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ATHENA ADVISORY

AUSTIN, TX · CRD 328227 · IAPD ↗ · advicebyathena.com · (773) 814-6337

$2,000Regulatory AUM
1Advisory reps
10Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2026 — ATHENA ADVISORY (AUSTIN, TX) left the SEC roster (was $2,000 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
May 2025 — ATHENA ADVISORY's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.