IAPD ↗fund
$4.87B RAUM · 8 reps · 19148286521 · swissre.com
50
RETIREFUL LLC — reported RAUM up 25% ($181.3M -> $227.6M). IAPD ↗institutional
$227.6M RAUM · 2 reps · 866-464-6608 · mohrfunds.com
50
BMO PRIVATE INVESTMENT COUNSEL INC. — grew from 120 to 130 advisory reps. IAPD ↗foreign
$40.18B RAUM · 130 reps · 416 359-5001 · bmo.com
46
ADDITIVE ADVISORY PBC — reported RAUM up 32% ($106.8M -> $140.9M). IAPD ↗fund
$140.9M RAUM · 1 reps · 901- 498- 6653
43
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD — reported RAUM up 70% ($82.99B -> $141.06B). IAPD ↗foreign
$141.06B RAUM · 6 reps · +353 1660 1542 · innocap.com
41
SARONA ASSET MANAGEMENT INC. — grew from 10 to 13 advisory reps. IAPD ↗foreign
$363.0M RAUM · 13 reps · 1-519-883-7557 · emiif.fund
41
BG INVESTMENT SERVICES, LLC — grew from 2 to 5 advisory reps. IAPD ↗foreign
$868.5M RAUM · 5 reps · 671-472-5490 · asctrust.com
35
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED — reported RAUM up 29% ($137.80B -> $178.01B). IAPD ↗foreign
$178.01B RAUM · 123 reps · 44 207 389 3700
33
MARGNA PEAK ADVISORS AG — reported RAUM up 30% ($286.8M -> $372.5M). IAPD ↗foreign
$372.5M RAUM · 3 reps · 41-43-244-7550
33
PACIFICA PARTNERS CAPITAL MANAGEMENT — reported RAUM up 25% ($252.1M -> $316.0M). IAPD ↗foreign
$316.0M RAUM · 5 reps · 604-576-8908
28
RADIX FINANCIAL, LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗foreign
$231.6M RAUM · 2 reps · 405-673-5066 · radixfinancial.com
28
NETWORTH CAPITAL — reports 1-10 financial-planning clients, up from 0. IAPD ↗foreign
$14.4M RAUM · 1 reps · +525515008812

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.