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AXIOM WEALTH STRATEGIES, LLC

BEND, OR · CRD 313124 · IAPD ↗ · 541-389-7777

$124.7MRegulatory AUM
2Advisory reps
3Employees
5Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — AXIOM WEALTH STRATEGIES, LLC now reports custody of client assets ($15.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
May 2025 — AXIOM WEALTH STRATEGIES, LLC (BEND, OR) is newly SEC-registered with $100.1M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.