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PROFESSIONAL FINANCIAL MANAGEMENT, INC.

BOZEMAN, MT · CRD 118117 · IAPD ↗ · 406-587-1604

$304.1MRegulatory AUM
2Advisory reps
2Employees
5Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — PROFESSIONAL FINANCIAL MANAGEMENT, INC. notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
98
May 2025 — PROFESSIONAL FINANCIAL MANAGEMENT, INC. (BOZEMAN, MT) is newly SEC-registered with $265.3M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.