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CASTELLAN

LOUISVILLE, KY · CRD 299363 · IAPD ↗ · 859.494.0523

$882.2MRegulatory AUM
4Advisory reps
8Employees
0Clients
0Planning clients
8Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — CASTELLAN crossed $500M in regulatory AUM ($496.1M -> $882.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
66
May 2025 — CASTELLAN reported RAUM up 40% ($353.5M -> $496.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
May 2025 — CASTELLAN now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
49
February 2024 — CASTELLAN notice-filed in AL, GA, IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.