Financial planning software — May 2025
Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).
110 firms opened this window in the May 2025 SEC roster: 72 new registration, 14 aum up, 9 planning clients up, 7 pending approved, 6 headcount up, 2 planning started.
100
ARIS INVESTING — (DEERFIELD, IL) is newly SEC-registered with $1.12B RAUM and 3 advisory reps. IAPD ↗
98
PROFESSIONAL FINANCIAL MANAGEMENT, INC. — (BOZEMAN, MT) is newly SEC-registered with $265.3M RAUM and 2 advisory reps. IAPD ↗
95
NEEDHAM ADVISORY CORPORATION — (NORTH ANDOVER, MA) is newly SEC-registered with $100.2M RAUM and 2 advisory reps. IAPD ↗
95
KALTBAUM CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
95
BURT ASSET MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $106.8M RAUM and 1 advisory reps. IAPD ↗
95
EAST COAST WEALTH MANAGEMENT, INC. — (FLORHAM PARK, NJ) is newly SEC-registered with $124.8M RAUM and 2 advisory reps. IAPD ↗
95
DOUCET ASSET MANAGEMENT, LLC — (NEW ORLEANS, LA) is newly SEC-registered with $132.6M RAUM and 2 advisory reps. IAPD ↗
95
WOLF FINANCIAL ADVISORS LLC — (PEKIN, IL) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
ALPHA WEALTH FUNDS, LLC — (PARK CITY, UT) is newly SEC-registered with $118.5M RAUM and 7 advisory reps. IAPD ↗
95
WATKINSON CAPITAL ADVISORS LLC — (BERWYN, PA) is newly SEC-registered with $125.0M RAUM and 3 advisory reps. IAPD ↗
95
KDM WEALTH MANAGEMENT INC. — (GENEVA, IL) is newly SEC-registered with $101.1M RAUM and 3 advisory reps. IAPD ↗
95
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC — (FLORHAM PARK, NJ) is newly SEC-registered with $127.2M RAUM and 16 advisory reps. IAPD ↗
95
CLEMENT STREET CAPITAL LLC — (DOWNERS GROVE, IL) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
95
THINAGEE INVESTMENTS INC. — (CHEVY CHASE, MD) is newly SEC-registered with $210.0M RAUM and 1 advisory reps. IAPD ↗
95
BLUEPRINT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $120.3M RAUM and 1 advisory reps. IAPD ↗
95
STOLZER ROTHSCHILD LEVY LLC — (BASKING RIDGE, NJ) is newly SEC-registered with $145.2M RAUM and 2 advisory reps. IAPD ↗
95
NYE WEALTH MANAGEMENT LLC — (HUDSON, OH) is newly SEC-registered with $106.8M RAUM and 1 advisory reps. IAPD ↗
95
SEVEN HILLS CAPITAL ADVISORS — (CINCINNATI, OH) is newly SEC-registered with $113.4M RAUM and 1 advisory reps. IAPD ↗
95
MIDWESTERN FINANCIAL GROUP — (IOWA CITY, IA) is newly SEC-registered with $139.3M RAUM and 3 advisory reps. IAPD ↗
95
T.R.U.E. COASTAL CAPITAL, LLC — (SAVANNAH, GA) is newly SEC-registered with $109.2M RAUM and 2 advisory reps. IAPD ↗
95
BALLAST POINT FINANCIAL PLANNING, LLC — (BURLINGAME, CA) is newly SEC-registered with $130.3M RAUM and 4 advisory reps. IAPD ↗
95
GREENWAY FINANCIAL, LLC — (FARMINGTON HILLS, MI) is newly SEC-registered with $137.8M RAUM and 3 advisory reps. IAPD ↗
95
PRESTON INVESTMENTS — (KINGMAN, AZ) is newly SEC-registered with $146.3M RAUM and 3 advisory reps. IAPD ↗
95
FORTITUDE PRIVATE WEALTH — (CARMEL, IN) is newly SEC-registered with $102.8M RAUM and 1 advisory reps. IAPD ↗
95
CLEAR RETIREMENT ADVICE LLC — (SAN MATEO, CA) is newly SEC-registered with $108.2M RAUM and 1 advisory reps. IAPD ↗
95
BLUEBIRD WEALTH MANAGEMENT LLC — (MEDFIELD, MA) is newly SEC-registered with $136.8M RAUM and 4 advisory reps. IAPD ↗
95
SPARK FINANCIAL ADVISORS — (RICHMOND, VA) is newly SEC-registered with $115.8M RAUM and 4 advisory reps. IAPD ↗
95
HICKORY WEALTH MANAGEMENT, LLC — (SPRINGFIELD, MO) is newly SEC-registered with $107.2M RAUM and 2 advisory reps. IAPD ↗
95
HAYES WEALTH ADVISORS, LLC — (location n/a) is newly SEC-registered with $102.1M RAUM and 2 advisory reps. IAPD ↗
95
KENNONDALE CAPITAL MANAGEMENT — (RICHMOND, VA) is newly SEC-registered with $100.4M RAUM and 2 advisory reps. IAPD ↗
95
CASSILLY FINANCIAL — (SEVERNA PARK, MD) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗
95
FARNAM FINANCIAL — (PHOENIX, AZ) is newly SEC-registered with $122.1M RAUM and 2 advisory reps. IAPD ↗
95
VERTIS WEALTH, LLC — (KALAMAZOO, MI) is newly SEC-registered with $115.1M RAUM and 6 advisory reps. IAPD ↗
95
CORNERSTONE WEALTH ADVISORS, INC. — (CARLSBAD, CA) is newly SEC-registered with $110.2M RAUM and 4 advisory reps. IAPD ↗
95
SILICON BEACH WEALTH, LLC — (MARINA DEL REY, CA) is newly SEC-registered with $143.8M RAUM and 3 advisory reps. IAPD ↗
95
VILGA FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $124.7M RAUM and 1 advisory reps. IAPD ↗
95
SERVATUS CAPITAL — (NAPLES, FL) is newly SEC-registered with $109.7M RAUM and 2 advisory reps. IAPD ↗
95
AXIOM WEALTH STRATEGIES, LLC — (BEND, OR) is newly SEC-registered with $100.1M RAUM and 3 advisory reps. IAPD ↗
95
JACKSON & ASSOCIATES, INC. — (ALBUQUERQUE, NM) is newly SEC-registered with $119.8M RAUM and 2 advisory reps. IAPD ↗
95
CROSS BORDER FINANCIAL PLANNING USA LLC — (PHILADELPHIA, PA) is newly SEC-registered with $114.7M RAUM and 3 advisory reps. IAPD ↗
95
JANSEN WEALTH MANAGEMENT LLC — (ALTOONA, WI) is newly SEC-registered with $104.7M RAUM and 2 advisory reps. IAPD ↗
95
STONECREEK PRIVATE WEALTH, LLC — (location n/a) is newly SEC-registered with $163.1M RAUM and 1 advisory reps. IAPD ↗
95
INFINITY ADVISORY GROUP — (PORTAGE, MI) is newly SEC-registered with $102.7M RAUM and 3 advisory reps. IAPD ↗
95
BLUE FINANCIAL — (CHARLOTTE, NC) is newly SEC-registered with $100.4M RAUM and 3 advisory reps. IAPD ↗
95
HUFFMAN & ROSS WEALTH MANAGEMENT LLC — (MORGANTOWN, WV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
THE BREIT GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HOLISTIC FINANCE LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SESTANTE WEALTH MANAGEMENT, LLC — (CORONADO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EAGLE'S NEST ADVISORS, LLC — (MELVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TENZING FINANCIAL LLC — (WILLIAMSBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARBLE WEALTH, LLC — (MONTGOMERY, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
BERNICKE WEALTH MANAGEMENT — (ALTOONA, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
SONOMA FAMILY WEALTH — (SANTA ROSA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WLTH CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
M3 WEALTH MANAGEMENT — (NORTH ROYALTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STEINBERGANNA WEALTH MANAGEMENT LLC — (HUNTINGTON, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TMB CAPITAL PARTNERS, LLC — (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
PENDULUM WEALTH PARTNERS — (ITASCA, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
STRONG RETIREMENT SOLUTIONS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
80
ARKOS GLOBAL ADVISORS, LLC — grew from 4 to 14 advisory reps. IAPD ↗
80
ROTHSCHILD INVESTMENT — now offers financial planning (Item 5G(1)). IAPD ↗
76
PENSION & WEALTH MANAGEMENT ADVISORS — reports 251-500 financial-planning clients, up from 0. IAPD ↗
74
STRATEGIC WEALTH GROUP — grew from 20 to 24 advisory reps. IAPD ↗
73
SYON CAPITAL LLC — reported RAUM up 66% ($1.77B -> $2.93B). IAPD ↗
73
LEGACY WEALTH PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
73
WILKERSON ADVISORY GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
72
ROTHSCHILD INVESTMENT — reports 51-100 financial-planning clients, up from 0. IAPD ↗
70
ALLIED PRIVATE WEALTH — reported RAUM up 76% ($106.3M -> $187.0M). IAPD ↗
70
TRUE WEALTH DESIGN, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
MARKETRIDERS — grew from 2 to 4 advisory reps. IAPD ↗
70
ATHENA ADVISORY — 's provisional registration is now fully approved. IAPD ↗
70
CHURCHILL FINANCIAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
70
FORESEE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
CAPSTONE RIA — 's provisional registration is now fully approved. IAPD ↗
70
TRUMAN WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
68
GALLAGHER FIDUCIARY ADVISORS, LLC — reported RAUM up 44% ($125.75B -> $180.61B). IAPD ↗
68
PENSION & WEALTH MANAGEMENT ADVISORS — reported RAUM up 50% ($301.3M -> $452.2M). IAPD ↗
67
ALCYON WEALTH ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
66
CONSOLIDATED PLANNING CORPORATION — reported RAUM up 33% ($1.58B -> $2.10B). IAPD ↗
65
VALUEWORKS, LLC — reported RAUM up 38% ($312.0M -> $429.4M). IAPD ↗
65
HEALTHEQUITY ADVISORS — reported RAUM up 26% ($1.19B -> $1.51B). IAPD ↗
64
KIMERY WEALTH MANAGEMENT, LLC — reported RAUM up 34% ($329.0M -> $440.8M). IAPD ↗
63
CAPITAL INVESTMENT COUNSEL INC — reported RAUM up 29% ($691.5M -> $889.4M). IAPD ↗
63
CONSOLIDATED PLANNING CORPORATION — reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
62
UNEST ADVISERS, LLC — reported RAUM up 35% ($26.4M -> $35.7M). IAPD ↗
61
SECURA FINANCIAL — reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
61
WAYSTONE ADVISORS LLC — reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
58
FC WEALTH SOLUTIONS LLC — reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
58
REDWOOD FAMILY WEALTH LLC — reports 1-10 financial-planning clients, up from 0. IAPD ↗
85
LIGHTSPEED VENTURE PARTNERS — (MENLO PARK, CA) is newly SEC-registered with $31.19B RAUM and 129 advisory reps. IAPD ↗fund
85
LONGHORN CAPITAL PARTNERS, L.P. — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $16.0M RAUM and 2 advisory reps. IAPD ↗institutional
85
VARCOV CO. — (GLASTONBURY, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MAPLE PARK CAPITAL — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
MARKETS INFRASTRUCTURE PARTNERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
83
83
SPRUCE STREET CAPITAL LP — (NEW YORK, NY) is newly SEC-registered with $293.0M RAUM and 2 advisory reps. IAPD ↗fund
83
MILITIA CAPITAL MANAGEMENT, LLC — (LAS VEGAS, NV) is newly SEC-registered with $370.2M RAUM and 1 advisory reps. IAPD ↗fund
80
CONTINENTAL ADVISORS LLC — (location n/a) is newly SEC-registered with $157.0M RAUM and 2 advisory reps. IAPD ↗fund
80
POPLAR POINT CAPITAL MANAGEMENT LLC — (BURLINGAME, CA) is newly SEC-registered with $103.9M RAUM and 1 advisory reps. IAPD ↗fund
80
LEXINGTON CAPITAL MANAGEMENT LP — (LAKEWOOD, NJ) is newly SEC-registered with $123.9M RAUM and 7 advisory reps. IAPD ↗fund
80
TEMERITY STRATEGIC PARTNERS — (CHICAGO, IL) is newly SEC-registered with $180.0M RAUM and 8 advisory reps. IAPD ↗fund
70
60
48
45
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.