← Tributary

Financial planning software — August 2024

Financial-planning, tax, and estate software (eMoney, MoneyGuide, RightCapital, Holistiplan, Wealth.com).

290 firms opened this window in the August 2024 SEC roster: 179 new registration, 51 pending approved, 28 aum up, 27 headcount up, 4 planning clients up, 1 planning started.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
HIGHMORE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $2.66B RAUM and 3 advisory reps. IAPD ↗
$2.66B RAUM · 3 reps · 646-206-4345
98
BOSTONPREMIER WEALTH — (HANOVER, MA) is newly SEC-registered with $322.4M RAUM and 5 advisory reps. IAPD ↗
$322.4M RAUM · 5 reps · (617) 934-1100 · bostonpremierwealth.com
98
OASIS WEALTH PLANNING ADVISORS — (location n/a) is newly SEC-registered with $254.4M RAUM and 5 advisory reps. IAPD ↗
$254.4M RAUM · 5 reps · (615) 933-3314 · oasiswealthplanning.com
95
AMERICAN INVESTMENT ADVISORS INC — (MADISON, WI) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
$114.0M RAUM · 2 reps · 608-238-3500 · aiai.biz
95
STEWARDSHIP CAPITAL — (INDEPENDENCE, MO) is newly SEC-registered with $136.3M RAUM and 3 advisory reps. IAPD ↗
$136.3M RAUM · 3 reps · 816-833-6650 · getyourmoneymoving.com
95
PEAK INVESTMENT ADVISORS, INC. — (COLORADO SPRINGS, CO) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
$130.5M RAUM · 1 reps · 719-260-6475 · peakinvestmentadvisors.com
95
TREGER & ASSOCIATES — (location n/a) is newly SEC-registered with $130.0M RAUM and 2 advisory reps. IAPD ↗
$130.0M RAUM · 2 reps · 540-464-1418
95
DESMOND WEALTH MANAGEMENT, INC. — (WALNUT CREEK, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps. IAPD ↗
$103.2M RAUM · 2 reps · (925) 932-1994 · desmondwealth.com
95
J M BROWN FINANCIAL PARTNERS — (TULSA, OK) is newly SEC-registered with $120.0M RAUM and 4 advisory reps. IAPD ↗
$120.0M RAUM · 4 reps · 918-496-5460 · perfectcalendar.com
95
SULLIVAN FINANCIAL, LLC — (ESSEX, CT) is newly SEC-registered with $103.8M RAUM and 2 advisory reps. IAPD ↗
$103.8M RAUM · 2 reps · (860)657-4150 · sullfin.com
95
SONAS FINANCIAL GROUP, INC. — (KANSAS CITY, MO) is newly SEC-registered with $116.9M RAUM and 2 advisory reps. IAPD ↗
$116.9M RAUM · 2 reps · 816-753-2210 · sonasfinancial.com
95
BROUSSARD FINANCIAL GROUP, LLC — (KAPLAN, LA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
$100.4M RAUM · 1 reps · 337-643-8319 · broussardfinancialgroup.com
95
COMPASS FINANCIAL GROUP, INC. — (DUBLIN, OH) is newly SEC-registered with $114.8M RAUM and 2 advisory reps. IAPD ↗
$114.8M RAUM · 2 reps · 614-791-0093
95
HULL WEALTH MANAGEMENT — (MURFREESBORO, TN) is newly SEC-registered with $128.0M RAUM and 2 advisory reps. IAPD ↗
$128.0M RAUM · 2 reps · 615 896-1181 · hullwealth.com
95
OFC WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
$122.2M RAUM · 2 reps · 973-258-1007
95
CFS WEALTH MANAGEMENT — (MACON, GA) is newly SEC-registered with $135.6M RAUM and 3 advisory reps. IAPD ↗
$135.6M RAUM · 3 reps · 478 471-1875 · cfswealth.com
95
TOWNSEND FINANCIAL PLANNING — (MT. STERLING, KY) is newly SEC-registered with $116.0M RAUM and 3 advisory reps. IAPD ↗
$116.0M RAUM · 3 reps · 859-498-2020
95
AQUA CAPITAL ADVISORS — (LOS ANGELES, CA) is newly SEC-registered with $120.1M RAUM and 2 advisory reps. IAPD ↗
$120.1M RAUM · 2 reps · 310-492-9680 · aquaca.com
95
PATHWAYS WEALTH MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $124.8M RAUM and 2 advisory reps. IAPD ↗
$124.8M RAUM · 2 reps · 937-552-9765 · pathwayswm.com
95
ARBOR INVESTMENT MANAGEMENT — (ANN ARBOR, MI) is newly SEC-registered with $122.0M RAUM and 2 advisory reps. IAPD ↗
$122.0M RAUM · 2 reps · 734-6453622 · arborim.com
95
THE DOWLING GROUP WEALTH MANAGEMENT — (GREENWICH, CT) is newly SEC-registered with $139.7M RAUM and 3 advisory reps. IAPD ↗
$139.7M RAUM · 3 reps · 203-967-2231 · thedowlinggroup.com
95
WAYPOINTS FINANCIAL — (SEBRING, FL) is newly SEC-registered with $114.7M RAUM and 3 advisory reps. IAPD ↗
$114.7M RAUM · 3 reps · 863-402-5650 · waypointsfinancial.com
95
SIMA WEALTH PARTNERS, LLC — (NORTH CHESTERFIELD, VA) is newly SEC-registered with $135.7M RAUM and 5 advisory reps. IAPD ↗
$135.7M RAUM · 5 reps · 804-285-5700 · simawealthpartners.com
95
QUANTUM LEAP CAPITAL, LLC — (SOUTH BURLINGTON, VT) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
$105.0M RAUM · 3 reps · (802) 448-2882
95
GREENWICH ADVISORS, LLC — (location n/a) is newly SEC-registered with $160.9M RAUM and 2 advisory reps. IAPD ↗
$160.9M RAUM · 2 reps · 203-489-0700 · greenwichadvisors.com
95
PINAFORE WEALTH COUNSEL INC. — (DURHAM, NC) is newly SEC-registered with $128.7M RAUM and 2 advisory reps. IAPD ↗
$128.7M RAUM · 2 reps · 919-213-0458 · pinaforewealth.com
95
SOUNDHAVEN CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $120.4M RAUM and 1 advisory reps. IAPD ↗
$120.4M RAUM · 1 reps · 818-292-1474 · soundhavencapital.com
95
ARBOR FINANCIAL — (ANN ARBOR, MI) is newly SEC-registered with $167.2M RAUM and 1 advisory reps. IAPD ↗
$167.2M RAUM · 1 reps · 734-761-6626 · arborfinancial.com
95
FIT WEALTH MANAGEMENT — (ENGLEWOOD, CO) is newly SEC-registered with $101.0M RAUM and 3 advisory reps. IAPD ↗
$101.0M RAUM · 3 reps · (303) 618-3587
95
BYRON PLACE CAPITAL MANAGEMENT, LLC — (METUCHEN, NJ) is newly SEC-registered with $28.8M RAUM and 1 advisory reps. IAPD ↗
$28.8M RAUM · 1 reps · 732-841-6641 · byronplacecapital.com
95
MARSH WEALTH MANAGEMENT, LLC — (KNOXVILLE, TN) is newly SEC-registered with $138.5M RAUM and 2 advisory reps. IAPD ↗
$138.5M RAUM · 2 reps · 865-622-2162
95
DUET ADVISORY SERVICES LLC — (BINGHAM FARMS, MI) is newly SEC-registered with $239.4M RAUM and 2 advisory reps. IAPD ↗
$239.4M RAUM · 2 reps · 248.723.4321
95
ENTELECHY — (location n/a) is newly SEC-registered with $179.3M RAUM and 1 advisory reps. IAPD ↗
$179.3M RAUM · 1 reps · 202-770-2007
95
INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $68.1M RAUM and 3 advisory reps. IAPD ↗
$68.1M RAUM · 3 reps · (317) 706-4748
95
DAVIS WEALTH ADVISORS — (SALEM, NH) is newly SEC-registered with $135.8M RAUM and 3 advisory reps. IAPD ↗
$135.8M RAUM · 3 reps · 603-836-3477
95
WALL STREET FINANCIAL GROUP, INC. — (CARLINVILLE, IL) is newly SEC-registered with $115.6M RAUM and 3 advisory reps. IAPD ↗
$115.6M RAUM · 3 reps · 800-303-9255
95
THE ADVISORS GROUP — (LUBBOCK, TX) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
$109.8M RAUM · 2 reps · 806-794-3848 · theadvisorsgroup.net
95
FAMILY LEGACY PLANNING — (BENTONVILLE, AR) is newly SEC-registered with $112.1M RAUM and 3 advisory reps. IAPD ↗
$112.1M RAUM · 3 reps · (479) 273-3040 · flpwealth.com
95
APPLE TREE ASSET MANAGEMENT, LLC — (FORT WAYNE, IN) is newly SEC-registered with $115.1M RAUM and 6 advisory reps. IAPD ↗
$115.1M RAUM · 6 reps · 260-637-7278 · appletreefinancialgroup.com
95
BENCHMARK WEALTH MANAGEMENT — (BLUE ASH, OH) is newly SEC-registered with $120.6M RAUM and 3 advisory reps. IAPD ↗
$120.6M RAUM · 3 reps · 513-328-0272 · benchmark-wealth.com
95
ODYSSEY CAPITAL ADVISORS INC. — (BALA CYNWYD, PA) is newly SEC-registered with $122.1M RAUM and 3 advisory reps. IAPD ↗
$122.1M RAUM · 3 reps · 484-278-4497 · odysseyadvice.com
95
HILTON HEAD CAPITAL PARTNERS, LLC — (HILTON HEAD ISLAND, SC) is newly SEC-registered with $228.2M RAUM and 2 advisory reps. IAPD ↗
$228.2M RAUM · 2 reps · 843-790-7573
95
MAVEN CAPITAL PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered with $107.3M RAUM and 4 advisory reps. IAPD ↗
$107.3M RAUM · 4 reps · 404-798-7612 · maven-cap.com
95
ASTRA VENTURES — (location n/a) is newly SEC-registered with $128.4M RAUM and 2 advisory reps. IAPD ↗
$128.4M RAUM · 2 reps · 901-230-5576 · astravc.com
95
FOREFRONT — (AUSTIN, TX) is newly SEC-registered with $118.2M RAUM and 7 advisory reps. IAPD ↗
$118.2M RAUM · 7 reps · 512-617-1984
95
MANUKA FINANCIAL — (location n/a) is newly SEC-registered with $109.2M RAUM and 1 advisory reps. IAPD ↗
$109.2M RAUM · 1 reps · 804-293-0397
95
RIVER'S EDGE — (BEAVER, PA) is newly SEC-registered with $102.3M RAUM and 3 advisory reps. IAPD ↗
$102.3M RAUM · 3 reps · 412-526-8939
95
BERGEN PARK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $102.2M RAUM and 2 advisory reps. IAPD ↗
$102.2M RAUM · 2 reps · 954 980 5626 · bergenparkcapital.com
95
DAYTONA STREET CAPITAL — (SAINT LOUIS, MO) is newly SEC-registered with $141.6M RAUM and 4 advisory reps. IAPD ↗
$141.6M RAUM · 4 reps · 314-727-9479
95
BFI WEALTH SOLUTIONS, LLC — (DALLAS, TX) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
$125.0M RAUM · 1 reps · 469-646-0429
95
MONTHIE WEALTH ADVISORS — (LATHAM, NY) is newly SEC-registered with $29.4M RAUM and 2 advisory reps. IAPD ↗
$29.4M RAUM · 2 reps · 518-786-3534
95
SAVVLY ADVISOR — (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $75,208 RAUM and 1 advisory reps. IAPD ↗
$75,208 RAUM · 1 reps · (888)-372-8859
95
SOLANO WEALTH MANAGEMENT — (FAIRFIELD, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (707) 435-8400 · solanowealth.com
95
MDRN CAPITAL — (ANNAPOLIS, MD) is newly SEC-registered with $101.6M RAUM and 7 advisory reps. IAPD ↗
$101.6M RAUM · 7 reps · 410-533-9966
95
STONE WALL FINANCIAL GROUP LLC — (SAN ANTONIO, TX) is newly SEC-registered with $1.4M RAUM and 1 advisory reps. IAPD ↗
$1.4M RAUM · 1 reps · (210) 321-9300, EXT. 101 · stonewallfg.com
95
EL CASTILLO INVESTMENTS — (location n/a) is newly SEC-registered with $50,000 RAUM and 1 advisory reps. IAPD ↗
$50,000 RAUM · 1 reps · 786-838-2669 · elcastilloinvestments.com
95
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · (513) 241-8313 · barnesdennigprivatewealth.com
95
ASHTON THOMAS ADVISORS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 602-732-4745
95
ALLEGIANT WEALTH ADVISORS, LLC — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (918) 623-4500 · allegiantwealth.com
95
NASEEB — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 630-441-8495 · naseeb.io
95
RBT WEALTH LLC — (NEWBURGH, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 845-567-9000
95
CONCURRENT ASSET MANAGEMENT, LLC — (TAMPA, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 813-575-2652 · concurrentam.com
95
BLUE JEAN FINANCIAL LLC — (ALBANY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · (518) 406-8488 · bluejeanfinancial.com
95
THE ENSEMBLE TEAM — (SEATTLE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 360-726-2672 · ensembleteam.com
95
CALIBER WEALTH MANAGEMENT, LLC — (OVERLAND PARK, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗
$0 RAUM · 10 reps · 913-303-3920
95
EMPOWER PRIVATE WEALTH — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 941-340-0404 · empowerpw.com
95
DA WEALTH ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 847-977-3752
95
STURMAN WEALTH ADVISORS — (CHARLOTTESVILLE, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (434) 201-2255 · sturmanwealth.com
95
MOMENTUM WEALTH PLANNING — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 716-913-0855 · momentumwealthplanning.com
95
PRESCOTT TAX AND WEALTH MANAGEMENT — (SAN JUAN CAPISTRANO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 949-248-9815 · prescott500.com
95
HAMPTON ROCK WEALTH MANAGEMENT — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 214-251-8210
95
BRIDGE GENERATIONS WEALTH MANAGEMENT — (SOUTH MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 305-666-9411 · bridgewm.com
95
AGP FRANKLIN, LLC — (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 615-778-9842 · aspengroveassetmanagement.com
95
AUTOPILOT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 646-574-4316
95
PANDORA WEALTH, INC. — (OAKBROOK TERRACE, IL) is newly SEC-registered with $205.1M RAUM and 3 advisory reps. IAPD ↗
$205.1M RAUM · 3 reps · (630) 230-6841
95
PREMIER PRIVATE WEALTH MANAGEMENT, LLC — (PALM HARBOR, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 727-281-2882
95
GENEVA FINANCIAL GROUP — (JACKSON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 732-719-4101
95
AVIATOR WEALTH GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 720-371-3135
95
KEYVANTAGE WEALTH ADVISORS — (BETHLEHEM, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 610-349-3101
95
TRUEHAVEN CAPITAL — (BRADENTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 210-260-8668 · truehaven.net
95
DEFINED PURPOSE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (925) 639-6351 · definedpurposecapital.com
95
WAYVE CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $146.0M RAUM and 3 advisory reps. IAPD ↗
$146.0M RAUM · 3 reps · 215-834-0615 · wayvecapital.com
95
SEAL COVE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (415) 306-2583
95
SERENUS WEALTH ADVISORS, LLC — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-539-2411 · serenusadvisors.com
95
BENTHAM WEALTH ADVISORS — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (716) 580-1500
95
MASTER RIA, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 786-530.6274
95
MOSTT INC. — (SHERMAN OAKS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 310-923-0363
95
MAY HILL CAPITAL, LLC — (COHASSET, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 617-800-0388 · mayhillwealth.com
95
WAVVEST WEALTH — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 630-699-8602 · wavvest.com
95
ARGENTARII, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 304-638-9062 · argentarii.com
95
SYRIOS WEALTH MANAGEMENT GROUP — (LA JOLLA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 858-456-5460
95
IFC ADVISORS LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 310-444-6515
95
DEGREEN PRIVATE WEALTH, LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 480-771-7000 · degreenprivatewealth.com
95
NN INVESTMENT ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-673-2324 · nninvestmentadvisory.com
95
WEALTHPOINT FINANCIAL LLC — (CRAMERTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 704-675-5300 · wealthpointadvisorsnc.com
95
MAXX WEALTH ADVISORS — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 561-427-2424
85
&PARTNERS — grew from 87 to 174 advisory reps. IAPD ↗
$1.17B RAUM · 174 reps · 615-255-6431 · prairieheritagefinancial.com
85
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC — grew from 0 to 615 advisory reps. IAPD ↗
$72.02B RAUM · 615 reps · 763-417-1700
85
THE COLONY GROUP, LLC — grew from 315 to 630 advisory reps. IAPD ↗
$21.47B RAUM · 630 reps · 617-723-8200 · debrabrede.com
85
KOVITZ INVESTMENT GROUP PARTNERS, LLC — grew from 99 to 122 advisory reps. IAPD ↗
$11.29B RAUM · 122 reps · 312-334-7300 · kovitz.com
80
WELLTH ADVISORY SERVICES, LLC — grew from 1 to 67 advisory reps. IAPD ↗
$0 RAUM · 67 reps · 866-777-4015 · srpretire.com
78
ASHTON THOMAS PRIVATE WEALTH — grew from 47 to 55 advisory reps. IAPD ↗
$2.89B RAUM · 55 reps · 602-732-4745
78
FIRESIDE CAPITAL ADVISORS — now offers financial planning (Item 5G(1)). IAPD ↗
$270.4M RAUM · 2 reps · 469-357-6370 · firesidecapital.com
75
STAIRWAY PARTNERS, LLC — reported RAUM up 90% ($1.04B -> $1.98B). IAPD ↗
$1.98B RAUM · 4 reps · 630-371-2626 · stairwaypartners.com
75
CONCURRENT INVESTMENT ADVISORS, LLC — grew from 118 to 123 advisory reps. IAPD ↗
$6.26B RAUM · 123 reps · (813) 575-2652 · adalanpw.com
73
ATTESSA CAPITAL LLC — reported RAUM up 139% ($108.3M -> $259.1M). IAPD ↗
$259.1M RAUM · 8 reps · 520-600-3064 · attessacapital.com
73
THE PINES WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$338.1M RAUM · 3 reps · (910) 475-8312 · thepineswealth.com
73
MASTER'S WEALTH MANAGEMENT INC. — 's provisional registration is now fully approved. IAPD ↗
$379.7M RAUM · 6 reps · (717) 581-1323
73
FIRESIDE CAPITAL ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$270.4M RAUM · 2 reps · 469-357-6370 · firesidecapital.com
73
FAIRVOY PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$460.2M RAUM · 6 reps · (205)578-6250 · fairvoypw.com
73
CARNEGIE LAKE ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$356.7M RAUM · 5 reps · 201-240-6443
73
RATSON ADVISORY LLC — 's provisional registration is now fully approved. IAPD ↗
$405.5M RAUM · 1 reps · 917-325-7440 · ratsonadvisory.com
73
AURDAN CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$401.0M RAUM · 3 reps · 484-254-1935 · aurdancapital.com
73
FELLOWSHIP FINANCIAL PLANNING — 's provisional registration is now fully approved. IAPD ↗
$312.7M RAUM · 6 reps · 5094739483 · fellowshipfinancialplanning.com
73
ALTERI WEALTH — 's provisional registration is now fully approved. IAPD ↗
$656.6M RAUM · 3 reps · 805-809-0400 · alteriwealth.com
73
ONE WEALTH CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$270.6M RAUM · 6 reps · 855-663-9584 · onewealthmgmt.com
73
AURDAN CAPITAL MANAGEMENT, LLC — reports 101-250 financial-planning clients, up from 0. IAPD ↗
$401.0M RAUM · 3 reps · 484-254-1935 · aurdancapital.com
72
QP GLOBAL FAMILY OFFICES, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$1.48B RAUM · 8 reps · 203-954-6214
72
BRIDGEPORT FINANCIAL SOLUTIONS — grew from 0 to 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 877-411-2737 · bridgeport.financial
72
IFS GROUP — grew from 7 to 14 advisory reps. IAPD ↗
$200.0M RAUM · 14 reps · 717-766-1144 · ifsgroup1.com
71
THE MARSHALL FINANCIAL GROUP LLC — grew from 5 to 8 advisory reps. IAPD ↗
$468.7M RAUM · 8 reps · (410) 563-1190
70
EVANS CAPITAL MANAGEMENT ASSOCIATES — reported RAUM up 63% ($284.8M -> $463.9M). IAPD ↗
$463.9M RAUM · 3 reps · 425-455-0501 · rlevansco.net
70
ACCESS CAPITAL, LLC — reported RAUM up 103% ($34.7M -> $70.5M). IAPD ↗
$70.5M RAUM · 1 reps · 316-633-8013 · accesscapitaladvisors.com
70
DENT WEALTH ADVISORS — grew from 2 to 4 advisory reps. IAPD ↗
$275.8M RAUM · 4 reps · 225-922-9955
70
PENOBSCOT FINANCIAL ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
$405.0M RAUM · 9 reps · (207) 990-1901
70
SAVVY LABS INC — 's provisional registration is now fully approved. IAPD ↗
$117.0M RAUM · 11 reps · 888-401-5517 · getsavvy.io
70
WILIAN SECURITIES, LLC — 's provisional registration is now fully approved. IAPD ↗
$120.8M RAUM · 5 reps · 651-243-0535 · wilianfinancial.com
70
ALOOOLA — 's provisional registration is now fully approved. IAPD ↗
$27.4M RAUM · 2 reps · 484.275.5525 · alooola.com
70
STIRLING FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
$140.7M RAUM · 3 reps · 619-435-1210 · stirlingfinancialgroup.com
70
LORD AND RICHARDS — 's provisional registration is now fully approved. IAPD ↗
$95.5M RAUM · 7 reps · 720-214-6801
70
TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 2 reps · 317-253-2000
70
ANCHOR WEALTH MANAGEMENT GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
$178.1M RAUM · 1 reps · (561) 228-8688 · anchorwealthgroup.com
70
DEMETER TACTICAL INVESTMENTS CORP. — 's provisional registration is now fully approved. IAPD ↗
$101.0M RAUM · 1 reps · 2125184444 · demeter-funds.com
70
CATALYST WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$20.6M RAUM · 17 reps · 832-657-7735 · catalystfg.com
70
INMAN JAGER WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$171.6M RAUM · 2 reps · (601) 602-3571 · inmanjagerwm.com
70
ROCKBRIDGE CAPITAL MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$137.9M RAUM · 3 reps · 703.628.1036
70
CONSTANT — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 1 reps · 332-900-7227 · useconstant.com
70
FCIG WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$102.7M RAUM · 2 reps · 877-420-5234
70
EXPRESSIVE WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
$120.0M RAUM · 5 reps · 847-595-8812 · expressivewealth.com
70
CRUSONIA WEALTH ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$152.4M RAUM · 2 reps · 303-810-6366 · crusoniawealth.com
70
MERKKURI WEALTH ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$156.2M RAUM · 2 reps · 516-268-3446
70
FULL FINANCIAL INC. — 's provisional registration is now fully approved. IAPD ↗
$217.5M RAUM · 2 reps · 7203723410 · fullfinancial.com
69
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS — reported RAUM up 46% ($15.32B -> $22.37B). IAPD ↗
$22.37B RAUM · 80 reps · 216-621-1090 · clearsteadinvestmentforum.buzzsprout.com
69
ACTIVEST WEALTH MANAGEMENT, LLC — reported RAUM up 56% ($613.4M -> $956.5M). IAPD ↗
$956.5M RAUM · 8 reps · 954-399-8121 · activestwm.com
69
APPLIED FINANCE CAPITAL MANAGEMENT, LLC — reported RAUM up 46% ($3.01B -> $4.39B). IAPD ↗
$4.39B RAUM · 2 reps · 800-673-0400 · appliedfinance.com
69
EIDE BAILLY ADVISORS, LLC — reports More than 500 financial-planning clients, up from 51-100. IAPD ↗
$1.58B RAUM · 16 reps · 866-740-4100 · eidebaillywealth.com
68
ACCELERATE RETIREMENT — reported RAUM up 67% ($104.0M -> $173.5M). IAPD ↗
$173.5M RAUM · 18 reps · 888-439-7071
68
SMARTPATH ADVISORS — grew from 8 to 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · (678) 538-9420
68
SAVVY LABS INC — grew from 8 to 11 advisory reps. IAPD ↗
$117.0M RAUM · 11 reps · 888-401-5517 · getsavvy.io
68
MARIDEA WEALTH MANAGEMENT — grew from 4 to 7 advisory reps. IAPD ↗
$25.2M RAUM · 7 reps · 269-598-0939 · marideawealth.com
67
FACET — reported RAUM up 37% ($2.54B -> $3.49B). IAPD ↗
$3.49B RAUM · 86 reps · (443)376-6222
67
WILIAN SECURITIES, LLC — reported RAUM up 61% ($75.2M -> $120.8M). IAPD ↗
$120.8M RAUM · 5 reps · 651-243-0535 · wilianfinancial.com
67
HIGHLAND INVESTMENT ADVISORS LLC — grew from 8 to 10 advisory reps. IAPD ↗
$239.2M RAUM · 10 reps · 414-755-2309 · highlandinvestmentadvisors.com
67
STIRLING FINANCIAL GROUP — grew from 1 to 3 advisory reps. IAPD ↗
$140.7M RAUM · 3 reps · 619-435-1210 · stirlingfinancialgroup.com
67
ROCKBRIDGE CAPITAL MANAGEMENT — grew from 1 to 3 advisory reps. IAPD ↗
$137.9M RAUM · 3 reps · 703.628.1036
67
KILTER GROUP — grew from 2 to 4 advisory reps. IAPD ↗
$181.3M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
65
TERRA WEALTH — reported RAUM up 36% ($250.1M -> $340.7M). IAPD ↗
$340.7M RAUM · 52 reps · 855-708-3772
64
WEALTHEDGE INVESTMENT ADVISORS LLC — reported RAUM up 32% ($287.4M -> $379.0M). IAPD ↗
$379.0M RAUM · 4 reps · 212-687-3600 · wealthedge.com
63
BOYD CAPITAL — reported RAUM up 41% ($88.3M -> $124.5M). IAPD ↗
$124.5M RAUM · 2 reps · 585-269-8511 · boydcapital.com
61
ALOOOLA — reports 11-25 financial-planning clients, up from 0. IAPD ↗
$27.4M RAUM · 2 reps · 484.275.5525 · alooola.com
60
AMERICAN FUNDSTARS — reported RAUM up 26% ($177.1M -> $222.9M). IAPD ↗
$222.9M RAUM · 6 reps · 949-877-8838 · americanfundstars.com
58
BOYD CAPITAL — reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$124.5M RAUM · 2 reps · 585-269-8511 · boydcapital.com
88
HST VENTURES, LLC — (PARK CITY, UT) is newly SEC-registered with $286.1M RAUM and 3 advisory reps. IAPD ↗institutional
$286.1M RAUM · 3 reps · 435-962-9194
85
CAIS ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 212-300-9350 · caisgroup.com
85
NEOS PARTNERS, LP — (SAN DIEGO, CA) is newly SEC-registered with $1.06B RAUM and 16 advisory reps. IAPD ↗fund
$1.06B RAUM · 16 reps · 858-727-9690
85
ATLAS CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (347) 388-2658
85
VISDOM INVESTMENT GROUP LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (203) 803-7222
85
BOOSTER ASSET MANAGEMENT, LLC — (WHEATON, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 630-653-1400
85
IRTH CAPITAL MANAGEMENT, LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-597-2476 · irth.capital
85
AVATAR CAPITAL MANAGEMENT LLC — (SEATTLE, WA) is newly SEC-registered with $162.6M RAUM and 3 advisory reps. IAPD ↗institutional
$162.6M RAUM · 3 reps · 206-508-6139 · avatarfinancial.com
85
PERMIRA CREDIT LLC — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
$0 RAUM · 15 reps · 650-681-4701
85
ECOBRIDGE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 917-574-6122 · ecobridgecapital.com
85
INVIDIA CAPITAL MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 212-970-6430 · invidiacap.com
85
3A PARTNERS, LLC — (COLUMBUS, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 614-406-8192 · 3apartners.com
85
GLADE ARCH CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 646-948-1900 · gladearchlp.com
85
ACRISURE CAPITAL ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 616-541-6752
85
RAVEN CREDIT CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $1.23B RAUM and 13 advisory reps. IAPD ↗fund
$1.23B RAUM · 13 reps · 212-966-7926 · ravencm.com
85
WEST BASIN CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 646-494-3862 · westbasincapital.com
85
HERITAGE HOLDING — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 617-938-3664
85
TRADERS A.I., INC. — (FAIRFAX, VA) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 201-654-5385
85
WHITEBARK INVESTORS — (INCLINE VILLAGE, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-468-5131
85
AGILE INVESTMENT MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-969-8982
83
TOPLINE CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $375.0M RAUM and 1 advisory reps. IAPD ↗fund
$375.0M RAUM · 1 reps · 310-804-0737 · toplinecapital.com
83
TURNSPIRE CAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered with $473.3M RAUM and 7 advisory reps. IAPD ↗fund
$473.3M RAUM · 7 reps · 646-558-1617
83
ZANBATO ADVISORS LLC — (MOUNTAIN VIEW, CA) is newly SEC-registered with $335.2M RAUM and 3 advisory reps. IAPD ↗fund
$335.2M RAUM · 3 reps · 866-926-2286 · zanbato.com
83
GODSPEED CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered with $455.5M RAUM and 6 advisory reps. IAPD ↗fund
$455.5M RAUM · 6 reps · 202-765-1010 · godspeedcm.com
83
ENTRYPOINT CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $437.0M RAUM and 5 advisory reps. IAPD ↗fund
$437.0M RAUM · 5 reps · (646) 993-4864 · entrypointcap.com
83
CITY CAPITAL VENTURES, LLC — (CHICAGO, IL) is newly SEC-registered with $286.1M RAUM and 8 advisory reps. IAPD ↗fund
$286.1M RAUM · 8 reps · 312-546-8140
83
PONDERA HOLDINGS LLC — (CHICAGO, IL) is newly SEC-registered with $268.3M RAUM and 4 advisory reps. IAPD ↗fund
$268.3M RAUM · 4 reps · 312-930-9050 · ponderaholdings.com
83
CENTER CAPITAL PARTNERS LLC — (BEVERLY HILLS, CA) is newly SEC-registered with $324.6M RAUM and 6 advisory reps. IAPD ↗fund
$324.6M RAUM · 6 reps · 310-456-1000
83
ARKVIEW CAPITAL, L.P. — (STAMFORD, CT) is newly SEC-registered with $277.3M RAUM and 3 advisory reps. IAPD ↗fund
$277.3M RAUM · 3 reps · 917-623-4643
83
SEA CLIFF PARTNERS MANAGEMENT, LP — (SAN FRANCISCO, CA) is newly SEC-registered with $310.7M RAUM and 6 advisory reps. IAPD ↗fund
$310.7M RAUM · 6 reps · 415-535-6563 · seaclifflp.com
83
THURSTON ADVISORS — (VERO BEACH, FL) is newly SEC-registered with $315.9M RAUM and 9 advisory reps. IAPD ↗fund
$315.9M RAUM · 9 reps · 312-255-0077 · thurstongroup.com
83
FIRST PRINCIPLES GROUP — (location n/a) is newly SEC-registered with $340.2M RAUM and 2 advisory reps. IAPD ↗fund
$340.2M RAUM · 2 reps · 847-668-7950 · firstprinciples.group
83
CONNELLY CAPITAL MANAGEMENT LLC — (GUAYNABO, PR) is newly SEC-registered with $587.2M RAUM and 2 advisory reps. IAPD ↗fund
$587.2M RAUM · 2 reps · 787-231-8042 · connellycap.com
83
ARKHOUSE — (NEW YORK, NY) is newly SEC-registered with $289.3M RAUM and 7 advisory reps. IAPD ↗fund
$289.3M RAUM · 7 reps · 212-465-1301 · arkhousefund.com
83
SOURCE CAPITAL, LLC — (ATLANTA, GA) is newly SEC-registered with $285.1M RAUM and 11 advisory reps. IAPD ↗fund
$285.1M RAUM · 11 reps · 404-844-5381 · source-cap.com
83
3 BOOMERANG CAPITAL, LP — (GREENWICH, CT) is newly SEC-registered with $376.3M RAUM and 8 advisory reps. IAPD ↗fund
$376.3M RAUM · 8 reps · 203-653-5300 · 3boomerang.com
83
BANNER CAPITAL MANAGEMENT, LLC — (LEHI, UT) is newly SEC-registered with $415.5M RAUM and 6 advisory reps. IAPD ↗fund
$415.5M RAUM · 6 reps · 801-447-1534 · bannercap.com
83
SPRINGCOAST CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $713.8M RAUM and 8 advisory reps. IAPD ↗fund
$713.8M RAUM · 8 reps · 212-857-6955 · springcoast.com
83
OTRO CAPITAL — (NEW YORK, NY) is newly SEC-registered with $276.9M RAUM and 6 advisory reps. IAPD ↗fund
$276.9M RAUM · 6 reps · 1-212-235-7056 · otrocapital.com
83
CYTIUM INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $467.0M RAUM and 3 advisory reps. IAPD ↗fund
$467.0M RAUM · 3 reps · 347-503-1338
83
GUMSHOE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $342.2M RAUM and 4 advisory reps. IAPD ↗fund
$342.2M RAUM · 4 reps · 646-264-4403 · gumshoecap.com
83
ONE FUNDS, LLC — (COLORADO SPRINGS, CO) is newly SEC-registered with $350.4M RAUM and 13 advisory reps. IAPD ↗fund
$350.4M RAUM · 13 reps · 719-445-5050
80
GREENSTONE PARTNERS, LLC — (LARKSPUR, CA) is newly SEC-registered with $219.7M RAUM and 2 advisory reps. IAPD ↗fund
$219.7M RAUM · 2 reps · 415-298-6493 · greenstonepartners.com
80
RANGELEY CAPITAL, LLC — (NEW CANAAN, CT) is newly SEC-registered with $196.9M RAUM and 3 advisory reps. IAPD ↗fund
$196.9M RAUM · 3 reps · (203) 801-9975 · rangeleycapital.com
80
KP MANAGEMENT LLC — (location n/a) is newly SEC-registered with $206.4M RAUM and 2 advisory reps. IAPD ↗fund
$206.4M RAUM · 2 reps · 612-332-7606
80
ENGLISH CAPITAL MANAGEMENT LLC — (BLOOMFIELD HILLS, MI) is newly SEC-registered with $201.5M RAUM and 2 advisory reps. IAPD ↗fund
$201.5M RAUM · 2 reps · 248-457-5280
80
SYGNUS CAPITAL PR LLC — (GUAYNABO, PR) is newly SEC-registered with $118.0M RAUM and 3 advisory reps. IAPD ↗fund
$118.0M RAUM · 3 reps · 787-706-9292
80
BURNHAM STERLING ASSET MANAGEMENT LLC — (COS COB, CT) is newly SEC-registered with $200.0M RAUM and 4 advisory reps. IAPD ↗fund
$200.0M RAUM · 4 reps · 203-862-4800 · burnhamsterling.com
80
CAPRIA VENTURES LLC — (SEATTLE, WA) is newly SEC-registered with $156.0M RAUM and 8 advisory reps. IAPD ↗fund
$156.0M RAUM · 8 reps · (206) 880-0360 · capria.vc
80
WHITE HAT CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered with $165.1M RAUM and 4 advisory reps. IAPD ↗fund
$165.1M RAUM · 4 reps · 212.257.5940
80
TECA PARTNERS, LP — (AUSTIN, TX) is newly SEC-registered with $173.1M RAUM and 2 advisory reps. IAPD ↗fund
$173.1M RAUM · 2 reps · 212-266-0104
80
TONKA CAPITAL PARTNERS, LLC — (MINNETONKA, MN) is newly SEC-registered with $132.4M RAUM and 3 advisory reps. IAPD ↗fund
$132.4M RAUM · 3 reps · 952-204-5085 · tonkacapitalpartners.com
80
AUTHENTIC VENTURES INVESTMENT MANAGER, LLC — (OAKLAND, CA) is newly SEC-registered with $151.2M RAUM and 3 advisory reps. IAPD ↗fund
$151.2M RAUM · 3 reps · 510-877-0805 · authentic-ventures.com
80
INDEPENDENT ACCESS PARTNERS, LLC — (HUNT VALLEY, MD) is newly SEC-registered with $196.5M RAUM and 3 advisory reps. IAPD ↗fund
$196.5M RAUM · 3 reps · 410-828-5523 · independentaccesspartners.com
80
NATURAL CAPITAL — (NORTH LITTLE ROCK, AR) is newly SEC-registered with $217.0M RAUM and 10 advisory reps. IAPD ↗fund
$217.0M RAUM · 10 reps · 501-517-3162 · naturalcapitalfirm.com
80
CANDELO CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $214.4M RAUM and 4 advisory reps. IAPD ↗fund
$214.4M RAUM · 4 reps · 332-207-4634
80
LB PARTNERS LLC — (CHARLOTTESVILLE, VA) is newly SEC-registered with $190.3M RAUM and 1 advisory reps. IAPD ↗fund
$190.3M RAUM · 1 reps · 434-886-1101
80
POWER INNOVATION PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $239.3M RAUM and 6 advisory reps. IAPD ↗fund
$239.3M RAUM · 6 reps · 307-421-6700 · powerinnovationpartners.com
80
ARDAN EQUITY PARTNERS, LLC — (MIAMI, FL) is newly SEC-registered with $160.3M RAUM and 3 advisory reps. IAPD ↗fund
$160.3M RAUM · 3 reps · 917-304-7294 · ardanequity.com
80
BLUEPRINT LOCAL LLC — (location n/a) is newly SEC-registered with $173.4M RAUM and 4 advisory reps. IAPD ↗fund
$173.4M RAUM · 4 reps · 404-281-1254 · blueprint-local.com
80
CROSS RAPIDS CAPITAL LP — (NEW YORK, NY) is newly SEC-registered with $225.7M RAUM and 5 advisory reps. IAPD ↗fund
$225.7M RAUM · 5 reps · 212-301-7700 · crossrapids.com
80
ORVIETO PARTNERS, L.P. — (BOSTON, MA) is newly SEC-registered with $172.8M RAUM and 3 advisory reps. IAPD ↗fund
$172.8M RAUM · 3 reps · 781-733-4745
80
5TH CENTURY PARTNERS — (CHICAGO, IL) is newly SEC-registered with $241.7M RAUM and 11 advisory reps. IAPD ↗fund
$241.7M RAUM · 11 reps · 312-242-0071
80
EDEN GLOBAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $226.0M RAUM and 10 advisory reps. IAPD ↗fund
$226.0M RAUM · 10 reps · 212-466-6790 · edengp.com
80
CUREWELL CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered with $173.5M RAUM and 4 advisory reps. IAPD ↗fund
$173.5M RAUM · 4 reps · 310-361-1510
80
14B CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered with $203.1M RAUM and 2 advisory reps. IAPD ↗fund
$203.1M RAUM · 2 reps · 646-777-5951 · 14bcapital.com
80
TRM ADVISORS LP — (SOUTHFIELD, MI) is newly SEC-registered with $166.0M RAUM and 7 advisory reps. IAPD ↗fund
$166.0M RAUM · 7 reps · 800-817-4152 · trmequity.com
80
COASTAL INVESTMENT COMPANY, LLC — (WINTER PARK, FL) is newly SEC-registered with $161.3M RAUM and 7 advisory reps. IAPD ↗fund
$161.3M RAUM · 7 reps · 888-411-2280 · coastalinvestmentco.com
80
GROVE MOUNTAIN PARTNERS, LLC — (ATLANTA, GA) is newly SEC-registered with $181.5M RAUM and 6 advisory reps. IAPD ↗fund
$181.5M RAUM · 6 reps · 678-655-6794 · grovemountainpartners.com
80
EQUITABLE PROSPERITY MANAGER LLC — (ARLINGTON, VA) is newly SEC-registered with $173.5M RAUM and 8 advisory reps. IAPD ↗fund
$173.5M RAUM · 8 reps · 703-647-2300
80
GROWTH BEVERAGE GROUP, LP — (CHICAGO, IL) is newly SEC-registered with $190.6M RAUM and 8 advisory reps. IAPD ↗fund
$190.6M RAUM · 8 reps · 800-953-1312 · investbev.com
80
ALBERT BRIDGE CAPITAL — (NAPLES, FL) is newly SEC-registered with $105.4M RAUM and 3 advisory reps. IAPD ↗fund
$105.4M RAUM · 3 reps · 239-216-0599
80
SADDLE POINT MANAGEMENT, L.P. — (NEW YORK, NY) is newly SEC-registered with $73.2M RAUM and 4 advisory reps. IAPD ↗fund
$73.2M RAUM · 4 reps · 212-951-1223
80
SRT GROUP LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $58.0M RAUM and 6 advisory reps. IAPD ↗fund
$58.0M RAUM · 6 reps · 561-510-1919 · thesrtgroup.com
80
FORTINBRAS ENTERPRISES LP — (NEW YORK, NY) is newly SEC-registered with $122.8M RAUM and 4 advisory reps. IAPD ↗fund
$122.8M RAUM · 4 reps · (646) 993-5321 · fortinbras.com
80
KINTAYL CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 631-807-6647 · kintayl.com
80
SONE CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 212-647-8295 · sonecap.com
80
CORIGLIANO INVESTMENT ADVISERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $11.7M RAUM and 2 advisory reps. IAPD ↗fund
$11.7M RAUM · 2 reps · 919-225-6496 · coriglianoenergy.com
75
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC — grew from 10 to 41 advisory reps. IAPD ↗institutional
$7.73B RAUM · 41 reps · 303-333-7770 · hyasgroup.com
70
INVUS FINANCIAL ADVISORS, LLC — grew from 9 to 34 advisory reps. IAPD ↗fund
$11.13B RAUM · 34 reps · 212-616-2555 · invus.com
70
EIGHTEEN48 PARTNERS — (LONDON, United Kingdom) is newly SEC-registered with $1.86B RAUM and 18 advisory reps. IAPD ↗foreign
$1.86B RAUM · 18 reps · +44 (0) 20 3670 1855 · eighteen48.com
70
TENSAI HOLDING COMPANY, LLC — (LONDON, United Kingdom) is newly SEC-registered with $9.33B RAUM and 37 advisory reps. IAPD ↗foreign
$9.33B RAUM · 37 reps · +44 7 937 978 606 · tensai-holding.com
68
HEWARD INVESTMENT MANAGEMENT INC. — (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $445.5M RAUM and 6 advisory reps. IAPD ↗foreign
$445.5M RAUM · 6 reps · 514-985-5757 · heward.com
65
TRINITY CAPITAL ADVISER, LLC — grew from 29 to 47 advisory reps. IAPD ↗fund
$60.0M RAUM · 47 reps · 480-374-5350
65
PENSIONBEE — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · (718) 502-9433 · pensionbee.com
65
MODEL SIX OPERATIONS INC. — (VANCOUVER, BC, Canada) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 867-794-0742 · modelsix.com
65
QUANTESSENCE CAPITAL — 's provisional registration is now fully approved. IAPD ↗institutional
$1.46B RAUM · 3 reps · 212-655-9622
64
PENSERRA CAPITAL MANAGEMENT LLC — reported RAUM up 71% ($6.71B -> $11.44B). IAPD ↗institutional
$11.44B RAUM · 8 reps · 800-456-8850 · penserracapital.com
63
LANDMARK INVESTMENT PARTNERS, L.P. — 's provisional registration is now fully approved. IAPD ↗institutional
$873.0M RAUM · 4 reps · 561-210-3331
62
SLW MANAGEMENT COMPANY — grew from 1 to 8 advisory reps. IAPD ↗fund
$1.32B RAUM · 8 reps · 415-851-9870 · slw.vc
60
INVUS FINANCIAL ADVISORS, LLC — reported RAUM up 277% ($2.95B -> $11.13B). IAPD ↗fund
$11.13B RAUM · 34 reps · 212-616-2555 · invus.com
60
21SHARES US LLC — reported RAUM up 104% ($18.7M -> $38.1M). IAPD ↗institutional
$38.1M RAUM · 10 reps · 646-370-6016
60
GENESIA INVESTMENTS LLC — reported RAUM up 135% ($100.2M -> $235.8M). IAPD ↗institutional
$235.8M RAUM · 1 reps · 864-334-5188 · genesiainvestments.com
60
AIP CAPITAL ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$125.0M RAUM · 7 reps · 203-487-8200 · aipcapital.com
60
GID MULTIFAMILY INVESTMENT MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗fund
$3.82B RAUM · 102 reps · 833-259-7511 · gid.com
60
APOLLO S3 RIC MANAGEMENT, L.P. — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 2540 reps · 212-515-3200 · apollo.com
58
HARVEST GROWTH CAPITAL — 's provisional registration is now fully approved. IAPD ↗fund
$292.1M RAUM · 1 reps · 512-466-9118 · harvestgrowthcapital.com
58
ELDRIDGE ACRE PARTNERS, LP — 's provisional registration is now fully approved. IAPD ↗fund
$892.5M RAUM · 10 reps · 213-394-2506 · eldridgeacre.com
58
SHORENSTEIN INVESTMENT ADVISERS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$753.1M RAUM · 45 reps · 415-772-7000 · shorenstein.com
58
DUNDEE MAESTRO MANAGEMENT, LP — 's provisional registration is now fully approved. IAPD ↗fund
$641.8M RAUM · 3 reps · 914-815-0896
58
BENCHSTONE CAPITAL MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗fund
$465.5M RAUM · 5 reps · 646-908-6000 · benchstonecapital.com
58
STRAWBERRY TREE MANAGEMENT COMPANY — 's provisional registration is now fully approved. IAPD ↗fund
$271.3M RAUM · 1 reps · 206-880-1869 · strawberrytree.co
58
POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$500.0M RAUM · 2 reps · 203-485-0443 · regeneronventures.com
55
OCTOPUS ENERGY GENERATION — grew from 50 to 74 advisory reps. IAPD ↗foreign
$7.57B RAUM · 74 reps · 0808 164 1088 · octopusenergygeneration.com
55
MACQUARIE CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$118.2M RAUM · 15 reps · (212) 231-1000
55
GLOBAL DELTA CAPITAL, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$111.0M RAUM · 5 reps · 617-430-5460 · globaldeltacapital.com
55
TRINITY CAPITAL ADVISER, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$60.0M RAUM · 47 reps · 480-374-5350
55
CHARTER OAK ADVISORS LP — 's provisional registration is now fully approved. IAPD ↗fund
$225.7M RAUM · 4 reps · 212-404-2500 · charteroakadvisors.com
55
FORTWOOD CAPITAL LP — 's provisional registration is now fully approved. IAPD ↗fund
$204.0M RAUM · 4 reps · 475-303-3380
55
NILES INVESTMENT MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$114.5M RAUM · 1 reps · (305) 813-0484 · danniles.com
55
GALLO PARTNERS LP — 's provisional registration is now fully approved. IAPD ↗fund
$144.7M RAUM · 5 reps · (973) 200-1755
55
OBION CAPITAL MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗fund
$98.3M RAUM · 2 reps · 305-317-5100 · obioncapital.com
52
VANCE STREET CAPITAL LLC — reported RAUM up 39% ($1.97B -> $2.74B). IAPD ↗fund
$2.74B RAUM · 19 reps · 310-231-7100 · vancestreetcapital.com
52
MLC ASSET MANAGEMENT US LLC — reported RAUM up 39% ($1.90B -> $2.65B). IAPD ↗fund
$2.65B RAUM · 3 reps · 617-953-1416
51
RK CAPITAL MANAGEMENT, LLC — reported RAUM up 41% ($691.8M -> $975.5M). IAPD ↗fund
$975.5M RAUM · 9 reps · 561-408-1711 · rkcapl.com
51
PROSPECT PARTNERS ADVISORS LLC — reported RAUM up 41% ($301.8M -> $425.0M). IAPD ↗fund
$425.0M RAUM · 10 reps · (312) 782-7400
51
NILES INVESTMENT MANAGEMENT, LLC — reported RAUM up 60% ($71.6M -> $114.5M). IAPD ↗fund
$114.5M RAUM · 1 reps · (305) 813-0484 · danniles.com
49
PHOENIX MERCHANT PARTNERS, LP — reported RAUM up 33% ($751.5M -> $997.4M). IAPD ↗fund
$997.4M RAUM · 10 reps · 212-804-9990 · phoenix-merchant.com
45
COLLER INVESTMENT MANAGEMENT LTD — reported RAUM up 140% ($21.33B -> $51.19B). IAPD ↗foreign
$51.19B RAUM · 0 reps · +44 1481 745001
45
TAULA CAPITAL MANAGEMENT (UK) LLP — 's provisional registration is now fully approved. IAPD ↗foreign
$75.87B RAUM · 13 reps · 44 20 4570 2067 · taulacapital.com
45
TAULA CAPITAL MANAGEMENT (US) LLC — 's provisional registration is now fully approved. IAPD ↗foreign
$75.87B RAUM · 9 reps · 44-20-4570-2067 · taulacapital.com
45
BENNBRIDGE LTD — 's provisional registration is now fully approved. IAPD ↗foreign
$1.30B RAUM · 8 reps · +44 (0) 20 7872 7600 · bennbridge.com
45
TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED — 's provisional registration is now fully approved. IAPD ↗foreign
$75.87B RAUM · 3 reps · 44-20-4570-2067 · taulacapital.com
44
TAULA CAPITAL MANAGEMENT (UK) LLP — grew from 9 to 13 advisory reps. IAPD ↗foreign
$75.87B RAUM · 13 reps · 44 20 4570 2067 · taulacapital.com
43
ASTRA ASSET MANAGEMENT UK LIMITED — reported RAUM up 266% ($92.4M -> $338.0M). IAPD ↗foreign
$338.0M RAUM · 12 reps · +44 (0)20 3189 9700
42
TAULA CAPITAL MANAGEMENT (US) LLC — grew from 7 to 9 advisory reps. IAPD ↗foreign
$75.87B RAUM · 9 reps · 44-20-4570-2067 · taulacapital.com
40
ALCHEMY INVESTMENT MANAGEMENT LLP — reported RAUM up 711% ($25.7M -> $208.4M). IAPD ↗foreign
$208.4M RAUM · 1 reps · 079-61693000 · alchemyim.com
39
OCTOPUS ENERGY GENERATION — reported RAUM up 46% ($5.18B -> $7.57B). IAPD ↗foreign
$7.57B RAUM · 74 reps · 0808 164 1088 · octopusenergygeneration.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.