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WLTH CAPITAL MANAGEMENT, LLC

CHANDLER, AZ · CRD 335594 · IAPD ↗ · 480-795-4475

$229.8MRegulatory AUM
3Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

62
April 2026 — WLTH CAPITAL MANAGEMENT, LLC reported RAUM up 36% ($168.9M -> $229.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — WLTH CAPITAL MANAGEMENT, LLC now reports custody of client assets ($36.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
April 2026 — WLTH CAPITAL MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
May 2025 — WLTH CAPITAL MANAGEMENT, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.